0001209191-15-062095.txt : 20150722
0001209191-15-062095.hdr.sgml : 20150722
20150722203028
ACCESSION NUMBER: 0001209191-15-062095
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150722
FILED AS OF DATE: 20150722
DATE AS OF CHANGE: 20150722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neos Therapeutics, Inc.
CENTRAL INDEX KEY: 0001467652
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 270395455
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2940 N. HIGHWAY 360
STREET 2: SUITE 400
CITY: GRAND PRAIRIE
STATE: TX
ZIP: 75050
BUSINESS PHONE: 972.408.1360
MAIL ADDRESS:
STREET 1: 2940 N. HIGHWAY 360
STREET 2: SUITE 400
CITY: GRAND PRAIRIE
STATE: TX
ZIP: 75050
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collier David J
CENTRAL INDEX KEY: 0001340886
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000994
MAIL ADDRESS:
STREET 1: C/O CMEA VENTURES
STREET 2: ONE EMBARCADERO CENTER, SUITE 3250
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sohail Faysal A.
CENTRAL INDEX KEY: 0001425394
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000995
MAIL ADDRESS:
STREET 1: C/O CMEA VENTURES
STREET 2: ONE EMBARCADERO CENTER, SUITE 3250
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Presidio Partners 2007 GP, L.P.
CENTRAL INDEX KEY: 0001425386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000998
BUSINESS ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: (415) 352-1520
MAIL ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: CMEA Ventures VII GP, L.P.
DATE OF NAME CHANGE: 20080129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Presidio Partners 2007 (Parallel), L.P.
CENTRAL INDEX KEY: 0001405972
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000999
BUSINESS ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: (415) 352-1520
MAIL ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: CMEA VENTURES VII (PARALLEL) LP
DATE OF NAME CHANGE: 20080130
FORMER NAME:
FORMER CONFORMED NAME: CMEA VENTURES VILL (PARALLEL) LP
DATE OF NAME CHANGE: 20070709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Presidio Partners 2007, L.P.
CENTRAL INDEX KEY: 0001405712
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151001000
BUSINESS ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: San Francisco
STATE: CA
ZIP: 94129
BUSINESS PHONE: (415) 352-1520
MAIL ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: San Francisco
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: CMEA Ventures VII LP
DATE OF NAME CHANGE: 20070705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Presidio Partners 2007 GP, LLC
CENTRAL INDEX KEY: 0001425391
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000997
BUSINESS ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: (415) 352-1520
MAIL ADDRESS:
STREET 1: 1 LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE CM500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: CMEA Ventures VII GP, LLC
DATE OF NAME CHANGE: 20080129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Watson James F
CENTRAL INDEX KEY: 0001420406
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37508
FILM NUMBER: 151000996
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER
STREET 2: SUITE 3250
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-07-22
0
0001467652
Neos Therapeutics, Inc.
NEOS
0001405712
Presidio Partners 2007, L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001405972
Presidio Partners 2007 (Parallel), L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001425386
Presidio Partners 2007 GP, L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001425391
Presidio Partners 2007 GP, LLC
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001420406
Watson James F
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001425394
Sohail Faysal A.
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
0001340886
Collier David J
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500
SAN FRANCISCO
CA
94129
0
0
1
0
Series B Redeemable Preferred Stock, $0.001 par value
Common Stock
406250
D
Series C Redeemable Preferred Stock, $0.001 par value
Common Stock
677622
D
Preferred Stock Warrant (Right to Buy)
5.00
2018-01-30
Series C Convertible Preferred Stock
390000
D
Series B Redeemable Preferred Stock, $0.001 par value
Common Stock
10416
I
By: Presidio Partners 2007 (Parallel), L.P.
Series C Redeemable Preferred Stock, $0.001 par value
Common Stock
17374
I
By: Presidio Partners 2007 (Parallel), L.P.
Preferred Stock Warrant (Right to Buy)
5.00
2018-01-30
Series C Convertible Preferred Stock
10000
I
By: Presidio Partners 2007 (Parallel), L.P.
Each share of the issuer's Series B Preferred Stock and Series C Preferred Stock will be automatically converted on a 2.4 for 1 basis into common stock immediately prior to the closing of the issuer's initial public offering and has no expiration.
The warrant is exercisable at the earlier of (i) the holder's election for the number of shares of Series C preferred stock (a) shown in column 3 at a price of $5.00 per share of Series C preferred stock or (b) such number of shares issuable pursuant to a cashless net exercise provision pursuant to which the holder surrenders the warrant and recieves a net number of shares of Series C preferred stock based on the fair market value of such stock at the time of exercise, after deducting the aggregate exercise price (the "Cashless Exercise Provision"); and (ii) immediately prior to the closing of the Issuer's initial public offering pursuant to the Cashless Exercise Provision.
PRESIDIO PARTNERS 2007, L.P.
By: Presidio Partners 2007 GP, L.P., its General Partner
By: Presidio Partners 2007 GP LLC, its General Partner
/s/ David J. Collier, Manager
2015-07-22
Presidio Partners 2007 (Parallel), L.P., By: /s/ David J. Collier, Manager
2015-07-22
Presidio Partners 2007 GP, L.P. /s/ David J. Collier, Manager
2015-07-22
Presidio Partners 2007 GP, LLC /s/ David J. Collier, Manager
2015-07-22
/s/ James F. Watson
2015-07-22
/s/ Faysal A. Sohail
2015-07-22
/s/ David J. Collier
2015-07-22