0001209191-16-118150.txt : 20160506
0001209191-16-118150.hdr.sgml : 20160506
20160506165232
ACCESSION NUMBER: 0001209191-16-118150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MINDBODY, Inc.
CENTRAL INDEX KEY: 0001458962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 201898451
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
BUSINESS PHONE: 877-755-4279
MAIL ADDRESS:
STREET 1: 4051 BROAD STREET
STREET 2: SUITE 220
CITY: SAN LUIS OBISPO
STATE: CA
ZIP: 93401
FORMER COMPANY:
FORMER CONFORMED NAME: Mindbody, Inc.
DATE OF NAME CHANGE: 20110627
FORMER COMPANY:
FORMER CONFORMED NAME: MINDBODY, Inc.
DATE OF NAME CHANGE: 20090319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors Partners, L.L.C.
CENTRAL INDEX KEY: 0001645252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 161628867
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-863-4848
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CATALYST INVESTORS PARTNERS II, L.P.
CENTRAL INDEX KEY: 0001645251
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 161628868
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-863-4848
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE, SUITE 600
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors QP II LP
CENTRAL INDEX KEY: 0001343640
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 161628869
BUSINESS ADDRESS:
STREET 1: 711 FITH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
MAIL ADDRESS:
STREET 1: 711 FITH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Catalyst Investors II LP
CENTRAL INDEX KEY: 0001343635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37453
FILM NUMBER: 161628870
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
MAIL ADDRESS:
STREET 1: 711 FIFTH AVE STE 402
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-04
0
0001458962
MINDBODY, Inc.
MB
0001343635
Catalyst Investors II LP
711 FIFTH AVENUE, SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001343640
Catalyst Investors QP II LP
711 FIFTH AVENUE, SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001645251
CATALYST INVESTORS PARTNERS II, L.P.
711 FIFTH AVENUE, SUITE 600
NEW YORK
NY
10022
0
0
1
0
0001645252
Catalyst Investors Partners, L.L.C.
711 FIFTH AVENUE, SUITE 600
NEW YORK
NY
10022
0
0
1
0
Class A Common Stock
2016-05-04
4
C
0
222439
0.00
A
222439
I
see footnote
Class A Common Stock
2016-05-04
4
J
0
222439
0.00
D
0
I
see footnote
Class A Common Stock
2016-05-04
4
J
0
2483
0.00
A
2483
I
see footnote
Class A Common Stock
2016-05-04
4
J
0
2483
0.00
D
0
I
see footnote
Class A Common Stock
2016-05-04
4
J
0
25
0.00
A
25
I
see footnote
Class A Common Stock
2016-05-04
4
J
0
25
0.00
D
0
I
see footnote
Class B Common Stock
2016-05-04
4
C
0
222439
0.00
D
Class A Common Stock
222439
4226350
I
see footnote
Catalyst Investors Partners II, L.P. ("CIP II") is the general partner of Catalyst Investors II, L.P. ("CI II") and Catalyst Investors QP II, L.P. ("CIQP II"). Catalyst Investors Partners, L.L.C. ("CIP LLC") is the general partner of CIP II. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interest therein.
39,223 of these shares are held by CI II and 183,216 of these shares are held by CIQP II.
Effective May 4, 2016, CI II and CIQP II distributed in-kind, on a pro rata basis without consideration, a total of 222,439 shares of Class A Common Stock to their respective limited partners and CIP II.
39,223 of these shares are being distributed by CI II, and 183,216 of these shares are being distributed by CIQP II.
Represents shares received by CIP II in the distributions described in footnote 3.
Shares held by CIP II.
Effective May 4, 2016, CIP II distributed in-kind on a pro rata basis without consideration, a total of 2,483 shares of Class A Common Stock to CIP LLC and its limited partners.
Represents shares received by CIP LLC in the distribution described in footnote 7.
Shares held by CIP LLC.
Effective May 4, 2016, CIP LLC distributed in-kind on a pro rata basis without consideration, a total of 25 shares of Class A Common Stock to its members.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
39,223 of the shares converted were held by CI II and 183,216 of the shares converted were held by CIQP II.
745,269 of these shares are owned directly by CI II, and 3,481,081 of these shares are owned directly by CIQP II.
/s/ Brian Rich, Member and Advisor
2016-05-06