0001340122-20-000051.txt : 20200317 0001340122-20-000051.hdr.sgml : 20200317 20200317171553 ACCESSION NUMBER: 0001340122-20-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Bruce A CENTRAL INDEX KEY: 0001670422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 20721986 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY E. DRIVE STREET 2: SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 4 1 wf-form4_158447973620437.xml FORM 4 X0306 4 2020-03-13 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001670422 Fleming Bruce A 2780 WATERFRONT PARKWAY EAST DRIVE SUITE 200 INDIANAPOLIS IN 46214 0 1 0 0 EVP - Strategy & Growth Phantom Units 2020-03-13 4 A 0 364145 0 A Common Unit 364145.0 364145 D Phantom Unit 2020-03-13 4 A 0 60691 0 A Common Units 60691.0 60691 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Phantom Units represent 100% of Bruce A. Fleming's annual cash incentive award in lieu of cash. The Phantom Units are 100% vested. The Phantom Units will be settled in Common Units within 30 days of the first to occur of (i) a Change of Control that also constitutes a "change in control" within the meaning of Section 409A and any Internal Revenue Service guidance promulgated with respect to Section 409A and (ii) the fourth anniversary of the grant date. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2021. /s/ H. Keith Jennings, as attorney-in-fact 2020-03-17