0000899243-16-034294.txt : 20161123 0000899243-16-034294.hdr.sgml : 20161123 20161123160039 ACCESSION NUMBER: 0000899243-16-034294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spring Bank Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001566373 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 522386345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 508-473-5993 X119 MAIL ADDRESS: STREET 1: 86 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Driscoll Martin J CENTRAL INDEX KEY: 0001339402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37718 FILM NUMBER: 162016575 MAIL ADDRESS: STREET 1: C/O JAVELIN PHARMACEUTICALS, INC. STREET 2: 125 CAMBRIDGE PARK DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02140 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-23 0 0001566373 Spring Bank Pharmaceuticals, Inc. SBPH 0001339402 Driscoll Martin J C/O SPRING BANK PHARMACEUTICALS, INC. 86 SOUTH STREET HOPKINTON MA 01748 1 1 0 0 President and CEO Common Stock 2016-11-23 4 A 0 21900 9.12 A 46400 D Warrant (right to buy) 10.79 2016-11-23 4 A 0 21900 0.00 A 2017-05-24 2021-11-23 Common Stock 21900 21900 D /s/ Jonathan Freve 2016-11-23