0001340122-21-000102.txt : 20211105 0001340122-21-000102.hdr.sgml : 20211105 20211105204429 ACCESSION NUMBER: 0001340122-21-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter James S CENTRAL INDEX KEY: 0001351915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 211386242 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY. E. DRIVE STREET 2: SUITE 200 CITY: INDIANPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 4 1 wf-form4_163615944936610.xml FORM 4 X0306 4 2021-11-03 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001351915 Carter James S 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 0 Phantom Units 2021-11-03 4 A 0 2096 0 A Common Units 2096.0 2096 D Phantom Units 2021-11-03 4 A 0 699 0 A Common Units 699.0 699 D Phantom Units 2021-11-03 4 A 0 8921 0 A Common Units 8921.0 8921 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2022. Phantom Units vest on December 31, 2023. Phantom Units will be settled upon vesting. /s/ Vincent Donargo, as attorney-in-fact 2021-11-06