0001144204-17-060653.txt : 20171122 0001144204-17-060653.hdr.sgml : 20171122 20171122155925 ACCESSION NUMBER: 0001144204-17-060653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sawyer Robert M CENTRAL INDEX KEY: 0001488872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34755 FILM NUMBER: 171219865 MAIL ADDRESS: STREET 1: 1141 CUMMINGS ROAD CITY: SANTA PAULA STATE: CA ZIP: 93060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limoneira CO CENTRAL INDEX KEY: 0001342423 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 770260692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1141 CUMMINGS ROAD CITY: SANTA PAULA STATE: CA ZIP: 93060 BUSINESS PHONE: (805) 525-5541 MAIL ADDRESS: STREET 1: 1141 CUMMINGS ROAD CITY: SANTA PAULA STATE: CA ZIP: 93060 4 1 tv480053_form4.xml FORM 4 X0306 4 2017-11-21 0 0001342423 Limoneira CO LMNR 0001488872 Sawyer Robert M C/O LIMONEIRA COMPANY 1141 CUMMINGS ROAD SANTA PAULA CA 93060 1 0 0 0 Common Stock 2017-11-21 5 G 0 E 53925 0 D 0 I By Trust Common Stock 2017-11-21 5 G 0 E 8504 0 D 0 I By Trust Common Stock 60134 I By Trust Common Stock 60010 I By Trust The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts. Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein. Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein. Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004. Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust. /s/ Robert M. Sawyer, by Don P. Delmatoff and Joseph D. Rumley as attorneys-in-fact 2017-11-22