0000909012-13-000196.txt : 20130506 0000909012-13-000196.hdr.sgml : 20130506 20130506113341 ACCESSION NUMBER: 0000909012-13-000196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11487 FILM NUMBER: 13814954 BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 t307119.txt RRAM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIVER ROAD ASSET MANAGEMENT, LLC Address: 462 South Fourth Street Suite 1600 Louisville, Kentucky 40202 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Mueller, CPA, CFA Title: Chief Operating Officer/Chief Compliance Officer Phone: 502-371-4104 Signature, Place, and Date of Signing: Thomas D. Mueller Louisville, Kentucky Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: 7,163,656 (thousands) List of Other Included Managers:
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M Company COM 88579Y101 48845 459456 SH Sole 195908 263548 Aaron's, Inc. COM 002535300 30507 1063687 SH Sole 1063687 Abercrombie & Fitch Class A COM 002896207 14365 310930 SH Sole 258060 52870 ABM Industries, Inc. COM 000957100 36061 1621465 SH Sole 884830 736635 ADT Corporation COM 00101J106 236 4816 SH Sole 4816 Aircastle Limited COM G0129K104 18753 1370848 SH Sole 1099788 271060 Alleghany Corporation COM 017175100 17293 43679 SH Sole 43679 American Greetings Corporation COM 026375105 32317 2007283 SH Sole 1644258 363025 American International Group, COM 026874784 437 11246 SH Sole 11246 AmeriGas Partners L.P. COM 030975106 18235 405855 SH Sole 379275 26580 Artesian Resources Corporation COM 043113208 5150 229192 SH Sole 229192 Ascena Retail Group COM 04351G101 44798 2414965 SH Sole 1934057 480908 Atlantic Tele-Network COM 049079205 40475 834367 SH Sole 705177 129190 AuRico Gold, Inc. COM 05155C105 41238 6556114 SH Sole 6204624 351490 Automatic Data Processing, Inc COM 053015103 85329 1312155 SH Sole 575110 737045 Avista Corporation COM 05379B107 71285 2601627 SH Sole 1394926 1206701 Baldwin & Lyons, Inc. Class B COM 057755209 7633 320862 SH Sole 320862 Becton, Dickinson and Company COM 075887109 62368 652320 SH Sole 316120 336200 Bemis Company, Inc. COM 081437105 66322 1643270 SH Sole 713230 930040 Benchmark Electronics, Inc. COM 08160H101 11069 614263 SH Sole 614263 Berkshire Hathaway Class B COM 084670702 424 4073 SH Sole 4073 Big Lots, Inc. COM 089302103 78472 2224904 SH Sole 1843024 381880 Bill Barrett Corporation COM 06846N104 10233 504832 SH Sole 504832 BlackRock, Inc. COM 09247X101 79830 310767 SH Sole 135148 175619 Bob Evans Farms, Inc. COM 096761101 90355 2120015 SH Sole 1729265 390750 BreitBurn Energy Partners L.P. COM 106776107 30599 1526920 SH Sole 1504790 22130 Brinks Company COM 109696104 11550 408703 SH Sole 345416 63287 Buckeye Technologies, Inc. COM 118255108 24211 808390 SH Sole 664420 143970 CA, Inc. COM 12673P105 69607 2764379 SH Sole 1204364 1560015 Capital Southwest Corporation COM 140501107 21679 188510 SH Sole 150626 37884 Chevron Corporation COM 166764100 130092 1094866 SH Sole 354803 740063 Cloud Peak Energy, Inc. COM 18911Q102 23962 1275947 SH Sole 1026827 249120 CME Group, Inc. COM 12572Q105 80127 1304787 SH Sole 568377 736410 Coach, Inc. COM 189754104 52563 1051474 SH Sole 465004 586470 Commerce Bancshares COM 200525103 51183 1253559 SH Sole 597084 656475 Compass Diversified Holdings COM 20451Q104 18685 1177395 SH Sole 737085 440310 Computer Services, Inc. COM 20539A105 6055 201823 SH Sole 147811 54012 Contango