0001140361-18-019699.txt : 20180426 0001140361-18-019699.hdr.sgml : 20180426 20180426132242 ACCESSION NUMBER: 0001140361-18-019699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180424 FILED AS OF DATE: 20180426 DATE AS OF CHANGE: 20180426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ballard Susan C. CENTRAL INDEX KEY: 0001538814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51821 FILM NUMBER: 18777553 MAIL ADDRESS: STREET 1: 128 EAST FOURTH STREET CITY: DUNKIRK STATE: NY ZIP: 14048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKE SHORE BANCORP, INC. CENTRAL INDEX KEY: 0001341318 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 204729288 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 31 EAST FOURTH STREET CITY: DUNKIRK STATE: NY ZIP: 14048 BUSINESS PHONE: 716-366-4070 MAIL ADDRESS: STREET 1: 31 EAST FOURTH STREET CITY: DUNKIRK STATE: NY ZIP: 14048 FORMER COMPANY: FORMER CONFORMED NAME: Lake Shore Bancorp, Inc. DATE OF NAME CHANGE: 20051012 4 1 doc1.xml FORM 4 X0306 4 2018-04-24 0 0001341318 LAKE SHORE BANCORP, INC. LSBK 0001538814 Ballard Susan C. C/O 31 EAST FOURTH STREET DUNKIRK NY 14048 1 0 0 0 Common Stock 2018-04-24 4 A 0 44 0.00 A 7478 D Stock Options (Right to Buy) 14.38 2026-10-21 Common Stock 8220 8220 D Shares of restricted stock vest on December 14, 2018. Includes 567 shares which vest on December 14, 2018 and 1,548 shares of restricted stock which will vest in two equal annual installments, with the first installment vesting on August 12, 2018. Stock options vest at a rate of 20% per year commencing on October 21, 2017. /s/ Rachel A. Foley, pursuant to power of attorney 2018-04-26