0001340122-21-000037.txt : 20210304 0001340122-21-000037.hdr.sgml : 20210304 20210304175119 ACCESSION NUMBER: 0001340122-21-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210303 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter James S CENTRAL INDEX KEY: 0001351915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 21715596 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY. E. DRIVE STREET 2: SUITE 200 CITY: INDIANPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 4 1 wf-form4_161489825770831.xml FORM 4 X0306 4 2021-03-03 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001351915 Carter James S 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 0 Common Units 2021-03-03 4 M 0 6595 0 A 189392 D Common Units 2021-03-03 4 M 0 21090 0 A 210482 D Common Units 2021-03-03 4 M 0 7882 0 A 218364 D Common Units 2021-03-03 4 M 0 48669 0 A 267033 D Common Units 2021-03-03 4 M 0 7102 0 A 274135 D Phantom Units 2021-03-03 4 M 0 6595 0 D Common Units 6595.0 0 D Phantom Units 2021-03-03 4 M 0 21090 0 D Common Units 21090.0 0 D Phantom Units 2021-03-03 4 M 0 7882 0 D Common Units 7882.0 0 D Phantom Units 2021-03-03 4 M 0 48669 0 D Common Units 48669.0 0 D Phantom Units 2021-03-03 4 M 0 7102 0 D Common Units 7102.0 7103 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2017. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. Phantom Units are 100% vested. 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2018. 100% of the Phantom Units vest on December 31, 2020. 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2019. /s/ Vincent Donargo, as attorney-in-fact 2021-03-04