0000909012-12-000410.txt : 20121017 0000909012-12-000410.hdr.sgml : 20121017 20121017152717 ACCESSION NUMBER: 0000909012-12-000410 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121017 DATE AS OF CHANGE: 20121017 EFFECTIVENESS DATE: 20121017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11487 FILM NUMBER: 121148324 BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 t306903.txt RRAM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIVER ROAD ASSET MANAGEMENT, LLC Address: 462 South Fourth Street Suite 1600 Louisville, Kentucky 40202 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Mueller, CPA, CFA Title: Chief Operating Officer/Chief Compliance Officer Phone: 502-371-4104 Signature, Place, and Date of Signing: Thomas D. Mueller Louisville, Kentucky Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: 6,348,974 (thousands) List of Other Included Managers:
Title Voting Authority of Value Shares/ Sh/ Put/ Invstmt Other ---------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M Company COM 88579Y101 40969 443,296.00 SH Sole 179173 264123 Aaron's, Inc. COM 002535300 9157 329,264.00 SH Sole 329264 Abercrombie & Fitch Class A COM 002896207 12747 375,792.00 SH Sole 307482 68310 ABM Industries, Inc. COM 000957100 46090 2,434,766.00 SH Sole 1529886 904880 ADT Corporation COM 00101J106 267 7,415.00 SH Sole 7415 Aircastle Limited COM G0129K104 16714 1,475,208.00 SH Sole 1183488 291720 Alamo Group, Inc. COM 011311107 6081 180,005.00 SH Sole 180005 Alleghany Corporation COM 017175100 16073 46,596.00 SH Sole 46596 Alterra Capital Holdings, Ltd. COM G0229R108 39734 1,659,734.00 SH Sole 1331286 328448 American Greetings Corporation COM 026375105 34371 2,045,880.00 SH Sole 1667085 378795 AmeriGas Partners L.P. COM 030975106 16195 370,945.00 SH Sole 365565 5380 AptarGroup, Inc. COM 038336103 9855 190,575.00 SH Sole 153600 36975 Artesian Resources Corporation COM 043113208 7860 338,357.00 SH Sole 338357 Ascena Retail Group COM 04351G101 48608 2,266,109.00 SH Sole 1817941 448168 Ascent Capital Group, Inc. Ser COM 043632108 17055 315,780.00 SH Sole 253010 62770 AstraZeneca PLC COM 046353108 25710 537,200.00 SH Sole 510955 26245 Atlantic Tele-Network COM 049079205 29550 687,522.00 SH Sole 587057 100465 Automatic Data Processing, Inc COM 053015103 118679 2,023,165.00 SH Sole 776350 1246815 Avista Corporation COM 05379B107 71087 2,761,735.00 SH Sole 1523209 1238526 Baldwin & Lyons, Inc. Class B COM 057755209 5597 234,076.00 SH Sole 234076 Becton, Dickinson and Company COM 075887109 48705 619,967.00 SH Sole 292842 327125 Bemis Company, Inc. COM 081437105 49937 1,586,820.00 SH Sole 654145 932675 Benchmark Electronics, Inc. COM 08160H101 8271 541,642.00 SH Sole 541642 Berkshire Hathaway Class B COM 084670702 313 3,546.00 SH Sole 3546 BGC Partners, Inc. Class A COM 05541T101 7542 1,539,250.00 SH Sole 1232200 307050 Big Lots, Inc. COM 089302103 72231 2,441,898.00 SH Sole 2032328 409570 Bill Barrett Corporation COM 06846N104 11615 468,932.00 SH Sole 468932 Bio-Rad Laboratories, Inc. Cla COM 090572207 4131 38,707.00 SH Sole 38707 BlackRock, Inc. COM 09247X101 82038 460,110.00 