0001339270-16-000008.txt : 20161102 0001339270-16-000008.hdr.sgml : 20161102 20161101173544 ACCESSION NUMBER: 0001339270-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161101 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 161965743 BUSINESS ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 111 ROCKVILLE PIKE STREET 2: SUITE 750 CITY: ROCKVILLE STATE: MD ZIP: 20850 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001339270 XXXXXXXX 09-30-2016 09-30-2016 SOL Capital Management CO

111 ROCKVILLE PIKE SUITE 750 ROCKVILLE MD 20850

13F HOLDINGS REPORT 028-11529 N Sandra G. Horne 301-692-1225 Sandra G. Horne Bedford VA 11-01-2016 0 216 298692 false INFORMATION TABLE 2 inftable.xml SOL AUM 3M Company COM 88579Y101 557 3159 SH SOLE 3159 0 0 AFLAC Inc COM 001055102 201 2800 SH SOLE 2800 0 0 AIG Warrants Expire 1/19/2021 COM 026874156 778 36700 SH SOLE 36700 0 0 AT&T, Inc. COM 00206R102 1609 39612 SH SOLE 39612 0 0 Aetna Inc New COM 00817Y108 474 4108 SH SOLE 4108 0 0 Agilent Technologies Inc COM 00846U101 263 5586 SH SOLE 5586 0 0 Alphabet Inc Cl A COM 02079k305 399 496 SH SOLE 496 0 0 Alphabet Inc Cl C COM 02079k107 435 559 SH SOLE 559 0 0 Altria Group Inc COM 02209S103 315 4985 SH SOLE 4985 0 0 Amazon.com, Inc. COM 023135106 716 855 SH SOLE 855 0 0 American Express Company COM 025816109 1212 18920 SH SOLE 18920 0 0 American International Group N COM 026874784 1972 33225 SH SOLE 33225 0 0 Amgen Inc. COM 031162100 515 3086 SH SOLE 3086 0 0 Apollo Global Management LLC COM 037612306 925 51500 SH SOLE 51500 0 0 Apple Inc COM 037833100 3940 34856 SH SOLE 34856 0 0 Applied Materials Inc COM 038222105 323 10700 SH SOLE 10700 0 0 Avis Budget Group Inc COM 053774105 326 9540 SH SOLE 9540 0 0 Banco Santander, S.A. (ADR) COM 05964h105 350 79281 SH SOLE 79281 0 0 Bank of America Corp COM 060505104 3065 195848 SH SOLE 195848 0 0 Bank of America Corp Warrants COM 060505146 92 20000 SH SOLE 20000 0 0 Becton Dickinson & Co COM 075887109 790 4397 SH SOLE 4397 0 0 Berkshire Hathaway Cl B COM 084670702 1187 8215 SH SOLE 8215 0 0 Berkshire Hathaway Inc. 1/100t COM 084670108 216 100 SH SOLE 100 0 0 Blackstone Group LP COM 09253U108 3194 125110 SH SOLE 125110 0 0 Boeing Co COM 097023105 863 6550 SH SOLE 6550 0 0 Bristol-Myers Squibb Co. COM 110122108 908 16840 SH SOLE 16840 0 0 CBS Corp Cl B New COM 124857202 284 5190 SH SOLE 5190 0 0 CVS Caremark Corp COM 126650100 610 6850 SH SOLE 6850 0 0 Carlyle Group COM 14309l102 3775 242450 SH SOLE 242450 0 0 Caterpillar Inc COM 149123101 656 7395 SH SOLE 7395 0 0 Charles Schwab Corp. COM 808513105 1466 46446 SH SOLE 46446 0 0 Chesapeake Energy Corp COM 165167107 387 61750 SH SOLE 61750 0 0 Chevron Corp COM 166764100 660 6415 SH SOLE 6415 0 0 Cisco Systems Inc COM 17275R102 1804 56867 SH SOLE 56867 0 0 Citigroup Inc COM 172967424 2171 45959 SH SOLE 45959 0 0 Coach Inc COM 189754104 23530 643604 SH SOLE 643604 0 0 Coca-Cola Co. COM 191216100 259 6129 SH SOLE 6129 0 