0001209191-15-062095.txt : 20150722 0001209191-15-062095.hdr.sgml : 20150722 20150722203028 ACCESSION NUMBER: 0001209191-15-062095 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neos Therapeutics, Inc. CENTRAL INDEX KEY: 0001467652 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 270395455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972.408.1360 MAIL ADDRESS: STREET 1: 2940 N. HIGHWAY 360 STREET 2: SUITE 400 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collier David J CENTRAL INDEX KEY: 0001340886 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000994 MAIL ADDRESS: STREET 1: C/O CMEA VENTURES STREET 2: ONE EMBARCADERO CENTER, SUITE 3250 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sohail Faysal A. CENTRAL INDEX KEY: 0001425394 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000995 MAIL ADDRESS: STREET 1: C/O CMEA VENTURES STREET 2: ONE EMBARCADERO CENTER, SUITE 3250 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Presidio Partners 2007 GP, L.P. CENTRAL INDEX KEY: 0001425386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000998 BUSINESS ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: (415) 352-1520 MAIL ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: CMEA Ventures VII GP, L.P. DATE OF NAME CHANGE: 20080129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Presidio Partners 2007 (Parallel), L.P. CENTRAL INDEX KEY: 0001405972 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000999 BUSINESS ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: (415) 352-1520 MAIL ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: CMEA VENTURES VII (PARALLEL) LP DATE OF NAME CHANGE: 20080130 FORMER NAME: FORMER CONFORMED NAME: CMEA VENTURES VILL (PARALLEL) LP DATE OF NAME CHANGE: 20070709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Presidio Partners 2007, L.P. CENTRAL INDEX KEY: 0001405712 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151001000 BUSINESS ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: San Francisco STATE: CA ZIP: 94129 BUSINESS PHONE: (415) 352-1520 MAIL ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: San Francisco STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: CMEA Ventures VII LP DATE OF NAME CHANGE: 20070705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Presidio Partners 2007 GP, LLC CENTRAL INDEX KEY: 0001425391 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000997 BUSINESS ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: (415) 352-1520 MAIL ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER NAME: FORMER CONFORMED NAME: CMEA Ventures VII GP, LLC DATE OF NAME CHANGE: 20080129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson James F CENTRAL INDEX KEY: 0001420406 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37508 FILM NUMBER: 151000996 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: SUITE 3250 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-07-22 0 0001467652 Neos Therapeutics, Inc. NEOS 0001405712 Presidio Partners 2007, L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001405972 Presidio Partners 2007 (Parallel), L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001425386 Presidio Partners 2007 GP, L.P. ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001425391 Presidio Partners 2007 GP, LLC ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001420406 Watson James F ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001425394 Sohail Faysal A. ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 0001340886 Collier David J ONE LETTERMAN DRIVE BUILDING C, SUITE CM500 SAN FRANCISCO CA 94129 0 0 1 0 Series B Redeemable Preferred Stock, $0.001 par value Common Stock 406250 D Series C Redeemable Preferred Stock, $0.001 par value Common Stock 677622 D Preferred Stock Warrant (Right to Buy) 5.00 2018-01-30 Series C Convertible Preferred Stock 390000 D Series B Redeemable Preferred Stock, $0.001 par value Common Stock 10416 I By: Presidio Partners 2007 (Parallel), L.P. Series C Redeemable Preferred Stock, $0.001 par value Common Stock 17374 I By: Presidio Partners 2007 (Parallel), L.P. Preferred Stock Warrant (Right to Buy) 5.00 2018-01-30 Series C Convertible Preferred Stock 10000 I By: Presidio Partners 2007 (Parallel), L.P. Each share of the issuer's Series B Preferred Stock and Series C Preferred Stock will be automatically converted on a 2.4 for 1 basis into common stock immediately prior to the closing of the issuer's initial public offering and has no expiration. The warrant is exercisable at the earlier of (i) the holder's election for the number of shares of Series C preferred stock (a) shown in column 3 at a price of $5.00 per share of Series C preferred stock or (b) such number of shares issuable pursuant to a cashless net exercise provision pursuant to which the holder surrenders the warrant and recieves a net number of shares of Series C preferred stock based on the fair market value of such stock at the time of exercise, after deducting the aggregate exercise price (the "Cashless Exercise Provision"); and (ii) immediately prior to the closing of the Issuer's initial public offering pursuant to the Cashless Exercise Provision. PRESIDIO PARTNERS 2007, L.P. By: Presidio Partners 2007 GP, L.P., its General Partner By: Presidio Partners 2007 GP LLC, its General Partner /s/ David J. Collier, Manager 2015-07-22 Presidio Partners 2007 (Parallel), L.P., By: /s/ David J. Collier, Manager 2015-07-22 Presidio Partners 2007 GP, L.P. /s/ David J. Collier, Manager 2015-07-22 Presidio Partners 2007 GP, LLC /s/ David J. Collier, Manager 2015-07-22 /s/ James F. Watson 2015-07-22 /s/ Faysal A. Sohail 2015-07-22 /s/ David J. Collier 2015-07-22