SH Sole 187541 272569 Bob Evans Farms, Inc. COM 096761101 68207 1,743,097.00 SH Sole 1445307 297790 BreitBurn Energy Partners L.P. COM 106776107 28523 1,467,965.00 SH Sole 1445975 21990 Brinks Company COM 109696104 22035 857,720.00 SH Sole 687543 170177 CA, Inc. COM 12673P105 54646 2,120,956.00 SH Sole 874201 1246755 California Water Service Group COM 130788102 8168 437,943.00 SH Sole 437943 Capital Southwest Corporation COM 140501107 21750 194,282.00 SH Sole 155998 38284 Chemed Corporation COM 16359R103 18536 267,509.00 SH Sole 214639 52870 Chevron Corporation COM 166764100 126475 1,085,066.00 SH Sole 324503 760563 Chubb Corporation COM 171232101 69681 913,495.00 SH Sole 368550 544945 Cimarex Energy Company COM 171798101 4817 82,273.00 SH Sole 82273 Cloud Peak Energy, Inc. COM 18911Q102 8294 458,235.00 SH Sole 366615 91620 CME Group, Inc. COM 12572Q105 59608 1,040,458.00 SH Sole 430003 610455 Commerce Bancshares COM 200525103 46955 1,164,261.00 SH Sole 535490 628771 Compass Diversified Holdings COM 20451Q104 17664 1,195,105.00 SH Sole 718435 476670 Computer Services, Inc. COM 20539A105 3322 111,081.00 SH Sole 67591 43490 ConocoPhillips COM 20825C104 66197 1,157,701.00 SH Sole 391280 766421 Constellation Brands COM 21036P108 10113 312,608.00 SH Sole 312608 Contango Oil & Gas Company COM 21075N204 11246 228,849.00 SH Sole 228849 Convergys Corporation COM 212485106 25224 1,609,711.00 SH Sole 1287171 322540 Core-Mark Holding Company, Inc COM 218681104 5459 113,467.00 SH Sole 113467 Cott Corporation COM 22163N106 10894 1,379,019.00 SH Sole 1379019 Covance, Inc. COM 222816100 24686 528,724.00 SH Sole 528724 Cracker Barrel Old Country Sto COM 22410J106 4976 74,148.00 SH Sole 59075 15073 CSG Systems International COM 126349109 34831 1,548,734.00 SH Sole 1420744 127990 Cubic Corporation COM 229669106 15103 301,700.00 SH Sole 241200 60500 Daktronics, Inc. COM 234264109 10900 1,146,189.00 SH Sole 916499 229690 Darden Restaurants, Inc. COM 237194105 70885 1,271,472.00 SH Sole 484527 786945 Devon Energy Corporation COM 25179M103 274 4,537.00 SH Sole 4537 Dime Community Bancshares COM 253922108 11849 820,537.00 SH Sole 511767 308770 Dr Pepper Snapple Group, Inc. COM 26138E109 55061 1,236,495.00 SH Sole 555725 680770 DreamWorks Animation SKG, Inc. COM 26153C103 17280 898,617.00 SH Sole 720307 178310 DST Systems, Inc. COM 233326107 70494 1,246,352.00 SH Sole 999472 246880 Electro Rent Corporation COM 285218103 11626 657,209.00 SH Sole 409969 247240 Endeavour International Corpor COM 29259G200 8040 831,412.00 SH Sole 679462 151950 Energen Corporation COM 29265N108 11546 220,299.00 SH Sole 220299 Enersis SA ADS COM 29274F104 229 13,945.00 SH Sole 13945 Ensign Group, Inc. COM 29358P101 26220 856,729.00 SH Sole 687729 169000 Entergy Corporation COM 29364G103 41925 604,975.00 SH Sole 241780 363195 EPIQ Systems, Inc. COM 26882D109 21326 1,589,122.00 SH Sole 1589122 Equifax, Inc. COM 294429105 24808 532,598.00 SH Sole 532598 Evolution Petroleum Corporatio COM 30049A107 15650 1,936,844.00 SH Sole 1247141 689703 First Citizens Bancshares COM 31946M103 13056 80,150.00 SH Sole 49760 30390 FirstService