Oil & Gas Company COM 21075N204 10451 260682 SH Sole 260682 Convergys Corporation COM 212485106 31822 1868586 SH Sole 1493566 375020 Corning, Inc. COM 219350105 60171 4513925 SH Sole 1942990 2570935 Cott Corporation COM 22163N106 10458 1033392 SH Sole 1033392 CSG Systems International COM 126349109 53136 2507577 SH Sole 2264994 242583 Cubic Corporation COM 229669106 16552 387464 SH Sole 310734 76730 Daktronics, Inc. COM 234264109 11057 1053054 SH Sole 839634 213420 Darden Restaurants, Inc. COM 237194105 85294 1650422 SH Sole 691277 959145 Devon Energy Corporation COM 25179M103 511 9065 SH Sole 9065 Dime Community Bancshares COM 253922108 15516 1080498 SH Sole 778748 301750 DIRECTV COM 25490A309 902 15943 SH Sole 15943 Dr Pepper Snapple Group, Inc. COM 26138E109 94778 2018710 SH Sole 882010 1136700 DreamWorks Animation SKG, Inc. COM 26153C103 22210 1171402 SH Sole 940112 231290 DST Systems, Inc. COM 233326107 68877 966429 SH Sole 783449 182980 Electro Rent Corporation COM 285218103 11129 600268 SH Sole 365988 234280 Emerson Electric Co. COM 291011104 63072 1128910 SH Sole 491680 637230 Energen Corporation COM 29265N108 12782 245766 SH Sole 245766 Ensign Group, Inc. COM 29358P101 33416 1000480 SH Sole 803550 196930 EPIQ Systems, Inc. COM 26882D109 20067 1430307 SH Sole 1430307 Evolution Petroleum Corporatio COM 30049A107 18577 1830258 SH Sole 1143345 686913 Expeditors International Of Wa COM 302130109 768 21505 SH Sole 21505 Express Scripts Holding Compan COM 30219G108 498 8641 SH Sole 8641 First Citizens Bancshares COM 31946M103 13327 72945 SH Sole 44985 27960 FirstService Corporation COM 33761N109 12946 388524 SH Sole 311631 76893 Flir Systems, Inc. COM 302445101 23907 919139 SH Sole 919139 Fred's, Inc. Class A COM 356108100 15069 1101557 SH Sole 879647 221910 General Dynamics Corporation COM 369550108 52771 748416 SH Sole 397391 351025 General Electric Company COM 369604103 27897 1206613 SH Sole 1206613 General Mills, Inc. COM 370334104 105059 2130584 SH Sole 950340 1180244 General Motors COM 37045V100 456 16400 SH Sole 16400 Genuine Parts Company COM 372460105 56122 719508 SH Sole 290505 429003 Geo Group, Inc. COM 36159R103 69024 1834763 SH Sole 1520786 313977 Harris Teeter SuperMarkets, In COM 414585109 118429 2772865 SH Sole 2350202 422663 Hasbro, Inc. COM 418056107 88950 2024355 SH Sole 879870 1144485 Heartland Express, Inc. COM 422347104 23404 1754450 SH Sole 1404550 349900 Hill-Rom Holdings, Inc. COM 431475102 20370 578360 SH Sole 469080 109280 Hillenbrand, Inc. COM 431571108 62494 2472074 SH Sole 1197025 1275049 Hilltop Holdings Corporation COM 432748101 18462 1368549 SH Sole 1099143 269406 ICU Medical, Inc. COM 44930G107 38786 657954 SH Sole 527254 130700 Industrias Bachoco S.A.B. de C COM 456463108 21110 657235 SH Sole 494197 163038 Ingles Markets, Inc. COM 457030104 11530 536800 SH Sole 324620 212180 Innophos Holdings, Inc. COM 45774N108 32381 593159 SH Sole 373760 219399 Insperity, Inc. COM 45778Q107 28876 1017845 SH Sole 811015 206830 Intel Corporation COM 458140100 104908 4804595 SH Sole 2018322 2786273 International Speedway Corpora COM 460335201 28158 861619 SH Sole 693499 168120 Intrepid Potash, Inc. COM 46121Y102 16029 854412 SH Sole 692762 161650 Iron Mountain, Inc. COM 462846106 84480 2326641 SH Sole 1011032 1315609 Ituran Location and Control, L COM M6158M104 8368 533330 SH Sole 419169 114161 J&J Snack Foods Corporation COM 