0001339980-14-000004.txt : 20140703 0001339980-14-000004.hdr.sgml : 20140703 20140702180649 ACCESSION NUMBER: 0001339980-14-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140703 DATE AS OF CHANGE: 20140702 EFFECTIVENESS DATE: 20140703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Research Affiliates Equity US Small, L.P. CENTRAL INDEX KEY: 0001339980 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-81584 FILM NUMBER: 14958067 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-325-8700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: ENHANCED RAFI US SMALL LP DATE OF NAME CHANGE: 20090107 FORMER COMPANY: FORMER CONFORMED NAME: RESEARCH AFFILIATES FUNDAMENTAL INDEX 2000 LLP DATE OF NAME CHANGE: 20050927 D/A 1 primary_doc.xml X0707 D/A LIVE 0001339980 Research Affiliates Equity US Small, L.P. 620 NEWPORT CENTER DRIVE SUITE 900 NEWPORT BEACH CA CALIFORNIA 92660 949-325-8700 CALIFORNIA ENHANCED RAFI US SMALL LP RESEARCH AFFILIATES FUNDAMENTAL INDEX 2000 LLP Limited Partnership true N/A Research Affiliates Management, LLC 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Promoter General Partner of the Issuer Robert D. Arnott 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chairman Daniel M. Harkins 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chief Legal Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-13-001367 2005-09-01 true true false 10000000 Indefinite 72144612 Indefinite false 14 0 true 0 true 0 true false Research Affiliates Equity US Small, L.P. /s/ Daniel M. Harkins Daniel M. Harkins Chief Legal Officer 2014-07-02