Corporation COM 33761N109 11952 427,604.00 SH Sole 342821 84783 Flir Systems, Inc. COM 302445101 20436 1,023,072.00 SH Sole 1023072 Fred's, Inc. Class A COM 356108100 17600 1,235,932.00 SH Sole 983892 252040 G&K Services, Inc. Class A COM 361268105 22782 726,706.00 SH Sole 579386 147320 General Dynamics Corporation COM 369550108 46412 701,930.00 SH Sole 366815 335115 General Electric Company COM 369604103 35585 1,566,923.00 SH Sole 1566923 General Mills, Inc. COM 370334104 100450 2,520,699.00 SH Sole 1091940 1428759 Genuine Parts Company COM 372460105 43224 708,238.00 SH Sole 270295 437943 Geo Group, Inc. COM 36159R103 86607 3,129,990.00 SH Sole 2499680 630310 Global Payments, Inc. COM 37940X102 202 4,824.00 SH Sole 4824 Harris Teeter SuperMarkets, In COM 414585109 97787 2,517,684.00 SH Sole 2137791 379893 Hasbro, Inc. COM 418056107 74541 1,953,120.00 SH Sole 806820 1146300 Heartland Express, Inc. COM 422347104 3428 256,593.00 SH Sole 209293 47300 Hill-Rom Holdings, Inc. COM 431475102 19422 668,340.00 SH Sole 535180 133160 Hillenbrand, Inc. COM 431571108 44188 2,429,222.00 SH Sole 1126538 1302684 Hilltop Holdings Corporation COM 432748101 13410 1,055,083.00 SH Sole 842463 212620 Iconix Brand Group, Inc. COM 451055107 21460 1,176,516.00 SH Sole 943466 233050 ICU Medical, Inc. COM 44930G107 47014 777,344.00 SH Sole 622294 155050 Industrias Bachoco S.A.B. de C COM 456463108 17146 712,631.00 SH Sole 541113 171518 Ingles Markets, Inc. COM 457030104 2671 163,370.00 SH Sole 101670 61700 Ingram Micro, Inc. COM 457153104 25620 1,682,237.00 SH Sole 1380738 301499 Insperity, Inc. COM 45778Q107 21312 844,717.00 SH Sole 677847 166870 Intel Corporation COM 458140100 103579 4,572,003.00 SH Sole 1839410 2732593 Iron Mountain, Inc. COM 462846106 57143 1,675,243.00 SH Sole 682520 992723 Ituran Location and Control, L COM M6158M104 6700 574,587.00 SH Sole 451696 122891 J&J Snack Foods Corporation COM 466032109 22712 396,164.00 SH Sole 315695 80469 J2 Global, Inc. COM 48123V102 49134 1,497,071.00 SH Sole 749906 747165 John Bean Technologies Corpora COM 477839104 13909 851,740.00 SH Sole 686000 165740 Johnson & Johnson COM 478160104 83851 1,216,818.00 SH Sole 401890 814928 Kimberly-Clark Corporation COM 494368103 100852 1,175,706.00 SH Sole 511840 663866 Kohl's Corporation COM 500255104 73264 1,430,378.00 SH Sole 598128 832250 Korn Ferry International COM 500643200 15880 1,035,857.00 SH Sole 828147 207710 Kraton Performance Polymers COM 50077C106 16387 627,850.00 SH Sole 503120 124730 Landauer, Inc. COM 51476K103 5101 85,417.00 SH Sole 80612 4805 Lexmark International, Inc. COM 529771107 6464 290,505.00 SH Sole 233255 57250 Lockheed Martin Corporation COM 539830109 61233 655,735.00 SH Sole 335250 320485 Loews COM 540424108 365 8,849.00 SH Sole 8849 Mac-Gray Corporation COM 554153106 19028 1,418,959.00 SH Sole 907179 511780 Madison Square Garden Company COM 55826P100 78743 1,955,373.00 SH Sole 1568063 387310 ManTech International Corporat COM 564563104 8968 373,660.00 SH Sole 373660 Medallion Financial Corporatio COM 583928106 6252 529,421.00 SH Sole 334703 194718 Medtronic, Inc. COM 585055106 