0001104659-22-020789.txt : 20220211
0001104659-22-020789.hdr.sgml : 20220211
20220211185410
ACCESSION NUMBER: 0001104659-22-020789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONARGO VINCENT
CENTRAL INDEX KEY: 0001339176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39982
FILM NUMBER: 22623640
MAIL ADDRESS:
STREET 1: ONE CELADON DRIVE
STREET 2: 9503 E. 33RD STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46235
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Novus Capital Corp II
CENTRAL INDEX KEY: 0001828536
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 853230987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
BUSINESS PHONE: 3175906959
MAIL ADDRESS:
STREET 1: 8556 OAKMONT LANE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46260
4
1
tm226292-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-02-11
1
0001828536
Novus Capital Corp II
NXU
0001339176
DONARGO VINCENT
C/O NOVUS CAPITAL CORPORATION II
8556 OAKMONT LANE
INDIANAPOLIS,
IN
46260
0
1
0
0
Chief Financial Officer
Class A Common Stock, $0.0001 par value
2022-02-11
4
M
0
201606
0.00
A
201606
I
See Footnote
Class B Common Stock, $0.0001 par value
0.00
2022-02-11
4
D
0
162977
0.00
D
Class A Common Stock
162977
201606
I
See Footnote
Class B Common Stock, $0.0001 par value
0.00
2022-02-11
4
M
0
201606
0.00
D
Class A Common Stock
201606
0
I
See Footnote
Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.
The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.
As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.
Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.
/s/ Vincent Donargo
2022-02-11