0001104659-15-043272.txt : 20150603 0001104659-15-043272.hdr.sgml : 20150603 20150603211818 ACCESSION NUMBER: 0001104659-15-043272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 240-487-3991 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shelton James H CENTRAL INDEX KEY: 0001342646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 15911746 MAIL ADDRESS: STREET 1: 469 FLORIDA AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20001 4 1 a4.xml 4 X0306 4 2015-06-01 0 0001459417 2U, Inc. TWOU 0001342646 Shelton James H C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 0 1 0 0 Chief Impact Officer Common Stock 2015-06-01 4 A 0 26567 0.00 A 26567 D Common Stock 2015-06-01 4 A 0 13018 0.00 A 39585 D Employee Stock Option (right to buy) 28.23 2015-06-01 4 A 0 26510 0.00 A 2025-06-01 Common Stock 26510 26510 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The restricted stock unit award will vest as to one-fourth of the underlying shares on each of June 1, 2016, 2017, 2018 and 2019, subject to the reporting person's continued service with the issuer as of the applicable vesting date. The option award will vest as follows: 25% of the underlying shares will vest on June 1, 2016, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Matthew J. Norden, attorney-in-fact 2015-06-03