FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/29/2022 |
3. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ ORCL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 20,280 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | (1) | (1) | Common Stock | 2,750 | (2) | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 6,500 | (2) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 25,000 | (2) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 10,125 | (2) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 22,024 | (2) | D | |
Restricted Stock Unit | (7) | (7) | Common Stock | 44,064 | (2) | D |
Explanation of Responses: |
1. Include 2,750 unvested restricted stock units ("RSUs") from a previous grant of 11,000 RSUs granted on June 27, 2019; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
2. Each RSU represents the right to receive, at settlement, one share of common stock. |
3. Include 6,500 unvested RSUs from a previous grant of 13,000 RSUs granted on August 4, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
4. Include 25,000 unvested RSUs from a previous grant of 50,000 RSUs granted on September 5, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
5. Include 10,125 unvested RSUs from a previous grant of 13,500 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
6. Include 22,024 unvested RSUs from a previous grant of 22,024 RSUs granted on September 20, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
7. Include 44,064 unvested RSUs from a previous grant of 44,064 RSUs granted on December 5, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant. |
Remarks: |
Exhibit 24: Power of Attorney |
/s/ Rebecca Isakson by Rebecca Isakson, Attorney in Fact for Maria Smith (POA filed 1/4/2023) | 01/04/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |