-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LOj+Wll2xB2AgQu99vFEi2GwJ9EZoH0KNfjYPU93xzO/Qp4uEOG3bpXYzVnynTvq XoKEUO37O7DJV+K7aqStBw== 0001209191-10-001384.txt : 20100105 0001209191-10-001384.hdr.sgml : 20100105 20100105175841 ACCESSION NUMBER: 0001209191-10-001384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onaitis Matthew CENTRAL INDEX KEY: 0001362822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51665 FILM NUMBER: 10508788 MAIL ADDRESS: STREET 1: C/O SOMAXON PHARMACEUTICALS, INC. STREET 2: 12750 HIGH BLUFF DRIVE, SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Somaxon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001339455 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200161599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 STEVENS AVENUE STREET 2: SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: (858) 480-0400 MAIL ADDRESS: STREET 1: 420 STEVENS AVENUE STREET 2: SUITE 210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-12-31 0 0001339455 Somaxon Pharmaceuticals, Inc. SOMX 0001362822 Onaitis Matthew SOMAXON PHARMACEUTICALS, INC. 3830 VALLEY CENTRE DRIVE, SUITE 705-461 SAN DIEGO CA 92130 0 1 0 0 VP, General Counsel Common Stock 2009-12-31 4 S 0 5000 1.07 D 50712 D This sale of shares of common stock underlying vested restricted stock units was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, with the proceeds remitted to the Company to cover the taxes withheld upon the vesting of 12,500 restricted stock units on December 31, 2009. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $1.05 to $1.09 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Reflects the forfeiture on December 31, 2009 of 18,848 restricted stock units that expired unvested. The vesting of such restricted stock units depended upon the Company raising aggregate proceeds of $25 million from one or more financing or strategic transactions during 2009, and that condition was not met. /s/ Matthew Onaitis 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----