0001209191-16-119344.txt : 20160511 0001209191-16-119344.hdr.sgml : 20160511 20160511194029 ACCESSION NUMBER: 0001209191-16-119344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDBODY, Inc. CENTRAL INDEX KEY: 0001458962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 201898451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 BUSINESS PHONE: 877-755-4279 MAIL ADDRESS: STREET 1: 4051 BROAD STREET STREET 2: SUITE 220 CITY: SAN LUIS OBISPO STATE: CA ZIP: 93401 FORMER COMPANY: FORMER CONFORMED NAME: Mindbody, Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: MINDBODY, Inc. DATE OF NAME CHANGE: 20090319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Investors Partners, L.L.C. CENTRAL INDEX KEY: 0001645252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 161641359 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-863-4848 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATALYST INVESTORS PARTNERS II, L.P. CENTRAL INDEX KEY: 0001645251 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 161641360 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-863-4848 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Investors QP II LP CENTRAL INDEX KEY: 0001343640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 161641361 BUSINESS ADDRESS: STREET 1: 711 FITH AVE STE 402 CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 711 FITH AVE STE 402 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catalyst Investors II LP CENTRAL INDEX KEY: 0001343635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37453 FILM NUMBER: 161641362 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVE STE 402 CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 711 FIFTH AVE STE 402 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-10 0 0001458962 MINDBODY, Inc. MB 0001343635 Catalyst Investors II LP 711 FIFTH AVENUE, SUITE 600 NEW YORK NY 10022 0 0 1 0 0001343640 Catalyst Investors QP II LP 711 FIFTH AVENUE, SUITE 600 NEW YORK NY 10022 0 0 1 0 0001645251 CATALYST INVESTORS PARTNERS II, L.P. 711 FIFTH AVENUE, SUITE 600 NEW YORK NY 10022 0 0 1 0 0001645252 Catalyst Investors Partners, L.L.C. 711 FIFTH AVENUE, SUITE 600 NEW YORK NY 10022 0 0 1 0 Class A Common Stock 2016-05-10 4 C 0 222439 0.00 A 222439 I see footnote Class A Common Stock 2016-05-10 4 J 0 222439 0.00 D 0 I see footnote Class A Common Stock 2016-05-10 4 J 0 2483 0.00 A 2483 I see footnote Class A Common Stock 2016-05-10 4 J 0 2483 0.00 D 0 I see footnote Class A Common Stock 2016-05-10 4 J 0 25 0.00 A 25 I see footnote Class A Common Stock 2016-05-10 4 J 0 25 0.00 D 0 I see footnote Class B Common Stock 2016-05-10 4 C 0 222439 0.00 D Class A Common Stock 222439 4003911 I see footnote Catalyst Investors Partners II, L.P. ("CIP II") is the general partner of Catalyst Investors II, L.P. ("CI II") and Catalyst Investors QP II, L.P. ("CIQP II"). Catalyst Investors Partners, L.L.C. ("CIP LLC") is the general partner of CIP II. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interest therein. 39,223 of these shares are held by CI II and 183,216 of these shares are held by CIQP II. Effective May 10, 2016, CI II and CIQP II distributed in-kind, on a pro rata basis without consideration, a total of 222,439 shares of Class A Common Stock to their respective limited partners and CIP II. 39,223 of these shares are being distributed by CI II, and 183,216 of these shares are being distributed by CIQP II. Represents shares received by CIP II in the distributions described in footnote 3. Shares held by CIP II. Effective May 10, 2016, CIP II distributed in-kind on a pro rata basis without consideration, a total of 2,483 shares of Class A Common Stock to CIP LLC and its limited partners. Represents shares received by CIP LLC in the distribution described in footnote 7. Shares held by CIP LLC. Effective May 10, 2016, CIP LLC distributed in-kind on a pro rata basis without consideration, a total of 25 shares of Class A Common Stock to its members. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 39,223 of the shares converted were held by CI II and 183,216 of the shares converted were held by CIQP II. 706,039 of these shares are owned directly by CI II, and 3,297,872 of these shares are owned directly by CIQP II. /s/ Brian Rich, Member and Advisor 2016-05-11