0 Comcast Corp New Cl A COM 20030N101 2204 33222 SH SOLE 33222 0 0 ConocoPhillips COM 20825C104 785 18051 SH SOLE 18051 0 0 Corning Inc COM 219350105 248 10498 SH SOLE 10498 0 0 Costco Wholesale Corp New COM 22160K105 1307 8570 SH SOLE 8570 0 0 Diageo Plc New (ADR) COM 25243Q205 244 2100 SH SOLE 2100 0 0 Discovery Communications Ser A COM 25470F104 204 7587 SH SOLE 7587 0 0 Discovery Communications Ser C COM 25470F302 553 21012 SH SOLE 21012 0 0 Dupont E.I. Denemours COM 263534109 221 3297 SH SOLE 3297 0 0 Emerson Electric Co COM 291011104 214 3918 SH SOLE 3918 0 0 Expedia Inc COM 30212p303 245 2100 SH SOLE 2100 0 0 Exxon Mobil Corp COM 30231G102 698 7999 SH SOLE 7999 0 0 FedEx Corp. COM 31428X106 2076 11885 SH SOLE 11885 0 0 Federal Realty Investment Trus COM 313747206 335 2175 SH SOLE 2175 0 0 General Electric Company COM 369604103 3905 131836 SH SOLE 131836 0 0 Gilead Sciences Inc COM 375558103 203 2560 SH SOLE 2560 0 0 GlaxoSmithKline Plc (ADR) COM 37733W105 404 9372 SH SOLE 9372 0 0 Goldman Sachs Group Inc COM 38141G104 303 1880 SH SOLE 1880 0 0 HP Inc. COM 40434l105 1064 68512 SH SOLE 68512 0 0 HSBC Hldgs PLC (ADR)New COM 404280406 276 7345 SH SOLE 7345 0 0 Hewlett Packard Enterprise Com COM 42824c109 1487 65361 SH SOLE 65361 0 0 Home Depot Inc COM 437076102 2641 20523 SH SOLE 20523 0 0 Honda Motor Co Ltd (ADR) COM 438128308 361 12468 SH SOLE 12468 0 0 Honeywell International COM 438516106 1445 12396 SH SOLE 12396 0 0 Host Hotels & Resorts, Inc. COM 44107P104 530 34015 SH SOLE 34015 0 0 Humana Inc COM 444859102 637 3600 SH SOLE 3600 0 0 Intel Corp COM 458140100 2316 61342 SH SOLE 61342 0 0 International Bancshares Corp. COM 459044103 14608 490525 SH SOLE 490525 0 0 International Business Machine COM 459200101 1187 7470 SH SOLE 7470 0 0 JP Morgan Warrants Exp. 10/28/ COM 46634e114 664 26950 SH SOLE 26950 0 0 JPMorgan Chase & Co COM 46625H100 2201 33052 SH SOLE 33052 0 0 Johnson & Johnson COM 478160104 1589 13449 SH SOLE 13449 0 0 Johnson Controls Inc. COM g51502105 509 10934 SH SOLE 10934 0 0 KKR & Co. LP Del Com Units COM 48248m102 3711 260225 SH SOLE 260225 0 0 Koninklijke Philips Electronic COM 500472303 1090 36836 SH SOLE 36836 0 0 Level 3 Communications COM 52729n308 423 9131 SH SOLE 9131 0 0 Liberty Ventures Corp. COM 53071m880 209 5249 SH SOLE 5249 0 0 Lockheed Martin Corp COM 539830109 982 4095 SH SOLE 4095 0 0 Lowe's Companies, Inc. COM 548661107 578 8000 SH SOLE 8000 0 0 Marriott International, Inc. C COM 571903202 206 3057 SH SOLE 3057 0 0 Marsh & McLennan Companies, In COM 571748102 491 7300 SH SOLE 7300 0 0 McDonald's Corp. COM 580135101 1429 12391 SH SOLE 12391 0 0 McKesson Corp. COM 58155Q103 457 2738 SH SOLE 2738 0 0 Medtronic Inc. COM g5960L103 427 4943 SH SOLE 4943 0 0 Merck & Co Inc New COM 58933Y105 395 6325 SH SOLE 6325 0 0 Microsoft Corp COM 594918104 2901 50358 SH SOLE 50358 0 0 Monsanto Company COM 61166W101 446 4360 SH SOLE 4360 0 0 Morgan Stanley COM 617446448 229 7140 