0001318148-11-001601.txt : 20110825 0001318148-11-001601.hdr.sgml : 20110825 20110825124809 ACCESSION NUMBER: 0001318148-11-001601 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED ASSET ALLOCATION FUND CENTRAL INDEX KEY: 0000013386 IRS NUMBER: 042221910 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00001 FILM NUMBER: 111055930 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED STOCK & BOND FUND DATE OF NAME CHANGE: 20080905 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED STOCK & BOND FUND INC /MD/ DATE OF NAME CHANGE: 19960701 FORMER COMPANY: FORMER CONFORMED NAME: STOCK & BOND FUND INC DATE OF NAME CHANGE: 19950814 0000013386 S000009117 FEDERATED ASSET ALLOCATION FUND C000024797 Class A Shares FSTBX C000024798 Class B Shares FSBBX C000024799 Class C Shares FSBCX C000024800 Class R Shares FSBKX C000077842 Institutional Shares SBFIX N-PX 1 form.htm N-PX form.htm
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United States
Securities and Exchange Commission
Washington, DC  20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:  811-1

Federated Asset Allocation Fund (formerly, Federated Stock and Bond Fund)
(Exact name of registrant as specified in charter)

4000 Ericsson Drive
Warrendale, PA  15086-7561
(Address of principal executive offices) (Zip code)

John W. McGonigle, Esquire
Federated Investors, Inc.
Federated Investors Tower
1001 Liberty Avenue
Pittsburgh, PA  15222-3779
(Name and address of agent for service)

Registrant’s telephone number, including area code:  412-288-1900

Date of reporting period: 7/1/2010 through 6/30/2011

Item 1. Proxy Voting Record.


