0001209191-16-101472.txt : 20160223
0001209191-16-101472.hdr.sgml : 20160223
20160223165311
ACCESSION NUMBER: 0001209191-16-101472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160223
DATE AS OF CHANGE: 20160223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bank of New York Mellon Corp
CENTRAL INDEX KEY: 0001390777
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 132614959
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-495-1784
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
FORMER COMPANY:
FORMER CONFORMED NAME: Bank of New York Mellon CORP
DATE OF NAME CHANGE: 20070221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peetz Karen B
CENTRAL INDEX KEY: 0001343152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35651
FILM NUMBER: 161449012
MAIL ADDRESS:
STREET 1: 225 LIBERTY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10286
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-19
0
0001390777
Bank of New York Mellon Corp
BK
0001343152
Peetz Karen B
THE BANK OF NEW YORK MELLON CORPORATION
225 LIBERTY STREET
NEW YORK
NY
10286
0
1
0
0
President
Common Stock
2016-02-19
4
A
0
56986
0.00
A
237086.4782
D
Common Stock
2016-02-19
4
A
0
39101.0985
0.00
A
276187.5767
D
Common Stock
2016-02-19
4
F
0
6206
34.93
D
269981.5767
D
Common Stock
2016-02-20
4
F
0
4689
34.93
D
265292.5767
D
Common Stock
2016-02-21
4
F
0
3221
34.93
D
262071.5767
D
Common Stock
2016-02-21
4
F
0
35303
34.93
D
226768.5767
D
Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
Represents portion of Performance Shares Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2015 have been achieved, as certified on February 19, 2016. Each unit represents the right to one share of the issuer's common stock. The 2013 Performance Share Unit Award vested on February 21, 2016. The February 2014 Performance Share Unit Award is scheduled to vest in February 2017 and remains subject to risk-based adjustment provisions.
Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
Shares withheld in payment of tax liability incident to vesting of 2013 Performance Share Unit Award.
/s/Craig T. Beazer, Attorney-in-Fact
2016-02-23