0001140361-17-010844.txt : 20170307 0001140361-17-010844.hdr.sgml : 20170307 20170307144132 ACCESSION NUMBER: 0001140361-17-010844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Douglas S CENTRAL INDEX KEY: 0001343499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 17671570 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS INC STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3520 4 1 doc1.xml FORM 4 X0306 4 2017-03-06 0 0001569994 Waterstone Financial, Inc. WSBF 0001343499 Gordon Douglas S 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 CEO Common Stock 2017-03-06 4 F 0 16640 18.15 D 415457 D Common Stock 30323 I By ESOP Common Stock 22503 I By Trust Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 150000 150000 D /s/ William F. Bruss, Attorney in Fact 2017-03-07