Federated Asset Allocation Fund
                 
                   
Issuer Name
Meeting
Date
Ticker
Security
ID
ID Type
Proposal Text
Proponent
Vote Cast
For/
Against
Mgmt
Logical Ballot
Status
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Bruce Claflin
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect W. Michael Barnes
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect John Caldwell
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Henry Chow
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Craig Conway
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Nicholas Donofrio
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect H. Paulett Eberhart
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Waleed Al Mokarrab Al Muhairi
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Elect Robert Palmer
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
2011 Executive Incentive Plan
Mgmt
For
For
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Advanced Micro Devices, Inc.
05/03/2011
AMD
007903107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Ronald Beegle
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Robert Chavez
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Michael Cunningham
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Evelyn Dilsaver
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Julian Geiger
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect John Haugh
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Karin Hirtler-Garvey
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect John Howard
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect Thomas Johnson
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Elect David Vermylen
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Amendment to the 2002 Long-Term Incentive Plan
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Aeropostale Inc
06/16/2011
ARO
007865108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Mark Bertolini
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Frank Clark, Jr.
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Betsy Cohen
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Molly Coye
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Roger Farah
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Barbara Franklin
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Jeffrey Garten
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Gerald Greenwald
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Ellen Hancock
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Richard Harrington
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Edward Ludwig
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Elect Joseph Newhouse
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Amendment to the 2010 Stock Incentive Plan
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
2011 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
Aetna Inc.
05/20/2011
AET
00817Y108
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Wolfgang Deml
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Luiz Fernando Furlan
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Gerald Johanneson
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Thomas LaSorda
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect George Minnich
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Martin Richenhagen
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Elect Daniel Ustian
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Amendment to the 2006 Long-Term Incentive Plan
Mgmt
For
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
AGCO Corporation
04/21/2011
AGCO
001084102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Ralph Cunningham
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Russel Girling
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Susan Henry
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Russell Horner
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect David Lesar
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect John Lowe
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect A. Anne McLellan
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Derek Pannell
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Frank Proto
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Michael Wilson
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Elect Victor Zaleschuk
Mgmt
For
For
Voted
Agrium Inc.
05/10/2011
AGU
008916108
CUSIP
Appointment of Auditor
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect John Clancey
Mgmt
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect Robert Lumpkins
Mgmt
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect Ted Miller, Jr.
Mgmt
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Director Eligibility Requirements
ShrHoldr
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Annual Meeting Date
ShrHoldr
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Repeal of Bylaw Amendments
ShrHoldr
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Ratification of Auditor
Mgmt
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Amendment to the 2003 Employee Stock Purchase Plan
Mgmt
N/A
N/A
Unvoted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect Peter McCausland
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect W. Thacher Brown
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Elect Richard Ill
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Amendment to the 2003 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Director Eligibility Requirements
ShrHoldr
Against
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Annual Meeting Date
ShrHoldr
Against
For
Voted
Airgas, Inc.
09/15/2010
ARG
009363102
CUSIP
Shareholder Proposal Regarding Repeal of Bylaw Amendments
ShrHoldr
Against
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect J. Alfred Broaddus, Jr.
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect William Hernandez
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect R. William Ide III
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Richard Morrill
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Jim Nokes
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Barry Perry
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Mark Rohr
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect John Sherman, Jr.
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Harriett Taggart
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Elect Anne Whittemore
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Albemarle Corporation
05/11/2011
ALB
012653101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect Joel Marcus
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect Richard Jennings
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect John Atkins III
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect Richard Klein
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect James Richardson
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect Martin Simonetti
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Elect Alan Walton
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Alexandria Real Estate Equities, Inc.
05/25/2011
ARE
015271109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Elect Deborah Dunsire
Mgmt
For
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Elect Trevor Jones
Mgmt
For
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Elect Louis Lavigne, Jr.
Mgmt
For
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
2011 Executive Bonus Plan
Mgmt
For
For
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
2011 Incentive Award Plan
Mgmt
Against
Against
Voted
Allergan, Inc.
05/03/2011
AGN
018490102
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Elect Bruce Anderson
Mgmt
For
For
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Elect Roger Ballou
Mgmt
For
For
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Elect E. Linn Draper, Jr.
Mgmt
For
For
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Alliance Data Systems Corporation
06/07/2011
ADS
018581108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Elect Mark Patterson
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Elect Samuel Weinhoff
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Accounts and Reports
Mgmt
Abstain
Against
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
"Approval of Loss Carry Forward for the Year Ended December 31,2010"
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Approval of Dividend in the Form of a Par Value Reduction
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Authority to Repurchase Shares
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Appointment of Auditor and Statuatory Auditor
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Appointment of Special Auditor
Mgmt
For
For
Voted
Allied World Assurance Company Holdings, Ltd
05/05/2011
AWH
H01531104
CUSIP
Indemnification of Directors/Officers
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Elizabeth Bailey
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Gerald Baliles
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect John Casteen III
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Dinyar Devitre
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Thomas Farrell II
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Thomas Jones
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect George Munoz
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Nabil Sakkab
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Elect Michael Szymanczyk
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Altria Group, Inc.
05/19/2011
MO
02209S103
CUSIP
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Bruce Anderson
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Adrian Gardner
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Charles Foster
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect James Kahan
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Zohar Zisapel
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Julian Brodsky
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Eli Gelman
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Nehemia Lemelbaum
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect John McLennan
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Robert Minicucci
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Simon Olswang
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Richard Sarnoff
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Elect Giora Yaron
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Accounts and Reports
Mgmt
For
For
Voted
Amdocs Limited
01/26/2011
DOX
G02602103
CUSIP
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Daniel Akerson
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Charlene Barshefsky
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Ursula Burns
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Kenneth Chenault
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Peter Chernin
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Theodore Leonsis
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Jan Leschly
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Richard Levin
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Richard McGinn
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Edward Miller
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Steven Reinemund
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Robert Walter
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Elect Ronald Williams
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
American Express Company
05/02/2011
AXP
025816109
CUSIP
Sharehoholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Carl Lindner
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Carl Lindner, III
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect S. Craig Lindner
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Kenneth Ambrecht
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Theodore Emmerich
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect James Evans
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Terry Jacobs
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect Gregory Joseph
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect William Verity
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Elect John Von Lehman
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Co-CEO Equity Bonus Plan
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Annual Senior Executive Bonus Plan
Mgmt
For
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
ShrHoldr
Against
For
Voted
American Financial Group, Inc.
05/11/2011
AFG
025932104
CUSIP
