0001340122-18-000011.txt : 20180215
0001340122-18-000011.hdr.sgml : 20180215
20180215190951
ACCESSION NUMBER: 0001340122-18-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fehsenfeld Fred M Jr
CENTRAL INDEX KEY: 0001350849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51734
FILM NUMBER: 18619225
MAIL ADDRESS:
STREET 1: 2780 WATERFRONT PARKWAY E. DRIVE,
STREET 2: SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P.
CENTRAL INDEX KEY: 0001340122
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 351811116
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2780 WATERFRONT
STREET 2: PARKWAY E. DRIVE, SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
BUSINESS PHONE: 317-328-5660
MAIL ADDRESS:
STREET 1: 2780 WATERFRONT
STREET 2: PARKWAY E. DRIVE, SUITE 200
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46214
FORMER COMPANY:
FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P.
DATE OF NAME CHANGE: 20050928
4
1
wf-form4_151873977575430.xml
FORM 4
X0306
4
2018-02-13
0
0001340122
Calumet Specialty Products Partners, L.P.
CLMT
0001350849
Fehsenfeld Fred M Jr
2780 WATERFRONT PKWY. E. DR., SUITE 200
INDIANAPOLIS
IN
46214
1
0
0
1
Chairman of the Board
Common Units
2018-02-13
4
M
0
2234
0
A
454641.94
D
Common Units
2018-02-13
4
M
0
594
0
A
455235.94
D
Common Units
2018-02-13
4
M
0
147
0
A
455382.94
D
Common Units
2018-02-13
4
M
0
550
0
A
455932.94
D
Common Units
2018-02-13
4
M
0
1322
0
A
457254.94
D
Common Units
2018-02-13
4
M
0
7937
0
A
465191.94
D
Common Units
1979804
I
See footnote
Common Units
1934287
I
See footnote
Common Units
10982209
I
See footnote
Common Units
3585.05
I
By Daughter
Common Units
142000
I
By Spouse
Common Units
3585.05
I
By Son
Phantom Units
2018-02-13
4
M
0
2234
0
D
Common Units
2234.0
45319
D
Phantom Units
2018-02-13
4
M
0
594
0
D
Common Units
594.0
0
D
Phantom Units
2018-02-13
4
M
0
147
0
D
Common Units
147.0
625
D
Phantom Units
2018-02-13
4
M
0
550
0
D
Common Units
550.0
0
D
Phantom Units
2018-02-13
4
M
0
1322
0
D
Common Units
1322.0
1322
D
Phantom Units
2018-02-13
4
M
0
7937
0
D
Common Units
7937.0
15872
D
Common units are owned by two trusts for the benefit of Fred M. Fehsenfeld, Jr. ("Fehsenfeld") and his immediate family. The trusts received the units as consideration for certain assets and liabilities that they contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Pursuant to the terms of the two trusts, on December 31, 2012 the common units were transferred to two new trusts for the benefit of Fehsenfeld and his immediate family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by the trusts except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
Common units are owned by Calumet, Incorporated ("Inc."). Inc. received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Fred M. Fehsenfeld, Jr. ("Fehsenfeld") is an indirect shareholder and director of Inc. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
Common units are owned by THG. THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Fred M. Fehsenfeld, Jr. ("Fehsenfeld") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Fehsenfeld and members of his immediate and extended family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose.
Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.
Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2014.
Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2015.
25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014.
25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016.
25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016.
Gregory Morical, as attorney-in-fact
2018-02-15