0001179110-20-006093.txt : 20200515 0001179110-20-006093.hdr.sgml : 20200515 20200515161917 ACCESSION NUMBER: 0001179110-20-006093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200514 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crocker Mary Jayne CENTRAL INDEX KEY: 0001732716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38412 FILM NUMBER: 20885562 MAIL ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bridgewater Bancshares Inc CENTRAL INDEX KEY: 0001341317 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 BUSINESS PHONE: (952) 893-6866 MAIL ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 4 1 edgar.xml FORM 4 - X0306 4 2020-05-14 0 0001341317 Bridgewater Bancshares Inc BWB 0001732716 Crocker Mary Jayne C/O BRIDGEWATER BANCSHARES, INC. 3800 AMERICAN BLVD WEST, SUITE 100 BLOOMINGTON MN 55431 0 1 0 0 EVP & Chief Operating Officer Common Stock 2020-05-14 4 M 0 7500 3.00 A 127481 D Option to buy 3.00 2020-05-14 4 X 0 7500 0 D 2023-12-31 Common Stock 7500 27500 D Option to buy 7.47 2027-09-30 Common Stock 150000 150000 D Option to buy 12.92 2029-12-06 Common Stock 27000 27000 D Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. /s/ Ben Klocke, attorney-in-fact 2020-05-15