0001415889-24-015073.txt : 20240531
0001415889-24-015073.hdr.sgml : 20240531
20240531165739
ACCESSION NUMBER: 0001415889-24-015073
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240404
FILED AS OF DATE: 20240531
DATE AS OF CHANGE: 20240531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topper James N
CENTRAL INDEX KEY: 0001341382
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 241010605
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heron Patrick J
CENTRAL INDEX KEY: 0001365617
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 241010604
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVE., SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHMLS X, L.L.C.
CENTRAL INDEX KEY: 0001790811
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 241010606
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Life Sciences X, L.P.
CENTRAL INDEX KEY: 0001790879
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 241010608
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHMLS X, L.P.
CENTRAL INDEX KEY: 0001790880
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 241010607
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HilleVax, Inc.
CENTRAL INDEX KEY: 0001888012
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 321 HARRISON AVE, SUITE 500
CITY: BOSTON
STATE: MA
ZIP: 02118
BUSINESS PHONE: (617) 213-5054
MAIL ADDRESS:
STREET 1: 321 HARRISON AVE, SUITE 500
CITY: BOSTON
STATE: MA
ZIP: 02118
4/A
1
form4a-05312024_080535.xml
X0508
4/A
2024-04-04
2024-04-08
0001888012
HilleVax, Inc.
HLVX
0001790879
Frazier Life Sciences X, L.P.
601 UNION STREET
SUITE 3200
SEATTLE
WA
98101
false
false
true
false
0001790880
FHMLS X, L.P.
601 UNION STREET
SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001790811
FHMLS X, L.L.C.
601 UNION STREET
SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001341382
Topper James N
601 UNION STREET
SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001365617
Heron Patrick J
601 UNION STREET
SUITE 3200
SEATTLE
WA
98101
1
0
1
0
0
Common Stock
8535337
D
On April 8, 2024, the Reporting Persons filed a Form 4 which inadvertently reported the purchase of 8,850 shares of the Issuer's Common Stock by Frazier Life Sciences X, L.P. However, the stock purchase did not occur by Frazier Life Sciences X, L.P. but was purchased by other funds affiliated with Frazier Life Sciences X, L.P., as reported on the Schedule 13D amendment filed on the same day as this amendment, and as reported in this amendment, Frazier Life Sciences X, L.P. directly owned 8,535,337 shares of Common Stock of the Issuer as of April 8, 2024.
The shares are held directly by Frazier Life Sciences X, L.P. FHMLS X,, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. James N. Topper and Patrick J. Heron are the sole managing members of FHMLS X, L.L.C. and share voting and investment power over the shares held by Frazier Life Sciences X, L.P. Dr. Topper and Mr. Heron disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
FRAZIER LIFE SCIENCES X, L.P., By FHMLS X, L.P., its general partner, By FHMLS X, L.L.C., its general partner, By: /s/ Steve R. Bailey, Chief Financial Officer
2024-05-31
FHMLS X, L.P., By FHMLS X, L.L.C., its general partner, By: /s/ Steve R. Bailey, Chief Financial Officer
2024-05-31
FHMLS X, L.L.C., By: /s/ Steve R. Bailey, Chief Financial Officer
2024-05-31
/s/ Steve Bailey, Attorney-in-Fact for Patrick J. Heron
2024-05-31
/s/ Steve Bailey, Attorney-in-Fact for James N. Topper
2024-05-31