0001213900-18-008518.txt : 20180629 0001213900-18-008518.hdr.sgml : 20180629 20180629161045 ACCESSION NUMBER: 0001213900-18-008518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simanson Gary A CENTRAL INDEX KEY: 0001339459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38531 FILM NUMBER: 18929418 MAIL ADDRESS: STREET 1: 717 KING STREET CITY: ALEXANDRIA STATE: VA ZIP: 22314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thunder Bridge Acquisition LLC CENTRAL INDEX KEY: 0001720589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38531 FILM NUMBER: 18929419 BUSINESS ADDRESS: STREET 1: 9912 GEORGETOWN PIKE STREET 2: SUITE D203 CITY: GREAT FALLS STATE: VA ZIP: 22066 BUSINESS PHONE: 7037592502 MAIL ADDRESS: STREET 1: 9912 GEORGETOWN PIKE STREET 2: SUITE D203 CITY: GREAT FALLS STATE: VA ZIP: 22066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thunder Bridge Acquisition Ltd CENTRAL INDEX KEY: 0001720592 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9912 GEORGETOWN PIKE STREET 2: SUITE D203 CITY: GREAT FALLS STATE: VA ZIP: 22066 BUSINESS PHONE: 7037592502 MAIL ADDRESS: STREET 1: 9912 GEORGETOWN PIKE STREET 2: SUITE D203 CITY: GREAT FALLS STATE: VA ZIP: 22066 4 1 ownership.xml X0306 4 2018-06-28 0 0001720592 Thunder Bridge Acquisition Ltd TBRGU 0001339459 Simanson Gary A 9912 GEORGETOWN PIKE SUITE D203 GREAT FALLS VA 22066 1 1 1 0 Chief Executive Officer 0001720589 Thunder Bridge Acquisition LLC 9912 GEORGETOWN PIKE SUITE D203 GREAT FALLS VA 22066 0 0 1 0 Class B Ordinary Shares 2018-06-28 4 J 0 18750 0.00 D Class A Ordinary Shares 18750 6450000 I See Footnote As described in the issuer's registration statements on Form S-1 (File Nos. 333-224581 and 333-225711) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. As contemplated in connection with the initial public offering of the issuer, 18,750 Class B ordinary shares of the issuer were returned by Thunder Bridge Acquisition LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. These shares represent Class B ordinary shares acquired by the Sponsor pursuant to a subscription agreement dated as of September 20, 2017 by and between the Sponsor and the registrant. Gary A. Simanson, the Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Simanson has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Simanson disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares. /s/ Gary A. Simanson 2018-06-29 /s/ Gary A. Simanson Managing Member of Thunder Bridge Acquisition LLC 2018-06-29