75434 1,749,405.00 SH Sole 694935 1054470 Merck & Company, Inc. COM 58933Y105 7374 163,521.00 SH Sole 163521 Meredith Corporation COM 589433101 16266 464,750.00 SH Sole 217440 247310 Microsoft Corporation COM 594918104 57074 1,917,806.00 SH Sole 798271 1119535 Miller Energy Resources, Inc. COM 600527105 15208 3,023,422.00 SH Sole 2359592 663830 Molson Coors Brewing Company C COM 60871R209 37875 840,738.00 SH Sole 568923 271815 Monarch Casino & Resort, Inc. COM 609027107 5016 575,849.00 SH Sole 359879 215970 Motorcar Parts of America, Inc COM 620071100 3003 619,085.00 SH Sole 387295 231790 National CineMedia, Inc. COM 635309107 25913 1,582,960.00 SH Sole 1215940 367020 National Fuel Gas Company COM 636180101 46414 858,881.00 SH Sole 356731 502150 Navigators Group, Inc. COM 638904102 14429 293,122.00 SH Sole 232736 60386 NeuStar, Inc. COM 64126X201 68754 1,717,550.00 SH Sole 1377120 340430 Nordic American Tankers, Ltd. COM G65773106 8777 870,690.00 SH Sole 698040 172650 Nordion, Inc. COM 65563C105 17520 2,595,554.00 SH Sole 2083604 511950 Norfolk Southern Corporation COM 655844108 87133 1,369,371.00 SH Sole 555950 813421 Nucor Corporation COM 670346105 55998 1,463,620.00 SH Sole 601530 862090 Oil-Dri Corporation of America COM 677864100 4999 216,043.00 SH Sole 216043 Omega Protein Corporation COM 68210P107 3844 560,397.00 SH Sole 349037 211360 OneBeacon Insurance Group COM G67742109 16430 1,222,505.00 SH Sole 659775 562730 Oppenheimer Holdings, Inc. COM 683797104 5239 328,460.00 SH Sole 258821 69639 Oracle Corporation COM 68389X105 266 8,471.00 SH Sole 8471 Orbital Sciences Corporation COM 685564106 3819 262,271.00 SH Sole 262271 Owens & Minor, Inc. COM 690732102 105719 3,538,135.00 SH Sole 2352798 1185337 Pan American Silver Corporatio COM 697900108 30742 1,433,848.00 SH Sole 1433848 PartnerRe Limited COM G6852T105 78989 1,063,392.00 SH Sole 555385 508007 Patterson UTI Energy, Inc. COM 703481101 18340 1,159,323.00 SH Sole 1159323 Paychex, Inc. COM 704326107 40822 1,226,252.00 SH Sole 570510 655742 Pep Boys COM 713278109 15212 1,494,300.00 SH Sole 1197720 296580 Pepsico, Inc. COM 713448108 95183 1,344,968.00 SH Sole 497885 847083 Pfizer, Inc. COM 717081103 87850 3,535,217.00 SH Sole 1234415 2300802 PNC Financial Services Group, COM 693475105 58045 919,890.00 SH Sole 385155 534735 Potlatch Corporation COM 737630103 15680 419,579.00 SH Sole 419579 Procter & Gamble Company COM 742718109 88966 1,282,676.00 SH Sole 360619 922057 QEP Resources, Inc. COM 74733V100 13033 411,640.00 SH Sole 411640 Quality Systems, Inc. COM 747582104 12597 679,834.00 SH Sole 549944 129890 Raytheon Company COM 755111507 47914 838,241.00 SH Sole 432956 405285 Regal Entertainment Group COM 758766109 47374 3,367,001.00 SH Sole 1371640 1995361 Rent-A-Center, Inc. COM 76009N100 51545 1,471,038.00 SH Sole 1177817 293221 Republic Services, Inc. COM 760759100 54805 1,992,185.00 SH Sole 820905 1171280 Resolute Energy Corporation COM 76116A108 11952 1,347,500.00 SH Sole 1080790 266710 Rex Energy Corporation COM 761565100 8777 657,676.00 SH Sole 542266 115410 Sabra Healthcare REIT, Inc. COM 78573L106 28900 