0001415889-23-004796.txt : 20230313
0001415889-23-004796.hdr.sgml : 20230313
20230313174734
ACCESSION NUMBER: 0001415889-23-004796
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baack Jerry J.
CENTRAL INDEX KEY: 0001733126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38412
FILM NUMBER: 23728422
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bridgewater Bancshares Inc
CENTRAL INDEX KEY: 0001341317
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
BUSINESS PHONE: (952) 893-6868
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BLVD.
STREET 2: SUITE 100
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
4
1
form4-03132023_090329.xml
X0306
4
2023-03-09
0001341317
Bridgewater Bancshares Inc
BWB
0001733126
Baack Jerry J.
C/O BRIDGEWATER BANCSHARES, INC.
4450 EXCELSIOR BLVD., SUITE 100
ST. LOUIS PARK
MN
55416
true
true
false
false
PRESIDENT & CEO
Common Stock
2023-03-09
4
M
0
35000
3
A
1253038
D
Common Stock
4200
I
By dependent child
Common Stock
1000
I
As custodian for child
Common Stock
1000
I
As custodian for child
Common Stock
1000
I
As custodian for child
Option to buy
3
2023-03-09
4
X
0
35000
0
D
2023-12-31
Common Stock
35000
0
D
Option to buy
7.47
2027-09-30
Common Stock
150000
150000
D
Option to buy
12.92
2029-12-06
Common Stock
65000
65000
D
Option to buy
17.50
2032-02-01
Common Stock
100000
100000
D
Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
/s/ Ben Klocke, Attorney-in-Fact
2023-03-13