0001340122-16-000188.txt : 20160425 0001340122-16-000188.hdr.sgml : 20160425 20160425201103 ACCESSION NUMBER: 0001340122-16-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160425 DATE AS OF CHANGE: 20160425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calumet Specialty Products Partners, L.P. CENTRAL INDEX KEY: 0001340122 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 351811116 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 317-328-5660 MAIL ADDRESS: STREET 1: 2780 WATERFRONT STREET 2: PARKWAY E. DRIVE, SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: Calumet Lubricants Partners, L.P. DATE OF NAME CHANGE: 20050928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Funk Robert E CENTRAL INDEX KEY: 0001351914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51734 FILM NUMBER: 161590234 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PKWY. E. DRIVE STREET 2: SUITE 200 CITY: INDIANPOLIS STATE: IN ZIP: 46214 4 1 wf-form4_146162944973492.xml FORM 4 X0306 4 2016-04-21 0 0001340122 Calumet Specialty Products Partners, L.P. CLMT 0001351914 Funk Robert E 2780 WATERFRONT PKWY. E. DR., SUITE 200 INDIANAPOLIS IN 46214 1 0 0 0 Common Units 2016-04-21 4 M 0 4003 0 A 46126 D Common Units 2016-04-21 4 M 0 939 0 A 47065 D Common Units 2016-04-21 4 M 0 221 0 A 47286 D Common Units 2016-04-21 4 M 0 1322 0 A 48608 D Common Units 2016-04-21 4 M 0 550 0 A 49158 D Common Units 2016-04-21 4 M 0 550 0 A 49708 D Common Units 2016-04-21 4 M 0 550 0 A 50258 D Phantom Units 2016-04-21 4 M 0 4003 0 D Common Units 4003.0 5479 D Phantom Units 2016-04-21 4 M 0 939 0 D Common Units 939.0 0 D Phantom Units 2016-04-21 4 M 0 221 0 D Common Units 221.0 775 D Phantom Units 2016-04-21 4 M 0 1322 0 D Common Units 1322.0 3966 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 0 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 550 D Phantom Units 2016-04-21 4 M 0 550 0 D Common Units 550.0 1100 D Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2012. Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination of service. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2013. 25% of the Phantom Units vested immediately and the remaining vest ratably over three years on December 31 of each year beginning on December 31, 2016. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2012. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2013. 25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2014. R. Patrick Murray, II, as attorney-in-fact 2016-04-25