SH SOLE 7140 0 0 Movado Group Inc. COM 624580106 215 10000 SH SOLE 10000 0 0 Newmont Mining Corp COM 651639106 367 9350 SH SOLE 9350 0 0 Nike Inc Cl B COM 654106103 267 5068 SH SOLE 5068 0 0 Nokia Corp (ADR) COM 654902204 243 42053 SH SOLE 42053 0 0 Novartis AG (ADR) COM 66987V109 355 4495 SH SOLE 4495 0 0 Oaktree Capital COM 674001201 614 14475 SH SOLE 14475 0 0 Oracle Corp COM 68389X105 1997 50850 SH SOLE 50850 0 0 PNC Financial Services Group, COM 693475105 315 3500 SH SOLE 3500 0 0 Paypal COM 70450y103 1064 25975 SH SOLE 25975 0 0 Pepsico, Inc. COM 713448108 576 5295 SH SOLE 5295 0 0 Petroleo Brasileiro SA (ADR) COM 71654V408 195 20900 SH SOLE 20900 0 0 Pfizer, Inc. COM 717081103 1696 50068 SH SOLE 50068 0 0 Philip Morris International In COM 718172109 615 6328 SH SOLE 6328 0 0 Potash Corporation of Saskatch COM 73755L107 227 13900 SH SOLE 13900 0 0 Procter & Gamble COM 742718109 1988 22151 SH SOLE 22151 0 0 Qualcomm Inc COM 747525103 597 8718 SH SOLE 8718 0 0 SAP AG (ADR) COM 803054204 789 8635 SH SOLE 8635 0 0 Sanofi Aventis (ADR) COM 80105N105 241 6300 SH SOLE 6300 0 0 Schlumberger Ltd F COM 806857108 368 4676 SH SOLE 4676 0 0 Sony Corp. (ADR) COM 835699307 1195 35997 SH SOLE 35997 0 0 State Street Corp COM 857477103 230 3300 SH SOLE 3300 0 0 TE Connectivity Ltd. F COM h84989104 1013 15739 SH SOLE 15739 0 0 Telefonica SA (ADR) COM 879382208 585 58012 SH SOLE 58012 0 0 Teva Pharmaceutical Industries COM 881624209 1585 34447 SH SOLE 34447 0 0 The Walt Disney Co. COM 254687106 1510 16263 SH SOLE 16263 0 0 Thermo Fisher Scientific COM 883556102 517 3250 SH SOLE 3250 0 0 Time Warner, Inc. COM 887317303 1622 20379 SH SOLE 20379 0 0 Toyota Motor Corp. (ADR) COM 892331307 520 4480 SH SOLE 4480 0 0 UBS Group CHF0.10 COM H42097107 850 62375 SH SOLE 62375 0 0 United Technologies Corp COM 913017109 529 5206 SH SOLE 5206 0 0 UnitedHealth Group, Inc. COM 91324P102 3465 24751 SH SOLE 24751 0 0 Vale S.A. American Depositary COM 91912e105 126 23000 SH SOLE 23000 0 0 Verizon Communications COM 92343V104 582 11201 SH SOLE 11201 0 0 Viacom Inc Cl B New COM 92553P201 586 15371 SH SOLE 15371 0 0 Visa, Inc. Cl A COM 92826C839 370 4473 SH SOLE 4473 0 0 Vishay Intertechnology COM 928298108 396 28103 SH SOLE 28103 0 0 WPP Plc (ADR) COM 92937A102 312 2650 SH SOLE 2650 0 0 Wal-Mart Stores Inc COM 931142103 603 8367 SH SOLE 8367 0 0 Waste Management Inc. COM 94106L109 383 6000 SH SOLE 6000 0 0 Wells Fargo & Co New COM 949746101 1566 35368 SH SOLE 35368 0 0 Yahoo! Inc. COM 984332106 612 14190 SH SOLE 14190 0 0 Yum! Brands, Inc. COM 988498101 1518 16714 SH SOLE 16714 0 0 eBay, Inc. COM 278642103 855 25975 SH SOLE 25975 0 0 Consumer Discret Sel Sect SPDR COM 81369Y407 352 4393 SH SOLE 4393 0 0 DB X-Trackers MSCI Europe UCIT COM 233051853 698 12750 SH SOLE 12750 0 0 Direxion Daily Financial Bull COM 25459y694 350 12000 SH SOLE 12000 0 0 Energy Select Sector SPDR COM 81369Y506 2202 31180 SH SOLE 31180 0 0 Financial Select