0001104659-20-133279.txt : 20201208 0001104659-20-133279.hdr.sgml : 20201208 20201208173537 ACCESSION NUMBER: 0001104659-20-133279 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topper James N CENTRAL INDEX KEY: 0001341382 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376221 MAIL ADDRESS: STREET 1: 550 HAMILTON AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Lifesciences Sponsor LLC CENTRAL INDEX KEY: 0001828906 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376222 BUSINESS ADDRESS: STREET 1: TWO UNION SQUARE STREET 2: 601 UNION STREET SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 617-570-8364 MAIL ADDRESS: STREET 1: TWO UNION SQUARE STREET 2: 601 UNION STREET SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Life Sciences X, L.P. CENTRAL INDEX KEY: 0001790879 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376223 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (206) 621-7200 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FHMLS X, L.P. CENTRAL INDEX KEY: 0001790880 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376224 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (206) 621-7200 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FHMLS X, L.L.C. CENTRAL INDEX KEY: 0001790811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376225 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: (206) 621-7200 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 3200 STREET 2: TWO UNION SQUARE CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heron Patrick J CENTRAL INDEX KEY: 0001365617 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39765 FILM NUMBER: 201376226 MAIL ADDRESS: STREET 1: 550 HAMILTON AVE., SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Frazier Lifesciences Acquisition Corp CENTRAL INDEX KEY: 0001828326 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO UNION SQUARE, 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 617-570-8364 MAIL ADDRESS: STREET 1: TWO UNION SQUARE, 601 UNION STREET STREET 2: SUITE 3200 CITY: SEATTLE STATE: WA ZIP: 98101 3 1 tm2037955-8_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2020-12-08 0 0001828326 Frazier Lifesciences Acquisition Corp FLAC 0001341382 Topper James N 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 1 0 0 Chief Executive Officer 0001828906 Frazier Lifesciences Sponsor LLC 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 0 1 0 0001790879 Frazier Life Sciences X, L.P. 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 0 0 0 0001790880 FHMLS X, L.P. 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 0 0 0 0001790811 FHMLS X, L.L.C. 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 0 0 0 0001365617 Heron Patrick J 601 UNION STREET SUITE 3200 SEATTLE WA 98101 1 0 0 0 Class B Ordinary Shares Class A Ordinary Shares 3450000 D As described in the Issuer's Registration Statement on Form S-1 (File No. 333-250858) (the "Registration Statement") under the heading "Description of Securities," the Class B Ordinary Shares will automatically convert into Class A Ordinary Shares of the Issuer at the time of the Issuer's initial business combination and have no expiration date. The shares reported herein include up to 450,000 Class B Ordinary Shares that are subject to forfeiture if the underwriter of the Issuer's initial public offering does not exercise in full its option to purchase additional units, as described in the Registration Statement. Frazier Lifesciences Sponsor LLC is the record holder of the shares reported herein. Frazier Life Sciences X, L.P. is the sole member of Frazier Lifesciences Sponsor LLC. FHMLS X, L.P. is the general partner of Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. is the general partner of FHMLS X, L.P. Patrick J. Heron and James N. Topper are the members of FHMLS X, L.L.C. and therefore share voting and investment power over the shares held by Frazier Life Sciences X, L.P. and FHMLS X, L.L.C. Mr. Topper is the Chief Executive Officer and Chairman of the Board of Directors (the "Board") of the Issuer. By virtue of Mr. Topper's representation on the Issuer's Board, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting persons may be deemed directors by deputization of the Issuer. As such, each of Frazier Life Sciences X, L.P., FHMLS X, L.P., FHMLS X, L.L.C., Mr. Topper and Mr. Heron may be deemed to have or share beneficial ownership of the common stock held directly by Frazier Lifesciences Sponsor LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer. See Exhibit 24 - Power of Attorney. /s/ James N. Topper 2020-12-08 /s/ James N. Topper, as Manager of Frazier Lifesciences Sponsor LLC 2020-12-08 /s/ James N. Topper, as Managing Director of FHMLS X, L.L.C., the general partner of FHMLS X, L.P., the general partner of Frazier Life Sciences X, L.P. 2020-12-08 /s/ James N. Topper, as Managing Director of FHMLS X, L.L.C., the general partner of FHMLS X, L.P. 2020-12-08 /s/ James N. Topper, as Managing Director of FHMLS X, L.L.C. 2020-12-08 /s/ Patrick J. Heron 2020-12-08 EX-24 2 tm2037955d8_ex24.htm EXHIBIT 24

 

Exhibit 24

 

LIMITED POWER OF ATTORNEY

  

The undersigned hereby constitutes and appoints James N. Topper, with full power of substitution, the undersigned's true and lawful attorney-in-fact to:

 

(1)            execute for and on behalf of the undersigned, in the undersigned's capacity as officer and/or director of Frazier Lifesciences Acquisition Corporation. (the “Company”), from time to time the following U.S. Securities and Exchange Commission (“SEC”) forms: (i) Form ID, including any attached documents (such as Update Passphrase Authentication), to effect the assignment of codes to the undersigned to be used in the transmission of information to the SEC using the EDGAR System; (ii) Form 3, Initial Statement of Beneficial Ownership of Securities, including any attached documents; (iii) Form 4, Statement of Changes in Beneficial Ownership of Securities, including any attached documents; (iv) Form 5, Annual Statement of Beneficial Ownership of Securities in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder, including any attached documents; (v) Schedules 13D and 13G; and (vi) amendments of each thereof, in accordance with the Securities Exchange Act of 1934, as amended, and the rules thereunder, including any attached documents;

 

(2)            do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, Schedule 13D or 13G, or any amendment(s) thereto and timely file such form(s) with the SEC and any securities exchange, national association or similar authority; and

 

(3)            take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

 

The undersigned hereby grants to each such attorney-in-fact, acting singly, full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 or Regulation 13D-G of the Securities Exchange Act of 1934, as amended. The undersigned hereby agrees to indemnify the attorneys-in-fact and the Company from and against any demand, damage, loss, cost or expense arising from any false or misleading information provided by the undersigned to the attorneys-in-fact.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file such forms with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney supersedes any prior power of attorney in connection with the undersigned’s capacity as an officer and/or director of the Company. This Power of Attorney shall expire as to any individual attorney-in-fact if such attorney-in-fact ceases to be an employee of the Company.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of December 8, 2020.

 

  /s/ Patrick J. Heron
  Patrick J. Heron

 

 

 

EX-99.1 3 tm2037955d8_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer:   Frazier Lifesciences Sponsor LLC
Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   10% Owner, Director by Deputization
Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020
Name of Joint Filer:   Frazier Life Sciences X, L.P.
Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   Director by Deputization
Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020
Name of Joint Filer:   FHMLS X, L.P.
Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   Director by Deputization

Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020
Name of Joint Filer:   FHMLS X, L.L.C.

Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   Director by Deputization
Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020
Name of Joint Filer:   James N. Topper
Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   Chief Executive Officer and Director
Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020
Name of Joint Filer:   Patrick J. Heron

 

 

 

 

Address of Joint Filer:  

601 Union Street

Suite 3200
Seattle, WA 98101

Relationship of Joint Filer to Issuer:   Director by Deputization
Issuer Name and Ticker or Trading Symbol:   Frazier Lifesciences Acquisition Corporation [FLAC]
Date of Event Requiring Statement (Month/Day/Year):   12/8/2020