0001127602-18-022897.txt : 20180705 0001127602-18-022897.hdr.sgml : 20180705 20180705210840 ACCESSION NUMBER: 0001127602-18-022897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Dorian CENTRAL INDEX KEY: 0001414813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 18941656 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORP STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-02 0001341439 ORACLE CORP ORCL 0001414813 Daley Dorian C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LAKE, SUITE 200 RENO NV 89511 1 EVP, Gen'l Counsel, Secretary Common Stock 2018-07-02 4 M 0 20313 0 A 57267 D Common Stock 2018-07-02 4 F 0 10072 44.06 D 47195 D Common Stock 2018-07-02 4 M 0 20312 0 A 67507 D Common Stock 2018-07-02 4 F 0 10071 44.06 D 57436 D Common Stock 2018-07-05 4 M 0 50000 30.11 A 107436 D Common Stock 2018-07-05 4 S 0 50000 45.1251 D 57436 D Restricted Stock Unit 2018-07-02 4 M 0 20313 0 D Common Stock 20313 40625 D Restricted Stock Unit 2018-07-02 4 M 0 20312 0 D Common Stock 20312 20313 D Stock Option 30.11 2018-07-05 4 M 0 50000 0 D 2023-07-01 Common Stock 50000 75000 D Shares withheld for payment of tax liability upon vesting of restricted stock units. Sale of shares pursuant to Rule 10b5-1 Plan adopted on May 11, 2018. This transaction was executed in multiple trades at prices ranging from $45.00 to $45.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Restricted stock units vest in four equal annual installments, beginning one year from date of grant. Option vests 25% annually on anniversary of grant date. /s/ Lori A. Clancy by Lori A. Clancy, Attorney in Fact for Dorian Daley (POA filed 12/24/15) 2018-07-05