Sector SPDR COM 81369Y605 604 31300 SH SOLE 31300 0 0 First Trust ISE-Revere Natural COM 33733e807 6258 236871 SH SOLE 236871 0 0 Global X Silver Miners ETF COM 37954y848 2805 63061 SH SOLE 63061 0 0 Health Care Sector Select SPDR COM 81369Y209 577 8000 SH SOLE 8000 0 0 Industrial Select Sector SPDR COM 81369y704 1473 25225 SH SOLE 25225 0 0 Materials Select Sector SPDR E COM 81369Y100 1185 24815 SH SOLE 24815 0 0 Mexico Fund Inc COM 592835102 201 12579 SH SOLE 12579 0 0 PowerShares Global Listed Priv COM 73935x195 309 28500 SH SOLE 28500 0 0 PowerShares KBW Bank ETF COM 73937b746 10492 287607 SH SOLE 287607 0 0 PowerShares KBW Regional Banki COM 73937b712 1266 29050 SH SOLE 29050 0 0 PowerShares Water Resources COM 73935X575 349 14200 SH SOLE 14200 0 0 Powershares QQQ Trust Series 1 COM 73935A104 13411 112967 SH SOLE 112967 0 0 ProShares Ultra Pro S&P500 COM 74347x864 442 6000 SH SOLE 6000 0 0 SPDR DJ Euro Stoxx 50 ETF COM 78463x202 328 10000 SH SOLE 10000 0 0 SPDR Dow Jones Global Real Est COM 78463x749 984 19753 SH SOLE 19753 0 0 SPDR Dow Jones Industrial Aver COM 78467x109 988 5405 SH SOLE 5405 0 0 SPDR KBW Bank ETF COM 78464A797 459 13762 SH SOLE 13762 0 0 SPDR KBW Regional Banking ETF COM 78464A698 1414 33450 SH SOLE 33450 0 0 SPDR S&P 500 Index ETF COM 78462F103 1695 7836 SH SOLE 7836 0 0 SPDR S&P Global Natural Resour COM 78463X541 1955 49974 SH SOLE 49974 0 0 SPDR S&P Homebuilders ETF COM 78464a888 823 24240 SH SOLE 24240 0 0 SPDR S&P Metals and Mining ETF COM 78464A755 452 17050 SH SOLE 17050 0 0 SPDR S&P MidCap 400 ETF COM 78467Y107 356 1260 SH SOLE 1260 0 0 SPDR S&P Oil & Gas Explor & Pr COM 78464A730 4271 111060 SH SOLE 111060 0 0 Schwab Emerging Markets Equity COM 808524706 409 17740 SH SOLE 17740 0 0 Schwab Fundamental Intl. 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Small COM 808524748 252 8590 SH SOLE 8590 0 0 Schwab Fundamental US Broad Mk COM 808524789 856 27596 SH SOLE 27596 0 0 Schwab Fundamental US Small Co COM 808524763 209 6705 SH SOLE 6705 0 0 Schwab International Equity ET COM 808524805 202 7013 SH SOLE 7013 0 0 Schwab U.S. Broad Market ETF COM 808524102 477 9112 SH SOLE 9112 0 0 Schwab US Large-Cap ETF COM 808524201 345 6690 SH SOLE 6690 0 0 Swiss Helvetia Fund COM 870875101 128 11929 SH SOLE 11929 0 0 Technology Select Sector SPDR COM 81369Y803 520 10888 SH SOLE 10888 0 0 Vaneck Vectors Gold Miners ETF COM 92189f106 1245 47100 SH SOLE 47100 0 0 Vanguard Emerging Markets ETF COM 922042858 2929 77831 SH SOLE 77831 0 0 Vanguard European ETF COM 922042874 1322 27133 SH SOLE 27133 0 0 Vanguard Extended Market Index COM 922908652 3189 34945 SH SOLE 34945 0 0 Vanguard FTSE All World Ex-US COM 922042775 3198 70385 SH SOLE 70385 0 0 Vanguard FTSE All-World ex-US COM 922042718 309 3100 SH SOLE 3100 0 0 Vanguard FTSE Developed Market COM 921943858 360 9610 SH SOLE 9610 0 0 Vanguard Financials ETF COM 92204A405 4759 96421 SH SOLE 96421 0 0 Vanguard Global ex-US Real Est COM 