0001340122-20-000051.txt : 20200317
0001340122-20-000051.hdr.sgml : 20200317
20200317171553
ACCESSION NUMBER: 0001340122-20-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Bruce A
CENTRAL INDEX KEY: 0001670422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51734
FILM NUMBER: 20721986
MAIL ADDRESS:
STREET 1: 2780 WATERFRONT PKWY E. DRIVE
STREET 2: SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P.
CENTRAL INDEX KEY: 0001340122
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 351811116
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2780 WATERFRONT
STREET 2: PARKWAY E. DRIVE, SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
BUSINESS PHONE: 317-328-5660
MAIL ADDRESS:
STREET 1: 2780 WATERFRONT
STREET 2: PARKWAY E. DRIVE, SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
FORMER COMPANY:
FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P.
DATE OF NAME CHANGE: 20050928
4
1
wf-form4_158447973620437.xml
FORM 4
X0306
4
2020-03-13
0
0001340122
Calumet Specialty Products Partners, L.P.
CLMT
0001670422
Fleming Bruce A
2780 WATERFRONT PARKWAY EAST DRIVE
SUITE 200
INDIANAPOLIS
IN
46214
0
1
0
0
EVP - Strategy & Growth
Phantom Units
2020-03-13
4
A
0
364145
0
A
Common Unit
364145.0
364145
D
Phantom Unit
2020-03-13
4
A
0
60691
0
A
Common Units
60691.0
60691
D
Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
Phantom Units represent 100% of Bruce A. Fleming's annual cash incentive award in lieu of cash. The Phantom Units are 100% vested. The Phantom Units will be settled in Common Units within 30 days of the first to occur of (i) a Change of Control that also constitutes a "change in control" within the meaning of Section 409A and any Internal Revenue Service guidance promulgated with respect to Section 409A and (ii) the fourth anniversary of the grant date.
Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2021.
/s/ H. Keith Jennings, as attorney-in-fact
2020-03-17