0001340122-16-000192.txt : 20160425 0001340122-16-000192.hdr.sgml : 20160425 20160425201418 ACCESSION NUMBER: 0001340122-16-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160425 DATE AS OF CHANGE: 20160425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fehsenfeld Fred M Jr CENTRAL INDEX KEY: 0001350849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 161590243 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PARKWAY E. DRIVE, STREET 2: SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 4 1 wf-form4_146162964542946.xml FORM 4 X0306 4 2016-04-21 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001350849 Fehsenfeld Fred M Jr 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 1 Chairman of the Board Common Units 2016-04-21 4 M 0 3898 0 A 434518.94 D Common Units 2016-04-21 4 M 0 217 0 A 434735.94 D Common Units 2016-04-21 4 M 0 915 0 A 435650.94 D Common Unit 2016-04-21 4 M 0 1322 0 A 436972.94 D Common Units 2016-04-21 4 M 0 550 0 A 437522.94 D Common Units 2016-04-21 4 M 0 550 0 A 438072.94 D Common Units 2016-04-21 4 M 0 550 0 A 438622.94 D Common Units 1979804 I See footnote Common Units 10982209 I See footnote Common Units 1934287 I See footnote Common Units 3585.05 I See footnote Common Units 142000 I See footnote Common Units 3585.05 I See footnote Phantom Units 2016-04-21 4 M 0 3898 0 D Common Units 3898.0 20179 D Phantom Units 2016-04-21 4 M 0 217 0 D Common Units 217.0 753 D Phantom Units 2016-04-21 4 M 0 915 0 D Common Units 915.0 280 D Phantom Units 2016-04-21 4 M 0 1322 0 D Common Units 1322.0 3966 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 0 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 550 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 1100 D Common units are owned by two trusts for the benefit of Fred M. Fehsenfeld, Jr. ("Fehsenfeld") and his immediate family. The trusts received the units as consideration for certain assets and liabilities that they contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Pursuant to the terms of the two trusts, on December 31, 2012 the common units were transferred to two new trusts for the benefit of Fehsenfeld and his immediate family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by the trusts except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose. Common units are owned by The Heritage Group ("THG"). THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Fred M. Fehsenfeld, Jr. ("Fehsenfeld") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Fehsenfeld and members of his immediate and extended family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose. Common units are owned by Calumet, Incorporated ("Inc."). Inc. received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. Fred M. Fehsenfeld, Jr. ("Fehsenfeld") is an indirect shareholder and director of Inc. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose. Common units owned by Fred M. Fehsenfeld, Jr. ("Fehsenfeld") daughter. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose. Common units owned by Fred M. Fehsenfeld, Jr. ("Fehsenfeld") spouse. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose. Common units owned by Fred M. Fehsenfeld, Jr. ("Fehsenfeld") daughter. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose. Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2013. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2012. 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2012. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2013. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014. R. Patrick Murray, II, as attorney-in-fact 2016-04-25