0001415889-23-004796.txt : 20230313 0001415889-23-004796.hdr.sgml : 20230313 20230313174734 ACCESSION NUMBER: 0001415889-23-004796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baack Jerry J. CENTRAL INDEX KEY: 0001733126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38412 FILM NUMBER: 23728422 MAIL ADDRESS: STREET 1: 4450 EXCELSIOR BLVD. STREET 2: SUITE 100 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bridgewater Bancshares Inc CENTRAL INDEX KEY: 0001341317 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4450 EXCELSIOR BLVD. STREET 2: SUITE 100 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 BUSINESS PHONE: (952) 893-6868 MAIL ADDRESS: STREET 1: 4450 EXCELSIOR BLVD. STREET 2: SUITE 100 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 4 1 form4-03132023_090329.xml X0306 4 2023-03-09 0001341317 Bridgewater Bancshares Inc BWB 0001733126 Baack Jerry J. C/O BRIDGEWATER BANCSHARES, INC. 4450 EXCELSIOR BLVD., SUITE 100 ST. LOUIS PARK MN 55416 true true false false PRESIDENT & CEO Common Stock 2023-03-09 4 M 0 35000 3 A 1253038 D Common Stock 4200 I By dependent child Common Stock 1000 I As custodian for child Common Stock 1000 I As custodian for child Common Stock 1000 I As custodian for child Option to buy 3 2023-03-09 4 X 0 35000 0 D 2023-12-31 Common Stock 35000 0 D Option to buy 7.47 2027-09-30 Common Stock 150000 150000 D Option to buy 12.92 2029-12-06 Common Stock 65000 65000 D Option to buy 17.50 2032-02-01 Common Stock 100000 100000 D Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022. /s/ Ben Klocke, Attorney-in-Fact 2023-03-13