466032109 11871 154386 SH Sole 126697 27689 J2 Global, Inc. COM 48123V102 54486 1389591 SH Sole 696211 693380 John Bean Technologies Corpora COM 477839104 9711 468019 SH Sole 431125 36894 Johnson & Johnson COM 478160104 98960 1213783 SH Sole 431260 782523 Jos. A Bank Clothiers, Inc. COM 480838101 20192 506060 SH Sole 401700 104360 Joy Global, Inc. COM 481165108 481 8077 SH Sole 8077 Kimberly-Clark Corporation COM 494368103 100700 1027756 SH Sole 465185 562571 Kohl's Corporation COM 500255104 68898 1493553 SH Sole 660613 832940 Korn Ferry International COM 500643200 17046 954417 SH Sole 761057 193360 Kraton Performance Polymers COM 50077C106 14915 637375 SH Sole 515165 122210 Layne Christensen Company COM 521050104 11458 535902 SH Sole 432572 103330 Lexmark International, Inc. COM 529771107 9906 375225 SH Sole 300385 74840 Lockheed Martin Corporation COM 539830109 45118 467445 SH Sole 246535 220910 Mac-Gray Corporation COM 554153106 17038 1331129 SH Sole 819579 511550 Madison Square Garden Company COM 55826P100 32945 571958 SH Sole 466408 105550 ManTech International Corporat COM 564563104 16193 602638 SH Sole 602638 Medtronic, Inc. COM 585055106 86379 1839425 SH Sole 759520 1079905 Merck & Company, Inc. COM 58933Y105 6450 145921 SH Sole 145921 Micros Systems, Inc. COM 594901100 362 7948 SH Sole 7948 Microsoft Corporation COM 594918104 73088 2555078 SH Sole 1121438 1433640 Miller Energy Resources, Inc. COM 600527105 11298 3045302 SH Sole 2305032 740270 Molson Coors Brewing Company C COM 60871R209 44114 901567 SH Sole 626052 275515 Monarch Casino & Resort, Inc. COM 609027107 5258 540349 SH Sole 325879 214470 Motorcar Parts of America, Inc COM 620071100 5857 955440 SH Sole 610160 345280 National CineMedia, Inc. COM 635309107 25872 1639560 SH Sole 1278885 360675 National Fuel Gas Company COM 636180101 108901 1775074 SH Sole 894234 880840 Navigators Group, Inc. COM 638904102 15769 268407 SH Sole 212251 56156 NeuStar, Inc. COM 64126X201 57344 1232404 SH Sole 991064 241340 Nordion, Inc. COM 65563C105 19689 2978600 SH Sole 2380250 598350 Norfolk Southern Corporation COM 655844108 109408 1419411 SH Sole 607845 811566 Nucor Corporation COM 670346105 70074 1518390 SH Sole 657435 860955 Occidental Petroleum Corporati COM 674599105 94802 1209666 SH Sole 531086 678580 Ocean Rig UDW, Inc. COM Y64354205 17130 1063300 SH Sole 853700 209600 Oil-Dri Corporation of America COM 677864100 3172 116475 SH Sole 116475 Omega Protein Corporation COM 68210P107 6038 561672 SH Sole 343055 218617 OneBeacon Insurance Group COM G67742109 16448 1216575 SH Sole 691850 524725 Oracle Corporation COM 68389X105 615 19026 SH Sole 19026 Orbital Sciences Corporation COM 685564106 9842 589698 SH Sole 589698 Owens & Minor, Inc. COM 690732102 140513 4315495 SH Sole 2905568 1409927 Pan American Silver Corporatio COM 697900108 60958 3721492 SH Sole 3451492 270000 PartnerRe Limited COM G6852T105 90437 971292 SH Sole 461315 509977 Paychex, Inc. COM 704326107 45336 1293087 SH Sole 623780 669307 Pep Boys COM 713278109 21721 1842300 SH Sole 1484860 357440 Pepsico, Inc. COM 713448108 108853 1375968 SH Sole 543520 832448 Pfizer, Inc. COM 717081103 103528 3587262 SH Sole 1348035 2239227 Pico Holdings, Inc. COM 693366205 22024 992074 SH Sole 797134 194940 PNC Financial Services Group, COM 693475105 98057 1474545 SH Sole 636940 837605 Procter & Gamble Company COM 742718109 98145 1273621 SH Sole 394499 879122 QEP