0001437749-24-007180.txt : 20240308 0001437749-24-007180.hdr.sgml : 20240308 20240308163031 ACCESSION NUMBER: 0001437749-24-007180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Douglas S CENTRAL INDEX KEY: 0001343499 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 24734861 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS INC STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 rdgdoc.xml FORM 4 X0508 4 2024-03-06 0001569994 Waterstone Financial, Inc. WSBF 0001343499 Gordon Douglas S 11200 WEST PLANK CT. WAUWATOSA WI 53226 1 CEO 0 Common Stock 2024-03-06 4 A 0 5332 0 A 541129 D Common Stock 49404 I By ESOP Common Stock 22503 I By Trust Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. On March 6, 2021 the reporting person was granted 6,145 shares of restricted stock subject to a three-year cliff vesting schedule and subject to the satisfaction of certain performance criteria. On March 6, 2024, 5,332 shares vested and were transferred to the executive. /s/ William F. Bruss , pursuant to power of attorney 2024-03-08