0000899243-22-015945.txt : 20220428
0000899243-22-015945.hdr.sgml : 20220428
20220428213702
ACCESSION NUMBER: 0000899243-22-015945
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220428
FILED AS OF DATE: 20220428
DATE AS OF CHANGE: 20220428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topper James N
CENTRAL INDEX KEY: 0001341382
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 22869711
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heron Patrick J
CENTRAL INDEX KEY: 0001365617
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 22869710
MAIL ADDRESS:
STREET 1: 550 HAMILTON AVE., SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHMLS X, L.L.C.
CENTRAL INDEX KEY: 0001790811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 22869712
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Life Sciences X, L.P.
CENTRAL INDEX KEY: 0001790879
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 22869714
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FHMLS X, L.P.
CENTRAL INDEX KEY: 0001790880
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41365
FILM NUMBER: 22869713
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: (206) 621-7200
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3200
STREET 2: TWO UNION SQUARE
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HilleVax, Inc.
CENTRAL INDEX KEY: 0001888012
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE ST.
STREET 2: SUITE 100
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: (617) 213-5054
MAIL ADDRESS:
STREET 1: 75 STATE ST.
STREET 2: SUITE 100
CITY: BOSTON
STATE: MA
ZIP: 02109
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2022-04-28
0
0001888012
HilleVax, Inc.
HLVX
0001790879
Frazier Life Sciences X, L.P.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001790880
FHMLS X, L.P.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001790811
FHMLS X, L.L.C.
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001341382
Topper James N
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
0
0
1
0
0001365617
Heron Patrick J
601 UNION STREET, SUITE 3200
SEATTLE
WA
98101
1
0
1
0
Common Stock
4034397
D
Convertible Promissory Notes
13.60
Common Stock
2736234
D
The shares are held directly by Frazer Life Sciences X, L.P. ("FLS X"). The general partner of FLS X is FHMLS X, L.P., and the general partner of FHMLS X, L.P. is FHMLS X, L.L.C. James Topper, M.D., Ph.D., and Patrick Heron are the sole managing members of FHMLS X, L.L.C. and share voting and investment power of the securities held by FLS X. Dr. Topper and Mr. Heron disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
The outstanding principal and unpaid accrued interest due on the Convertible Promissory Notes will automatically convert into shares of the Issuer's Common Stock immediately prior to the closing of the initial public offering.
Frazier Life Sciences X, L.P., By: FHMLS X, L.P., its general partner, By: FHMLS X, L.L.C., its general partner, By: /s/ James N. Topper, Managing Director
2022-04-28
FHMLS X, L.P., By: FHMLS X, L.L.C., its general partner, By: /s/ James N. Topper, Managing Director
2022-04-28
FHMLS X, L.L.C., By: /s/ James N. Topper, Managing Director
2022-04-28
/s/ James N. Topper
2022-04-28
/s/ Patrick J. Heron
2022-04-28