0001209191-19-057028.txt : 20191118 0001209191-19-057028.hdr.sgml : 20191118 20191118180515 ACCESSION NUMBER: 0001209191-19-057028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rajpal Rajesh K. CENTRAL INDEX KEY: 0001767449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38809 FILM NUMBER: 191228575 MAIL ADDRESS: STREET 1: C/O AVEDRO, INC., 201 JONES ROAD CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVEDRO INC CENTRAL INDEX KEY: 0001343304 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 JONES ROAD CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781 768 3400 MAIL ADDRESS: STREET 1: 201 JONES ROAD CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-14 0 0001343304 AVEDRO INC AVDR 0001767449 Rajpal Rajesh K. C/O AVEDRO, INC. 201 JONES ROAD WALTHAM MA 02451 0 1 0 0 Chief Medical Officer Common Stock 2019-11-14 4 M 0 3321 1.34 A 119976 D Common Stock 2019-11-14 4 M 0 1558 2.14 A 121534 D Common Stock 2019-11-14 4 M 0 4221 2.14 A 125755 D Common Stock 2019-11-14 4 M 0 1911 3.69 A 127666 D Employee Stock Option (right to buy) 1.34 2019-11-14 4 M 0 3321 0.00 D 2026-03-24 Common Stock 3321 5535 D Employee Stock Option (right to buy) 2.14 2019-11-14 4 M 0 1558 0.00 D 2028-01-30 Common Stock 1558 14016 D Employee Stock Option (right to buy) 2.14 2019-11-14 4 M 0 4221 0.00 D 2028-01-30 Common Stock 4221 4222 D Employee Stock Option (right to buy) 3.69 2019-11-14 4 M 0 1911 0.00 D 2028-07-17 Common Stock 1911 20371 D One forty-eighth (1/48th) of the shares subject to the option shall vest on a monthly basis commencing on April 16, 2016, subject to the Reporting Person continuing to provide service through each such date. One forty-eighth (1/48th) of the shares subject to the option shall vest on a monthly basis commencing on March 1, 2018, subject to the Reporting Person continuing to provide service through each such date. 19,375 of the shares subject to the option vested immediately on February 1, 2018 (the "Vesting Commencement Date"), with the remainder vesting in 24 equal installments over a two-year period beginning on the first monthly anniversary of the Vesting Commencement Date, subject to the Reporting Person continuing to provide service through each such date. One forty-eighth (1/48th) of the shares subject to the option shall vest on a monthly basis commencing on July 21, 2018, subject to the Reporting Person continuing to provide service through each such date. /s/ Paul S. Bavier, Attorney-in-Fact 2019-11-18