SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Screven Edward

(Last) (First) (Middle)
5525 KIETZKE LANE
SUITE 200

(Street)
RENO NV 89511

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/15/2017
3. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ ORCL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Corporate Architect
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,144,595 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (1) 11/30/2022 Common Stock 200,000 $32.175 D
Stock Option (1) 06/29/2021 Common Stock 700,000 $32.43 D
Stock Option (1) 07/01/2020 Common Stock 700,000 $21.55 D
Stock Option (1) 07/01/2023 Common Stock 700,000 $30.11 D
Stock Option (1) 07/02/2019 Common Stock 600,000 $21.04 D
Stock Option (1) 07/24/2024 Common Stock 700,000 $40.47 D
Stock Option (1) 07/03/2018 Common Stock 500,000 $20.73 D
Stock Option (1) 07/05/2022 Common Stock 700,000 $29.72 D
Restricted Stock Unit (2) (2) Common Stock 131,250 (3) D
Restricted Stock Unit (2) (2) Common Stock 187,500 (3) D
Restricted Stock Unit (2) (2) Common Stock 87,500 (3) D
Restricted Stock Unit (2)(4) (2)(4) Common Stock 62,500 (3) D
Explanation of Responses:
1. Option vests 25% annually on anniversary of grant date.
2. Restricted stock units vest in four equal annual installments, beginning one year from date of grant.
3. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
4. The reporting person has elected to defer settlement of this award.
/s/ Lori A. Clancy by Lori A. Clancy, Attorney in Fact for Edward Screven (POA filed 11/20/2017) 11/20/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.