F-6 1 a11-124_f6.htm REGISTRATION STATEMENT a11-124_f6.htm
As filed with the Securities and Exchange Commission on November 7, 2011
Registration No. 333-      
   
   
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
_____________________________
FORM F-6
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR
AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS
_______________
DAIICHI SANKYO COMPANY, LIMITED
(Exact name of issuer of deposited securities as specified in its charter)
_______________
Not Applicable
(Translation of issuer’s name into English)
_______________
Japan
(Jurisdiction of incorporation or organization of issuer)
_________________________________
Deutsche Bank Trust Company Americas
(Exact name of depositary as specified in its charter)
60 Wall Street
New York, New York 10005
United States
Tel: (212) 250-9100
(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)
______________
DAIICHI SANKYO, INC.
Two Hilton Court
Parsipanny, New Jersey 07054
United States
Tel: (973)359-2600
(Address, including zip code, and telephone number, including area code, of agent for service)
____________________________
Copies to:
  Francis Fitzherbert-Brockholes, Esq.
White & Case LLP
5 Old Broad Street
London EC2N 1DW
United Kingdom
Tel: (44) 20 7532-1400
_____________________________
It is proposed that this filing become effective under Rule 466:
o immediately upon filing.
o on (Date) at (Time).
 
If a separate registration statement has been filed to register the deposited shares, check the following box :  o
_____________________________
CALCULATION OF REGISTRATION FEE
Title of each class
of Securities to be registered
Amount to be registered
Proposed
maximum aggregate price per unit (1)
Proposed
maximum aggregate offering price (2)
Amount of registration fee
American Depositary Shares, each representing the right to receive one ordinary shares of Daiichi Sankyo Company, Limited
100,000,000 American Depositary Shares
$0.05
$5,000,000
$580.50
1
For the purpose of this table only the term "unit" is defined as one American Depositary Share.
 
 
 

 
 
2
Estimated solely for the purpose of calculating the registration fee.  Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares.
 
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the United States Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
  
This registration statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
 
 

 
PART I
 
INFORMATION REQUIRED IN PROSPECTUS
 
The prospectus consists of the proposed form of American Depositary Receipt (“Receipt”) included as Exhibits A and B to the form of Deposit Agreement filed as Exhibit (a) to this registration statement and is incorporated herein by reference.
 
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
 
Required Information
Location in Form of Receipt Filed Herewith as Prospectus
   
1.Name of depositary and address of its principal executive office
Face of Receipt – introductory paragraph
   
2.Title of Receipts and identity of deposited securities
Face of Receipt – top center
   
Terms of Deposit:
 
   
(i)  The amount of deposited securities represented by one American Depositary Share (“ADS”)
Face of Receipt – upper right corner
   
(ii)  The procedure for voting the deposited securities
Reverse of Receipt – Paragraph (15)
   
(iii)  The procedure for collecting and distributing dividends
Face of Receipt, Paragraphs  (2), (4), (8), (9),
Reverse of Receipt – Paragraph (13) and (21)
   
(iv)  The procedures for transmitting notices, reports and proxy soliciting material
Face of Receipt, Paragraphs  (12)
Reverse of Receipt, Paragraphs (14), (15) and (21)
   
(v)  The sale or exercise of rights
Face of Receipt, Paragraphs (2), (6), (9)
Reverse of Receipt, Paragraph (13) and (21)
   
(vi)  The deposit or sale of securities resulting from dividends, splits or plans of reorganization
Face of Receipt, Paragraphs (3), (4), (6), (8) and (9)
Reverse of Receipt, Paragraph (13) and (16)
   
(vii)  Amendment, extension or termination of the deposit arrangements
Reverse of Receipt, Paragraph (20) and (21)
   
(viii)  The rights of holders of Receipts to inspect the books of the depositary and the list of holders of Receipts
Face of Receipt, Paragraphs (12)
   
(ix)  Restrictions upon the right to transfer or withdraw the underlying securities
Face of Receipt, Paragraphs (2), (4), (6) and (8)
Reverse of Receipt, Paragraph (22)
   
(x)  Limitation on the depositary’s liability
Face of Receipt, Paragraph (10)
Reverse of Receipt, Paragraph (17) and (18)
   
3.Fees and charges that a holder of Receipts may have to pay, either directly or indirectly
Face of Receipt, Paragraph (9)
 
 
 

 
Item 2. AVAILABLE INFORMATION
 
Required Information
Location in Form of Receipt Filed Herewith as Prospectus
   
(b)  Periodic reporting requirements and certain reports filed with the Commission
Face of Receipt, Paragraph (12)
   
 
Daiichi Sankyo Company, Limited publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Exchange Act on its Internet Web site (http://www.daiichisankyo.com) or through an electronic information delivery system generally available to the public in its primary trading market. Should the Company become subject to the periodic reporting or other informational requirements under the Exchange Act, it will be required in accordance therewith to file reports and other information with the Commission.  
 
