0001437749-16-039322.txt : 20160930 0001437749-16-039322.hdr.sgml : 20160930 20160930140047 ACCESSION NUMBER: 0001437749-16-039322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SANUWAVE Health, Inc. CENTRAL INDEX KEY: 0001417663 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 201176000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3360 MARTIN FARM RD STREET 2: SUITE 100 CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: 770-419-7525 MAIL ADDRESS: STREET 1: 3360 MARTIN FARM RD STREET 2: SUITE 100 CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: RUB MUSIC ENTERPRISES, INC. DATE OF NAME CHANGE: 20071106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nemelka John Fritzen CENTRAL INDEX KEY: 0001341163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52985 FILM NUMBER: 161912434 BUSINESS ADDRESS: BUSINESS PHONE: (801) 805-1300 MAIL ADDRESS: STREET 1: 3311 NORTH UNIVERSITY AVENUE STREET 2: SUITE 200 CITY: PROVO STATE: UT ZIP: 84604 4 1 rdgdoc.xml FORM 4 X0306 4 2015-10-01 0001417663 SANUWAVE Health, Inc. SNWV 0001341163 Nemelka John Fritzen 1017 NORTH 1010 WEST OREM UT 84057 1 Common Stock, $0.001 par value 552 D Common Stock, $0.001 par value 0 I See Footnote Options 0.11 2015-10-01 4 A 0 150795 0 A 2025-10-01 Common Stock, $0.001 par value 150795 150795 D Options 0.50 2015-10-01 4 A 0 99205 0 A 2025-10-01 Common Stock, $0.001 par value 99205 99205 D Options 0.50 2016-03-31 4 D 0 99205 0 D 2025-10-01 Common Stock, $0.001 par value 99205 0 D Options 0.06 2016-03-31 4 A 0 99205 0 A 2025-10-01 Common Stock, $0.001 par value 99205 99205 D Options 0.04 2016-06-16 4 A 0 200000 0 A 2026-06-15 Common Stock, $0.001 par value 200000 200000 D John F. Nemelka is a Director of SANUWAVE Heath, Inc. and is also the Managing Principal of NightWatch Capital Management, LLC, which is the general partner of NightWatch Capital Partners II, L.P. ("NWCP II"). The shares of SANUWAVE Health, Inc. that were held by NWCP II were distributed to the partners on June 16, 2016. This option for 150,795 shares fully vested on October 1, 2015. This option for 99,205 shares fully vested on October 1, 2015. This option for 99,205 shares had an adjustment to the exercise price from $0.50 to $0.06 per section 4 of the stock option agreement and SEC Registration File No. 333-208676. This option for 200,000 shares fully vested on June 16, 2016. /s/ John F. Nemelka 2016-09-30