0001209191-16-101472.txt : 20160223 0001209191-16-101472.hdr.sgml : 20160223 20160223165311 ACCESSION NUMBER: 0001209191-16-101472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon Corp CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 FORMER COMPANY: FORMER CONFORMED NAME: Bank of New York Mellon CORP DATE OF NAME CHANGE: 20070221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peetz Karen B CENTRAL INDEX KEY: 0001343152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35651 FILM NUMBER: 161449012 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-19 0 0001390777 Bank of New York Mellon Corp BK 0001343152 Peetz Karen B THE BANK OF NEW YORK MELLON CORPORATION 225 LIBERTY STREET NEW YORK NY 10286 0 1 0 0 President Common Stock 2016-02-19 4 A 0 56986 0.00 A 237086.4782 D Common Stock 2016-02-19 4 A 0 39101.0985 0.00 A 276187.5767 D Common Stock 2016-02-19 4 F 0 6206 34.93 D 269981.5767 D Common Stock 2016-02-20 4 F 0 4689 34.93 D 265292.5767 D Common Stock 2016-02-21 4 F 0 3221 34.93 D 262071.5767 D Common Stock 2016-02-21 4 F 0 35303 34.93 D 226768.5767 D Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Represents portion of Performance Shares Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2015 have been achieved, as certified on February 19, 2016. Each unit represents the right to one share of the issuer's common stock. The 2013 Performance Share Unit Award vested on February 21, 2016. The February 2014 Performance Share Unit Award is scheduled to vest in February 2017 and remains subject to risk-based adjustment provisions. Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Shares withheld in payment of tax liability incident to vesting of 2013 Performance Share Unit Award. /s/Craig T. Beazer, Attorney-in-Fact 2016-02-23