PART II
 
INFORMATION NOT REQUIRED IN PROSPECTUS
 
Item 3. EXHIBITS
 
 
(a)
Form of Deposit Agreement, by and among the Company, Deutsche Bank Trust Company Americas, as depositary (the “Depositary”), and all holders and beneficial owners from time to time of ADSs issued thereunder (“Deposit Agreement”).  — Filed herewith as Exhibit (a).
 
 
(b)
Any other agreement to which the Depositary is a party relating to the issuance of the ADSs registered hereunder or the custody of the deposited securities represented thereby. — Not applicable.
 
 
(c)
Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. — Not applicable.
 
 
(d)
Opinion of White & Case LLP, counsel to the Depositary, as to the legality of the securities to be registered. — Filed herewith as Exhibit (d).
 
 
(e)
Certificate under Rule 466. — Not applicable.
 
 
(f)
Powers of attorney for certain officers and directors of the Company. — Set forth on the signature pages hereto.
 
 
Item 4. UNDERTAKINGS
 
 
(a)
The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities; and (2) made generally available to the holders of the underlying securities by the issuer.
 
 
(b)
If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request.  The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule.
 
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this registration statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on November 7, 2011.
 
 
Legal entity created by the form of Deposit Agreement for the issuance of Receipts for ordinary shares of Daiichi Sankyo Company, Limited.
 
Deutsche Bank Trust Company Americas, as Depositary
       
       
 
By: 
  /s/ Laura Bonner  
   
Name: 
Title:
Laura Bonner
Vice President
 
       
       
 
By: 
  /s/ James Kelly  
   
Name: 
Title:
 James Kelly
Vice President
 
 
 
 

 
Pursuant to the requirements of the Securities Act of 1933, as amended, Daiichi Sankyo Company, Limited certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this registration statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in Tokyo, Japan, on November 7, 2011.

 
 
Daiichi Sankyo Company, Limited
       
       
 
By: 
/s/ Joji Nakayama
 
   
Name: 
Title:
Joji Nakayama
Representative Director, President and CEO
 
 
 
 

 
POWER OF ATTORNEY
 
Each person whose signature appears below constitutes and appoints Joji Nakayama and his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any or all amendments (including post-effective amendments) to this registration statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the SEC, hereby ratifying and confirming all that said attorney-in-fact and agent, or its substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
 
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement on Form F-6 has been signed by the following persons in the following capacities on November 7, 2011.
 

Signature
 
Title
     
/s/ Takashi Shoda
 
Representative Director, Chairman
Name: Takashi Shoda
   
     
 /s/ Joji Nakayama
 
Representative Director, President and CEO
Name: Joji Nakayama
   
     
 /s/ Tsutomu Une
 
Director, Senior Executive Officer
Name: Tsutomu Une
   
     
/s/ Takeshi Ogita
 
Director, Senior Executive Officer
Name: Takeshi Ogita
 
 
     
/s/ Kazunori Hirokawa
   Director, Senior Executive Officer
 Name: Kazunori Hirokawa    
 
   
/s/ Yuki Sato
 
Director, Senior Executive Officer
Name: Yuki Sato
   

 
 

 
SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES

Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Daiichi Sankyo Company, Limited, has signed this registration statement or amendment thereto in New Jersey, on November 7, 2011.


 
 
Daiichi Sankyo, Inc.
       
       
 
By: 
 /s/ Thomas Gorga
 
   
Name: 
Title:
Thomas Gorga
Vice President, Finance
 
 
 
 

 
Index to Exhibits
 
Exhibit
Document
(a)
Form of Deposit Agreement
   
(d)
Opinion of White & Case LLP, counsel to the Depositary