-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DEz7zRS4uPRYn0QwHIJ43oW1w/MsFGLB2xUdd4j7iDvJSiBHFmYEe7KD2PQNIudN 6DJawtNGfn45rkkHhhPe3w== 0001339270-10-000005.txt : 20101102 0001339270-10-000005.hdr.sgml : 20101102 20101102113659 ACCESSION NUMBER: 0001339270-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101102 DATE AS OF CHANGE: 20101102 EFFECTIVENESS DATE: 20101102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOL Capital Management CO CENTRAL INDEX KEY: 0001339270 IRS NUMBER: 521499373 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11529 FILM NUMBER: 101157052 BUSINESS ADDRESS: STREET 1: 6116 EXECUTIVE BLVD. STREET 2: SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 301-881-3727 MAIL ADDRESS: STREET 1: 6116 EXECUTIVE BLVD. STREET 2: SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20852 13F-HR 1 inftable.txt SOL CAPITAL MANAGEMENT CO FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company 88579Y101 215 2475.000 SH SOLE 2475.000 Agilent Technologies Inc 00846U101 297 8895.000 SH SOLE 8895.000 Amazon.com, Inc. 023135106 222 1415.000 SH SOLE 1415.000 American Express Company 025816109 1034 24600.000SH SOLE 24600.000 Amgen Inc. 031162100 342 6203.000 SH SOLE 6203.000 Apple Inc 037833100 288 1015.000 SH SOLE 1015.000 Becton Dickinson & Co 075887109 409 5522.000 SH SOLE 5522.000 Boeing Co 097023105 449 6751.000 SH SOLE 6751.000 Caterpillar Inc 149123101 720 9150.000 SH SOLE 9150.000 Cisco Systems Inc 17275R102 987 45086.000SH SOLE 45086.000 Coach Inc 189754104 19573 455620.000SH SOLE 455620.000 Corning Inc 219350105 268 14660.000SH SOLE 14660.000 DIRECTV Cl A 25490A101 587 14107.000SH SOLE 14107.000 Dell Inc 24702R101 588 45330.000SH SOLE 45330.000 Diamonds Trust Series I 78467x109 523 4850.000 SH SOLE 4850.000 Google Inc Cl A 38259P508 285 542.000 SH SOLE 542.000 Honeywell International 438516106 677 15415.000SH SOLE 15415.000 International Business Machine 459200101 1466 10926.000SH SOLE 10926.000 Johnson & Johnson 478160104 988 15952.000SH SOLE 15952.000 Lockheed Martin Corp 539830109 403 5651.000 SH SOLE 5651.000 McDonald's Corp. 580135101 1382 18550.000SH SOLE 18550.000 Microsoft Corp 594918104 1422 58058.000SH SOLE 58058.000 Monsanto Company 61166W101 247 5150.000 SH SOLE 5150.000 Oracle Corp 68389X105 1665 62001.000SH SOLE 62001.000 Pepsico, Inc. 713448108 385 5791.000 SH SOLE 5791.000 Powershares QQQ Trust Series 1 73935A104 5403 110100.000SH SOLE 110100.000 Qualcomm Inc 747525103 354 7841.171 SH SOLE 7841.171 SPDR S&P 500 Index ETF 78462F103 434 3800.000 SH SOLE 3800.000 The Charles Schwab Corp 808513105 614 44161.000SH SOLE 44161.000 Vanguard Growth ETF 922908736 214 3900.000 SH SOLE 3900.000 Vanguard MegaCap300 Growth Ind 921910816 1501 35175.000SH SOLE 35175.000 Yum! Brands, Inc. 988498101 1003 21784.000SH SOLE 21784.000 iShares S&P 100 Index ETF 464287101 2230 43300.000SH SOLE 43300.000 iShares S&P 500 ETF g49507208 308 27000.000SH SOLE 27000.000 Jensen Portfolio Cl I COM 476313309 507 20364.194SH SOLE 20364.194 Primecap Odyssey Growth COM 74160Q103 2017 144073.348SH SOLE 144073.348 Primecap Odyssey Stock COM 74160Q301 2865 220370.190SH SOLE 220370.190 Allstate Corp 020002101 359 11366.000SH SOLE 11366.000 Applied Materials Inc 038222105 222 19016.000SH SOLE 19016.000 Bank of America Corp 060505104 1369 104496.196SH SOLE 104496.196 Berkshire Hathaway Cl B 084670207 608 7348.000 SH SOLE 7348.000 Berkshire Hathaway Inc. 1/100t 249 200.000 SH SOLE 200.000 Bristol-Myers Squibb Co. 110122108 668 24636.000SH SOLE 24636.000 CBS Corp Cl B New 124857202 198 12496.000SH SOLE 12496.000 CVS Caremark Corp 126650100 310 9850.000 SH SOLE 