0001340122-16-000284.txt : 20161104 0001340122-16-000284.hdr.sgml : 20161104 20161104181347 ACCESSION NUMBER: 0001340122-16-000284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter James S CENTRAL INDEX KEY: 0001351915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 161976195 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY. E. DRIVE STREET 2: SUITE 200 CITY: INDIANPOLIS STATE: IN ZIP: 46214 4 1 wf-form4_147829761445743.xml FORM 4 X0306 4 2016-11-02 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001351915 Carter James S 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 0 Phantom Units 2016-11-02 4 A 0 5915 3.55 A Common Units 5915.0 42073 D Phantom Units 2016-11-02 4 A 0 1972 3.55 A Common Units 1972.0 5642 D Phantom Units 2016-11-03 4 A 0 31746 3.15 A Common Units 31746.0 31746 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2017. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2016. R. Patrick Murray, II, as attorney-in-fact 2016-11-04