0001437749-23-029385.txt : 20231030 0001437749-23-029385.hdr.sgml : 20231030 20231030151800 ACCESSION NUMBER: 0001437749-23-029385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231026 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Douglas S CENTRAL INDEX KEY: 0001343499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 231359858 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS INC STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 rdgdoc.xml FORM 4 X0508 4 2023-10-26 0001569994 Waterstone Financial, Inc. WSBF 0001343499 Gordon Douglas S 11200 WEST PLANK CT. WAUWATOSA WI 53226 1 CEO 0 Common Stock 2023-10-26 4 P 0 211 9.89 A 535372 D Common Stock 2023-10-26 4 P 0 11 9.9050 A 535383 D Common Stock 2023-10-26 4 P 0 1 9.92 A 535384 D Common Stock 2023-10-26 4 P 0 413 9.93 A 535797 D Common Stock 49404 I By ESOP Common Stock 22503 I By Trust Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended /s/ William F. Bruss, Attorney-in-fact 2023-10-30