0001104659-22-020789.txt : 20220211 0001104659-22-020789.hdr.sgml : 20220211 20220211185410 ACCESSION NUMBER: 0001104659-22-020789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220211 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONARGO VINCENT CENTRAL INDEX KEY: 0001339176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 22623640 MAIL ADDRESS: STREET 1: ONE CELADON DRIVE STREET 2: 9503 E. 33RD STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novus Capital Corp II CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8556 OAKMONT LANE CITY: INDIANAPOLIS STATE: IN ZIP: 46260 BUSINESS PHONE: 3175906959 MAIL ADDRESS: STREET 1: 8556 OAKMONT LANE CITY: INDIANAPOLIS STATE: IN ZIP: 46260 4 1 tm226292-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-02-11 1 0001828536 Novus Capital Corp II NXU 0001339176 DONARGO VINCENT C/O NOVUS CAPITAL CORPORATION II 8556 OAKMONT LANE INDIANAPOLIS, IN 46260 0 1 0 0 Chief Financial Officer Class A Common Stock, $0.0001 par value 2022-02-11 4 M 0 201606 0.00 A 201606 I See Footnote Class B Common Stock, $0.0001 par value 0.00 2022-02-11 4 D 0 162977 0.00 D Class A Common Stock 162977 201606 I See Footnote Class B Common Stock, $0.0001 par value 0.00 2022-02-11 4 M 0 201606 0.00 D Class A Common Stock 201606 0 I See Footnote Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc. /s/ Vincent Donargo 2022-02-11