0001342356-23-000005.txt : 20230919 0001342356-23-000005.hdr.sgml : 20230919 20230919171942 ACCESSION NUMBER: 0001342356-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230916 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Karen CENTRAL INDEX KEY: 0001342356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 231264694 MAIL ADDRESS: STREET 1: C/O OMTOOL, LTD. STREET 2: 8A INDUSTRIAL WAY CITY: SALEM STATE: NH ZIP: 03079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1695158370.xml FORM 4 X0508 4 2023-09-16 0 0001505155 Upland Software, Inc. UPLD 0001342356 Cummings Karen 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 0 1 0 0 Executive VP & Senior GM 0 Common Stock 2023-09-16 4 F 0 8323 3.86 D 255788 D Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. /s/ Kin Gill (as attorney-in-fact for Ms. Cummings) 2023-09-19