Resources, Inc. COM 74733V100 11321 355562 SH Sole 355562 Quality Systems, Inc. COM 747582104 17975 983855 SH Sole 784365 199490 Raytheon Company COM 755111507 52965 900926 SH Sole 473191 427735 Regal Entertainment Group COM 758766109 58195 3490996 SH Sole 1499660 1991336 Regis Corporation COM 758932107 16276 894804 SH Sole 717184 177620 Rent-A-Center, Inc. COM 76009N100 55130 1492427 SH Sole 1197306 295121 Republic Services, Inc. COM 760759100 68063 2062505 SH Sole 893065 1169440 Resolute Energy Corporation COM 76116A108 17317 1504545 SH Sole 1189895 314650 Sabra Healthcare REIT, Inc. COM 78573L106 44717 1541425 SH Sole 1433215 108210 Safety Insurance Group, Inc. COM 78648T100 29482 599709 SH Sole 394510 205199 Standard Parking Corporation COM 853790103 24263 1172105 SH Sole 934185 237920 Starz Liberty Capital Series A COM 85571Q102 12979 585960 SH Sole 493710 92250 Steris Corporation COM 859152100 47800 1148754 SH Sole 908894 239860 SWS Group, Inc. COM 78503N107 5665 936350 SH Sole 578370 357980 Sykes Enterprises, Inc. COM 871237103 32739 2051322 SH Sole 2051322 Sysco Corporation COM 871829107 108901 3096429 SH Sole 1285538 1810891 Target Corporation COM 87612E106 95175 1390433 SH Sole 591905 798528 Telefonica Brasil S.A. ADR COM 87936R106 64024 2399715 SH Sole 1064730 1334985 Telephone & Data Systems, Inc. COM 879433829 19237 913000 SH Sole 753710 159290 Tetra Technologies, Inc. COM 88162F105 16785 1635962 SH Sole 1314232 321730 Texas Roadhouse, Inc. COM 882681109 16536 819020 SH Sole 654940 164080 Thomson Reuters Corporation COM 884903105 91937 2830573 SH Sole 1222693 1607880 Tidewater, Inc. COM 886423102 20729 410476 SH Sole 410476 Tompkins Financial Corporation COM 890110109 4951 117108 SH Sole 72388 44720 Total System Services, Inc. COM 891906109 15632 630840 SH Sole 630840 Tower Group International, Ltd COM G8988C105 30580 1657468 SH Sole 1331258 326210 Transmontaigne Partners L.P. COM 89376V100 12431 244985 SH Sole 224055 20930 True Religion Apparel, Inc. COM 89784N104 20948 802300 SH Sole 643110 159190 U.S. Bancorp COM 902973304 91436 2694856 SH Sole 1127835 1567021 Unifirst Corporation COM 904708104 50121 553821 SH Sole 447265 106556 Unit Corporation COM 909218109 2800 61468 SH Sole 61468 United Parcel Service, Inc. Cl COM 911312106 106146 1235697 SH Sole 532460 703237 UNS Energy Corporation COM 903119105 62016 1267190 SH Sole 662355 604835 Vaalco Energy, Inc. COM 91851C201 11713 1543185 SH Sole 1235495 307690 Verizon Communications, Inc. COM 92343V104 102866 2092896 SH Sole 828516 1264380 Viacom, Inc. Class B COM 92553P201 513 8347 SH Sole 8347 Village Super Market COM 927107409 30141 894671 SH Sole 698125 196546 Vodafone Group COM 92857W209 36263 1276873 SH Sole 1165426 111447 W.R. Berkley Corporation COM 084423102 15376 346535 SH Sole 346535 Wal-Mart Stores, Inc. COM 931142103 55521 741962 SH Sole 389982 351980 Walgreen Co. COM 931422109 107605 2256815 SH Sole 954330 1302485 Weis Markets, Inc. COM 948849104 17425 428134 SH Sole 428134 Western Union Co. COM 959802109 47681 3170271 SH Sole 1372505 1797766 White Mountains Insurance Grou COM G9618E107 76033 134069 SH Sole 109060 25009 Williams Partners L.P. COM 96950F104 27440 529731 SH Sole 491481 38250 WPX Energy, Inc. COM 98212B103 44707 2790685 SH Sole 2790685 REPORT SUMMARY 179 DATA RECORDS 7163656 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your Form 13F Report documentation.