1,444,290.00 SH Sole 1363830 80460 Safety Insurance Group, Inc. COM 78648T100 27373 596,614.00 SH Sole 375190 221424 SEI Investments Company COM 784117103 4801 223,940.00 SH Sole 223940 Service Corporation Internatio COM 817565104 7985 593,262.00 SH Sole 475782 117480 Standard Parking Corporation COM 853790103 19974 890,504.00 SH Sole 661374 229130 Steris Corporation COM 859152100 47104 1,328,004.00 SH Sole 1060374 267630 Supertex, Inc. COM 868532102 7562 422,946.00 SH Sole 422946 SWS Group, Inc. COM 78503N107 6245 1,022,105.00 SH Sole 637445 384660 Sykes Enterprises, Inc. COM 871237103 21990 1,636,157.00 SH Sole 1636157 Sysco Corporation COM 871829107 91866 2,937,834.00 SH Sole 1176808 1761026 Target Corporation COM 87612E106 85269 1,343,454.00 SH Sole 541825 801629 Telefonica Brasil S.A. ADR COM 87936R106 50152 2,306,877.00 SH Sole 974632 1332245 Tetra Technologies, Inc. COM 88162F105 9535 1,576,092.00 SH Sole 1301642 274450 The Dolan Company COM 25659P402 7869 1,462,635.00 SH Sole 1168195 294440 Thomson Reuters Corporation COM 884903105 78836 2,731,669.00 SH Sole 1119294 1612375 Tidewater, Inc. COM 886423102 15614 321,740.00 SH Sole 321740 Tompkins Financial Corporation COM 890110109 5165 127,468.00 SH Sole 79698 47770 Total System Services, Inc. COM 891906109 5329 224,850.00 SH Sole 224850 Tower Group, Inc. COM 891777104 21027 1,083,843.00 SH Sole 878153 205690 Transmontaigne Partners L.P. COM 89376V100 8368 220,220.00 SH Sole 216780 3440 Tredegar Corporation COM 894650100 4375 246,601.00 SH Sole 197231 49370 True Religion Apparel, Inc. COM 89784N104 12196 571,765.00 SH Sole 458295 113470 U.S. Bancorp COM 902973304 39301 1,145,806.00 SH Sole 383440 762366 UGI Corporation COM 902681105 5545 174,650.00 SH Sole 174650 Unifirst Corporation COM 904708104 58649 878,107.00 SH Sole 731541 146566 Unit Corporation COM 909218109 17074 411,428.00 SH Sole 411428 United Parcel Service, Inc. Cl COM 911312106 85250 1,191,137.00 SH Sole 487205 703932 United Technologies Corporatio COM 913017109 48514 619,675.00 SH Sole 264555 355120 UNS Energy Corporation COM 903119105 74291 1,774,761.00 SH Sole 958671 816090 Vaalco Energy, Inc. COM 91851C201 12201 1,427,005.00 SH Sole 1141445 285560 Valassis Communications COM 918866104 10034 406,399.00 SH Sole 406399 Verizon Communications, Inc. COM 92343V104 93143 2,043,961.00 SH Sole 757236 1286725 Village Super Market COM 927107409 32771 891,493.00 SH Sole 695627 195866 Vodafone Group COM 92857W209 41973 1,472,730.00 SH Sole 1393970 78760 W.R. Berkley Corporation COM 084423102 14709 392,345.00 SH Sole 392345 Wal-Mart Stores, Inc. COM 931142103 50808 688,449.00 SH Sole 355474 332975 Walgreen Co. COM 931422109 77502 2,126,830.00 SH Sole 874015 1252815 Waste Management, Inc. COM 94106L109 56556 1,762,982.00 SH Sole 708045 1054937 Western Union COM 959802109 375 20,582.00 SH Sole 20582 White Mountains Insurance Grou COM G9618E107 62621 121,988.00 SH Sole 97649 24339 Williams Partners L.P. COM 96950F104 215 3,930.00 SH Sole 3930 REPORT SUMMARY 197 DATA RECORDS 6348974 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your Form 13F Report documentation.