9850.000 Chevron Corp 166764100 422 5206.000 SH SOLE 5206.000 Citigroup Inc 172967101 1391 355698.000SH SOLE 355698.000 Comcast Corp New Cl A 20030N101 831 45950.000SH SOLE 45950.000 ConocoPhillips 20825C104 861 14984.000SH SOLE 14984.000 Costco Wholesale Corp New 22160K105 818 12691.000SH SOLE 12691.000 Discovery Communications Ser A 25470F104 380 8717.000 SH SOLE 8717.000 Discovery Communications Ser C 25470F302 335 8768.000 SH SOLE 8768.000 EMC Corp. 268648102 857 42197.000SH SOLE 42197.000 Energy Select Sector SPDR 81369Y506 217 3877.000 SH SOLE 3877.000 Exxon Mobil Corp 30231G102 574 9287.000 SH SOLE 9287.000 FedEx Corp. 31428X106 1022 11955.000SH SOLE 11955.000 Financial Select Sector SPDR 81369Y605 148 10283.000SH SOLE 10283.000 General Electric Company 369604103 2145 131992.000SH SOLE 131992.000 Goldman Sachs Group Inc 38141G104 275 1903.000 SH SOLE 1903.000 Hewlett-Packard Company 428236103 1663 39530.000SH SOLE 39530.000 Home Depot Inc 437076102 1067 33687.000SH SOLE 33687.000 Intel Corp 458140100 1378 71745.200SH SOLE 71745.200 JPMorgan Chase & Co 46625H100 1088 28592.000SH SOLE 28592.000 Lowe's Companies, Inc. 548661107 264 11860.000SH SOLE 11860.000 Marsh & McLennan Companies, In 571748102 245 10150.000SH SOLE 10150.000 Merck & Co Inc New 58933Y105 443 12048.000SH SOLE 12048.000 Motorola Inc 620076109 377 44175.000SH SOLE 44175.000 PNC Financial Services Group, 693475105 249 4800.000 SH SOLE 4800.000 Pfizer, Inc. 717081103 1418 82598.000SH SOLE 82598.000 Procter & Gamble 742718109 1013 16889.000SH SOLE 16889.000 SPDR KBW Bank ETF 78464A797 2706 117925.000SH SOLE 117925.000 Sprint Nextel Corp 852061100 139 30033.000SH SOLE 30033.000 State Street Corp 857477103 234 6214.000 SH SOLE 6214.000 The Walt Disney Co. 254687106 771 23295.000SH SOLE 23295.000 Time Warner, Inc. New 887317303 1028 33554.001SH SOLE 33554.001 UnitedHealth Group, Inc. 91324P102 1491 42480.000SH SOLE 42480.000 Vanguard MegaCap 300 Value Ind 921910840 752 21250.000SH SOLE 21250.000 Vanguard Value ETF 922908744 256 5250.000 SH SOLE 5250.000 Verizon Communications 92343V104 519 15926.000SH SOLE 15926.000 Viacom Inc Cl B New 92553P201 527 14569.000SH SOLE 14569.000 Wal-Mart Stores Inc 931142103 444 8304.000 SH SOLE 8304.000 Wells Fargo & Co New 949746101 829 32989.000SH SOLE 32989.000 Yahoo! Inc. 984332106 323 22790.000SH SOLE 22790.000 eBay, Inc. 278642103 781 32025.000SH SOLE 32025.000 iShares MSCI North America ETF zzc2deh71 501 22000.000SH SOLE 22000.000 iShares Russell 1000 Value Ind 464287598 271 4600.000 SH SOLE 4600.000 First Trust ISE-Revere Natural 33734j102 276 16800.000SH SOLE 16800.000 PowerShares Water Resources 73935X575 260 15700.000SH SOLE 15700.000 iShares Russell Midcap Growth 464287481 354 7100.000 SH SOLE 7100.000 FBR Focus I COM 30246j679 1005 392605.644SH SOLE 392605.644 Blackstone Group LP 09253U108 950 74850.000SH SOLE 74850.000 Expedia Inc 30212P105 366 12950.000SH SOLE 12950.000 Legg Mason Inc 524901105 269 8860.000 SH SOLE 8860.000 Liberty Media Corp (Interactiv 53071M104 169 12332.000SH SOLE 12332.000 iShares DJ US Home Constructio 464288752 1337 110950.000SH SOLE 110950.000 iShares Russell Midcap Value I 464287473 434 10750.000SH SOLE 10750.000 Avis Budget Group Inc 053774105 140 12040.000SH SOLE 12040.000 Level 3 Communications 52729N100 80 85500.000SH SOLE 85500.000 Royce Micro-Cap Trust 780915104 123 14820.294SH SOLE 14820.294 Royce Value Trust Inc 780910105 293 24162.000SH SOLE 24162.000 Scout Small Cap Fd COM 81063U305 175 13356.891SH SOLE 13356.891 Ampal-American Israel Corp Cl 032015109 32 20000.000SH SOLE 20000.000 Colonial Bankgroup Inc. 195493309 9 906250.000SH