0001140361-14-033310.txt : 20140818 0001140361-14-033310.hdr.sgml : 20140818 20140818161339 ACCESSION NUMBER: 0001140361-14-033310 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140507 FILED AS OF DATE: 20140818 DATE AS OF CHANGE: 20140818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Bancorp, Inc. CENTRAL INDEX KEY: 0001594012 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 464702118 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 924-5100 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: New Investors Bancorp, Inc. DATE OF NAME CHANGE: 20131211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Splaine Thomas Jr CENTRAL INDEX KEY: 0001339736 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36441 FILM NUMBER: 141049168 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 4/A 1 doc1.xml FORM 4/A X0306 4/A 2014-05-07 2014-05-09 0 0001594012 Investors Bancorp, Inc. ISBC 0001339736 Splaine Thomas Jr 101 JFK PARKWAY SHORT HILLS NJ 07078 0 1 0 0 Sr VP and CFO Common Stock 2014-05-07 4 J 0 265406 0.00 A 265406 D Common Stock 2014-05-07 4 A 0 4033 10.00 A 269439 D Common Stock 2014-05-07 4 J 0 24408 0.00 A 24408 I By ESOP Common Stock 2014-05-07 4 A 0 21967 10.00 A 21967 I By 401(k) Stock Options 5.99 2014-05-07 4 J 0 446250 0.00 A 2007-11-20 2016-11-20 Common Stock 446250 446250 D Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each share of Investors Bancorp, Inc. was exchanged for 2.550 shares of common stock of a new Delaware corporation also named Investors Bancorp, Inc. (formerly New Investors Bancorp, Inc.). Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended. Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each option to purchase shares of common stock of Investors Bancorp, Inc. was converted into an option to purchase shares of common stock of new Delaware corporation also named Investors Bancorp, Inc. (formerly New Investors Bancorp, Inc.) by multiplying the number of shares subject to each option by the 2.550 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 2.550 exchange ratio. Form 4 is being amended solely to indicate that this transaction was an exempt acquisition from the issuer under Rule 16b-3(d) and had been approved by the board of directors of the Issuer prior to its execution. /s/ Marc Levy, pursuant to power of attorney 2014-08-18