0001179110-19-012997.txt : 20191218 0001179110-19-012997.hdr.sgml : 20191218 20191218162938 ACCESSION NUMBER: 0001179110-19-012997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191216 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baack Jerry J. CENTRAL INDEX KEY: 0001733126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38412 FILM NUMBER: 191292796 MAIL ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bridgewater Bancshares Inc CENTRAL INDEX KEY: 0001341317 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 BUSINESS PHONE: (952) 893-6866 MAIL ADDRESS: STREET 1: 3800 AMERICAN BOULEVARD WEST STREET 2: SUITE 100 CITY: BLOOMINGTON STATE: MN ZIP: 55431 4 1 edgar.xml FORM 4 - X0306 4 2019-12-16 0 0001341317 Bridgewater Bancshares Inc BWB 0001733126 Baack Jerry J. C/O BRIDGEWATER BANCSHARES, INC. 3800 AMERICAN BLVD WEST, SUITE 100 BLOOMINGTON MN 55431 1 1 0 0 President & CEO Common Stock 2019-12-16 4 M 0 25000 3.00 A 1098704 D Common Stock 4200 I As custodian for child Common Stock 1000 I As custodian for child Common Stock 1000 I As custodian for child Common Stock 1000 I As custodian for child Option to buy 3.00 2019-12-16 4 X 0 25000 0 D 2023-12-31 Common Stock 25000 100000 D Option to buy 7.47 2027-09-30 Common Stock 150000 150000 D Option to buy 12.92 2029-12-06 Common Stock 65000 65000 D Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. /s/ Ben Klocke, attorney-in-fact 2019-12-18