SOLE 906250.000 International Bancshares Corp. 459044103 12678 750649.000SH SOLE 750649.000 SPDR KBW Regional Banking ETF 78464A698 1070 46700.000SH SOLE 46700.000 Vishay Intertechnology 928298108 331 34150.000SH SOLE 34150.000 Alcatel-Lucent (ADR) 013904305 101 29858.000SH SOLE 29858.000 Covidien Plc F G2554F105 430 10693.000SH SOLE 10693.000 Diageo Plc New (ADR) 25243Q205 205 2975.000 SH SOLE 2975.000 GlaxoSmithKline Plc (ADR) 37733W105 549 13904.000SH SOLE 13904.000 Honda Motor Co Ltd (ADR) 438128308 243 6818.000 SH SOLE 6818.000 Koninklijke Philips Electronic 500472303 698 22278.000SH SOLE 22278.000 Nestle SA Registered Ser B (AD 641069406 281 5250.000 SH SOLE 5250.000 Nokia Corp (ADR) 654902204 296 29468.000SH SOLE 29468.000 Novartis AG (ADR) 66987V109 327 5664.987 SH SOLE 5664.987 Philip Morris International In 718172109 326 5825.000 SH SOLE 5825.000 PowerShares Listed Private Equ 73935x195 112 11500.000SH SOLE 11500.000 SAP AG (ADR) 803054204 376 7634.000 SH SOLE 7634.000 Schlumberger Ltd F 806857108 258 4193.000 SH SOLE 4193.000 Sony Corp. (ADR) 835699307 462 14945.000SH SOLE 14945.000 Swiss Helvetia Fund 870875101 135 10728.000SH SOLE 10728.000 Telefonica SA ADR 879382208 248 3340.000 SH SOLE 3340.000 Teva Pharmaceutical Industries 881624209 1123 21286.000SH SOLE 21286.000 Tyco Electronics Ltd F H8912P106 623 21319.000SH SOLE 21319.000 Tyco International Ltd. New F H89128104 635 17282.000SH SOLE 17282.000 UBS AG New F H89231338 511 30020.000SH SOLE 30020.000 Vanguard FTSE All World Ex-US 922042775 2220 48905.000SH SOLE 48905.000 WPP Plc (ADR) 92933H101 221 3976.000 SH SOLE 3976.000 iShares MSCI Japan Index ETF 464286848 1137 114996.105SH SOLE 114996.105 iShares MSCI World ETF g4953v103 213 8500.000 SH SOLE 8500.000 iShares MSCI World ETF zzz99y450 487 19500.000SH SOLE 19500.000 iShares S&P Listed Private Equ 152 11500.000SH SOLE 11500.000 Dreyfus International Stock I COM 86271f768 4272 330674.618SH SOLE 330674.618 Japan Smaller Capitalization F COM 47109U104 98 12061.000SH SOLE 12061.000 Oakmark Global Select Fund COM 413838822 5046 497127.353SH SOLE 497127.353 Scout International COM 81063u503 4140 136054.743SH SOLE 136054.743 Third Avenue International Val COM 393 14701.091SH SOLE 14701.091 Third Avenue Value Fund Cl A1 COM 432 14097.177SH SOLE 14097.177 Alfa S.A.B. de C.V. p0156p117 4613 594345.000SH SOLE 594345.000 Cemex S.A.B. de C.V. (ADR) 151290889 92 10855.000SH SOLE 10855.000 Grupo Financiero Bancrecer S.A P4949V134 0 20368.000SH SOLE 20368.000 Vanguard Emerging Markets ETF 922042858 751 16510.000SH SOLE 16510.000 Wal-Mart de Mexico (ADR) 93114W107 204 8076.000 SH SOLE 8076.000 iShares MSCI AC Far East Ex-Ja zzz9995b1 303 7000.000 SH SOLE 7000.000 Host Hotels & Resorts, Inc. 44107P104 702 48449.000SH SOLE 48449.000 Ishares II PLC Shares FTSE Dev 318 17000.000SH SOLE 17000.000 SPDR DJ International Real Est 78463X863 242 6300.000 SH SOLE 6300.000 Vanguard REIT ETF 922908553 360 6920.000 SH SOLE 6920.000 DFA Global Real Estate Securit COM 23320G554 636 80164.973SH SOLE 80164.973 Third Avenue Real Estate Value COM 440 13245.727SH SOLE 13245.727 Anglo American New Ord F South 1172604 407 10032.000SH SOLE 10032.000 Newmont Mining Corp 651639106 703 11200.349SH SOLE 11200.349 Potash Corporation of Saskatch 73755L107 310 2150.000 SH SOLE 2150.000 PIMCO Commodities Plus Strateg COM 537 54704.595SH SOLE 54704.595 PIMCO Commodities Plus Strateg COM 2812 286613.768SH SOLE 286613.768 PIMCO Commodity Real Return In COM 722005667 128 15582.146SH SOLE 15582.146 Advisors Disciplined Trust Uni 61 10227.000SH SOLE 10227.000
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