0001209191-18-038821.txt : 20180620
0001209191-18-038821.hdr.sgml : 20180620
20180620171935
ACCESSION NUMBER: 0001209191-18-038821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180618
FILED AS OF DATE: 20180620
DATE AS OF CHANGE: 20180620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mamluk Roni
CENTRAL INDEX KEY: 0001647053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37500
FILM NUMBER: 18910186
MAIL ADDRESS:
STREET 1: CHIASMA, INC.
STREET 2: 60WELLS AVENUE
CITY: NEWTON
STATE: MA
ZIP: 02459
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHIASMA, INC
CENTRAL INDEX KEY: 0001339469
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 460 TOTTEN POND ROAD
STREET 2: SUITE 530
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-928-5300
MAIL ADDRESS:
STREET 1: 460 TOTTEN POND ROAD
STREET 2: SUITE 530
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: CHIASMA INC
DATE OF NAME CHANGE: 20050922
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-18
0
0001339469
CHIASMA, INC
CHMA
0001647053
Mamluk Roni
C/O CHIASMA, INC.
460 TOTTEN POND ROAD, SUITE 530
WALTHAM
MA
02451
1
0
0
0
Common Stock
2018-06-18
4
M
0
2389
0.09
A
2389
D
Common Stock
2018-06-18
4
S
0
2389
1.4584
D
0
D
Stock Option (Right to Buy)
0.09
2018-06-18
4
M
0
2389
0.00
D
2018-10-14
Common Stock
2389
0
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $1.45 to $1.50. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
This option is fully vested and exerciseable.
/s/ Mark J. Fitzpatrick, Attorney-in-Fact
2018-06-20