0000950103-18-014404.txt : 20181206
0000950103-18-014404.hdr.sgml : 20181206
20181206122332
ACCESSION NUMBER: 0000950103-18-014404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181203
FILED AS OF DATE: 20181206
DATE AS OF CHANGE: 20181206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MacKenzie Iain
CENTRAL INDEX KEY: 0001344017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 181219808
MAIL ADDRESS:
STREET 1: C/O SMART GLOBAL HOLDINGS, INC.
STREET 2: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp99331_4-mackenzie.xml
FORM 4
X0306
4
2018-12-03
0
0001616533
SMART Global Holdings, Inc.
SGH
0001344017
MacKenzie Iain
C/O SMART MODULAR TECHNOLOGIES, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
1
0
0
0
Ordinary Shares
2018-12-03
4
M
0
29976
11.55
A
354949
D
Ordinary Shares
2018-12-03
4
M
0
12609
22.74
A
367558
D
Ordinary Shares
2018-12-03
4
M
0
9819
2.64
A
377377
D
Ordinary Shares
2018-12-03
4
S
0
52404
35.03
D
324973
D
Employee Stock Options (right to buy)
11.55
2018-12-03
4
M
0
29976
0
D
2026-05-23
Ordinary Shares
29976
41340
D
Employee Stock Options (right to buy)
22.47
2018-12-03
4
M
0
12609
0
D
2019-10-26
Ordinary Shares
12609
2275
D
Employee Stock Options (right to buy)
2.64
2018-12-03
4
M
0
9819
0
D
2020-09-27
Ordinary Shares
9819
0
D
The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 12/27/17 as modified on 04/07/18 and 10/09/18.
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.00 to $35.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
This option became exercisable on May 23, 2017 as to 50% of the award. The remainder became exercisable in equal quarterly installments through May 23, 2018.
This option became exercisable during a period ending on October 31, 2015.
This option became exercisable in monthly installments from October 28, 2010 through September 28, 2014.
/s/ Bruce Goldberg as attorney-in-fact for Iain MacKenzie
2018-12-05