0001340122-18-000045.txt : 20180316 0001340122-18-000045.hdr.sgml : 20180316 20180316175857 ACCESSION NUMBER: 0001340122-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin David West CENTRAL INDEX KEY: 0001392238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 18696918 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PARKWAY E. DRIVE STREET 2: SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 4 1 wf-form4_152123750662283.xml FORM 4 X0306 4 2018-03-15 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001392238 Griffin David West 2780 WATERFRONT PARKWAY E. DRIVE SUITE 200 INDIANAPOLIS IN 46214 0 1 0 0 EVP and CFO Phantom Units 2018-03-15 4 A 0 38961 7.70 A Common Units 38961.0 38961 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Phantom Units represent 50% of David West Griffin's annual cash incentive award in lieu of cash. The Phantom Units are 100% vested. The Phantom Units will be settled in Common Units within 30 days of the first to occur of (i) a Change of Control that also constitutes a "change in control" within the meaning of Section 409A and any Internal Revenue Service guidance promulgated with respect to Section 409A and (ii) the fourth anniversary of the grant date. D. West Griffin 2018-03-16