0001144204-17-060653.txt : 20171122
0001144204-17-060653.hdr.sgml : 20171122
20171122155925
ACCESSION NUMBER: 0001144204-17-060653
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171121
FILED AS OF DATE: 20171122
DATE AS OF CHANGE: 20171122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sawyer Robert M
CENTRAL INDEX KEY: 0001488872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34755
FILM NUMBER: 171219865
MAIL ADDRESS:
STREET 1: 1141 CUMMINGS ROAD
CITY: SANTA PAULA
STATE: CA
ZIP: 93060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limoneira CO
CENTRAL INDEX KEY: 0001342423
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 770260692
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1141 CUMMINGS ROAD
CITY: SANTA PAULA
STATE: CA
ZIP: 93060
BUSINESS PHONE: (805) 525-5541
MAIL ADDRESS:
STREET 1: 1141 CUMMINGS ROAD
CITY: SANTA PAULA
STATE: CA
ZIP: 93060
4
1
tv480053_form4.xml
FORM 4
X0306
4
2017-11-21
0
0001342423
Limoneira CO
LMNR
0001488872
Sawyer Robert M
C/O LIMONEIRA COMPANY
1141 CUMMINGS ROAD
SANTA PAULA
CA
93060
1
0
0
0
Common Stock
2017-11-21
5
G
0
E
53925
0
D
0
I
By Trust
Common Stock
2017-11-21
5
G
0
E
8504
0
D
0
I
By Trust
Common Stock
60134
I
By Trust
Common Stock
60010
I
By Trust
The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts.
Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.
Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004.
Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust.
/s/ Robert M. Sawyer, by Don P. Delmatoff and Joseph D. Rumley as attorneys-in-fact
2017-11-22