922042676 334 5950 SH SOLE 5950 0 0 Vanguard Growth ETF COM 922908736 980 8725 SH SOLE 8725 0 0 Vanguard Health Care ETF COM 92204A504 246 1850 SH SOLE 1850 0 0 Vanguard High Dividend Yield E COM 921946406 840 11650 SH SOLE 11650 0 0 Vanguard Mega Cap 300 Index ET COM 921910873 4524 61338 SH SOLE 61338 0 0 Vanguard MegaCap 300 Value Ind COM 921910840 4199 67000 SH SOLE 67000 0 0 Vanguard MegaCap300 Growth Ind COM 921910816 6786 77570 SH SOLE 77570 0 0 Vanguard Mid-Cap ETF COM 922908629 7518 58078 SH SOLE 58078 0 0 Vanguard Mid-Cap Growth ETF COM 922908538 1287 12095 SH SOLE 12095 0 0 Vanguard Mid-Cap Value ETF COM 922908512 1807 19310 SH SOLE 19310 0 0 Vanguard REIT ETF COM 922908553 599 6910 SH SOLE 6910 0 0 Vanguard S&P 500 ETF COM 922908363 219 1100 SH SOLE 1100 0 0 Vanguard Small-Cap ETF COM 922908751 1051 8600 SH SOLE 8600 0 0 Vanguard Small-Cap Growth ETF COM 922908595 204 1550 SH SOLE 1550 0 0 Vanguard Total International S COM 921909768 618 13095 SH SOLE 13095 0 0 Vanguard Total Stock Mkt COM 922908769 1969 17690 SH SOLE 17690 0 0 Vanguard Total World Stock ETF COM 922042742 330 5419 SH SOLE 5419 0 0 Vanguard Value ETF COM 922908744 1397 16052 SH SOLE 16052 0 0 WisdomTree Dividend Ex-Financi COM 97717W406 310 3945 SH SOLE 3945 0 0 WisdomTree Equity Income ETF COM 97717W208 283 4250 SH SOLE 4250 0 0 WisdomTree Mid-Cap Dividend Fu COM 97717w505 227 2500 SH SOLE 2500 0 0 iShares Core EAFE COM 46432F842 308 5580 SH SOLE 5580 0 0 iShares Core MSCI Emerging Mkt COM 46434g103 326 7146 SH SOLE 7146 0 0 iShares Core S&P Midcap ETF COM 464287507 991 6406 SH SOLE 6406 0 0 iShares DJ US Home Constructio COM 464288752 6106 221651 SH SOLE 221651 0 0 iShares Dow Jones U.S. Technol COM 464287721 311 2615 SH SOLE 2615 0 0 iShares MSCI Brazil Index ETF COM 464286400 4404 130560 SH SOLE 130560 0 0 iShares MSCI EAFE Value Index COM 464288877 1345 29130 SH SOLE 29130 0 0 iShares MSCI EM-ACC COM G4954M433 264 9500 SH SOLE 9500 0 0 iShares MSCI EMU Index Fund ET COM 464286608 1486 43090 SH SOLE 43090 0 0 iShares MSCI Emerging Markets COM 464287234 826 22050 SH SOLE 22050 0 0 iShares MSCI Japan Index ETF COM 464286848 925 73750 SH SOLE 73750 0 0 iShares Russell 1000 Growth In COM 464287614 1379 13234 SH SOLE 13234 0 0 iShares Russell 1000 Value Ind COM 464287598 1965 18600 SH SOLE 18600 0 0 iShares Russell 2000 Index ETF COM 464287655 283 2280 SH SOLE 2280 0 0 iShares Russell 2000 Value Ind COM 464287630 416 3975 SH SOLE 3975 0 0 iShares Russell 3000 Index Fun COM 464287689 375 2925 SH SOLE 2925 0 0 iShares Russell Midcap Growth COM 464287481 261 2680 SH SOLE 2680 0 0 iShares Russell Midcap Value I COM 464287473 491 6400 SH SOLE 6400 0 0 iShares S&P 100 Index ETF COM 464287101 928 9673 SH SOLE 9673 0 0 iShares S&P Euro 350 Index Fun COM 464287861 343 8700 SH SOLE 8700 0 0 iShares S&P Global Technology COM 464287291 6097 55075 SH SOLE 55075 0 0 iShares S&P SmallCap 600 Index COM 464287804 284 2286 SH SOLE 2286 0 0