Shareholder Proposal Regarding Board Diversity
ShrHoldr
Against
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Robert Benmosche
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect W. Don Cornwell
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect John Fitzpatrick
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Laurette Koellner
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Donald Layton
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Christopher Lynch
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Arthur Martinez
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect George Miles, Jr.
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Henry Miller
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Robert Miller
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Suzanne Nora Johnson
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Morris Offit
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Ronald Rittenmeyer
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Elect Douglas Steenland
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Adoption of Protective Amendment to the Certificate of Incorporation
Mgmt
Against
Against
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Adoption of Tax Asset Protection Plan
Mgmt
Against
Against
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
American International Group, Inc.
05/11/2011
AIG
026874784
CUSIP
Shareholder Proposal Regarding Responsible Use of Company Stock
ShrHoldr
Against
For
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Elect Siri Marshall
Mgmt
For
For
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Elect W. Walker Lewis
Mgmt
For
For
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Elect William Turner
Mgmt
For
For
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Ameriprise Financial, Inc.
04/27/2011
AMP
03076C106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Elect Charles Cotros
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Elect Jane Henney
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Elect R. David Yost
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
AmerisourceBergen Corporation
02/17/2011
ABC
03073E105
CUSIP
2011 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect John Butler, Jr.
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect Kevin Chilton
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect Luke Corbett
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect H. Paulett Eberhart
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect Preston Geren, III
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect John Gordon
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Elect James Hackett
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Shareholder Proposal Regarding Compensation in the Event of a Change of Control
ShrHoldr
Against
For
Voted
Anadarko Petroleum Corporation
05/17/2011
APC
032511107
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Ray Stata
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Jerald Fishman
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect James Champy
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect John Doyle
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect John Hodgson
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Yves-Andre Istel
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Neil Novich
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect F. Grant Saviers
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Paul Severino
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Elect Kenton Sicchitano
Mgmt
For
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Analog Devices, Inc.
03/08/2011
ADI
032654105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Elect Michael Farrell
Mgmt
For
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Elect Jonathan Green
Mgmt
For
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Elect John Lambiase
Mgmt
For
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Annaly Capital Management, Inc.
05/26/2011
NLY
035710409
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Aon Corporation
09/20/2010
AON
037389103
CUSIP
Stock Issuance for Acquisition
Mgmt
For
For
Voted
Aon Corporation
09/20/2010
AON
037389103
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect William Campbell
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Millard Drexler
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Albert Gore, Jr.
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Steven Jobs
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Andrea Jung
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Arthur Levinson
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Elect Ronald Sugar
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
ShrHoldr
Against
For
Voted
Apple Inc.
02/23/2011
AAPL
037833100
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect George Buckley
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Mollie Carter
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Pierre Dufour
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Donald Felsinger
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Victoria Haynes
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Antonio Maciel Neto
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Patrick Moore
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Thomas O'Neill
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Kelvin Westbrook
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Elect Patricia Woertz
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Shareholder Proposal Regarding Prohibiting Corporate Political Spending
ShrHoldr
Against
For
Voted
Archer-Daniels-Midland Company
11/04/2010
ADM
039483102
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Elect Kathleen Ligocki
Mgmt
For
For
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Elect James O'Brien
Mgmt
For
For
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Elect Barry Perry
Mgmt
For
For
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
2011 Incentive Plan
Mgmt
Against
Against
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Ashland Inc.
01/27/2011
ASH
044209104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Carl Bass
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Crawford Beveridge
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect J. Hallam Dawson
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Per-Kristian Halvorsen
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Sean Maloney
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Mary McDowell
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Lorrie Norrington
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Charles Robel
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Elect Steven West
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Autodesk, Inc.
06/16/2011
ADSK
052769106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Elect Jan Carlson
Mgmt
For
For
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Elect Lars Nyberg
Mgmt
For
For
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Elect James Ringler
Mgmt
For
For
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Autoliv, Inc.
05/10/2011
ALV
052800109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect Bryce Blair
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect Bruce Choate
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect John Healy, Jr.
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect Timothy Naughton
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect Lance Primis
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect Peter Rummell
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect H. Jay Sarles
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Elect W. Edward Walter
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
AvalonBay Communities, Inc
05/11/2011
AVB
053484101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Larry Brady
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Clarence Cazalot, Jr.
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Chad Deaton
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Anthony Fernandes
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Claire Gargalli
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Pierre Jungels
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect James Lash
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect J. Larry Nichols
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect H. John Riley, Jr.
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect J.W. Stewart
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Elect Charles Watson
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
Mgmt
For
For
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Baker Hughes Incorporated
04/28/2011
BHI
057224107
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Elect John Hayes
Mgmt
For
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Elect George Smart
Mgmt
For
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Elect Theodore Solso
Mgmt
For
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Elect Stuart Taylor II
Mgmt
For
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Shareholder Proposal Regarding Redemption of Shareholder Rights Plan
ShrHoldr
For
Against
Voted
Ball Corporation
04/27/2011
BLL
058498106
CUSIP
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Mukesh Ambani
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Susan Bies
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Frank Bramble, Sr.
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Virgis Colbert
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Charles Gifford
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Charles Holliday, Jr.
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect D. Paul Jones, Jr.
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Monica Lozano
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Thomas May
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Brian Moynihan
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Donald Powell
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Charles Rossotti
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Elect Robert Scully
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Report OTC Derivative Trading
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
For
Voted
Bank of America Corporation
05/11/2011
BAC
060505104
CUSIP
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
ShrHoldr
Against
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Elect Wayne Hockmeyer
Mgmt
For
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Elect Robert Parkinson, Jr.
Mgmt
For
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Elect Thomas Stallkamp
Mgmt
For
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Elect Albert Stroucken
Mgmt
For
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Against
Against
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
2011 Incentive Plan
Mgmt
Against
Against
Voted
Baxter International Inc.
05/03/2011
BAX
071813109
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Warren Eisenberg
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Leonard Feinstein
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Steven Temares
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Dean Adler
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Stanley Barshay
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Klaus Eppler
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Patrick Gaston
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Jordan Heller
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Elect Victoria Morrison
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Bed Bath & Beyond Inc.
06/23/2011
BBBY
075896100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Warren Buffett
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Charles Munger
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Howard Buffett
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Stephen Burke
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Susan Decker
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect William Gates III
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect David Gottesman
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Charlotte Guyman
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Donald Keough
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Thomas Murphy
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Ronald Olson
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Elect Walter Scott, Jr.
Mgmt
For
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Berkshire Hathaway Inc.
04/30/2011
BRK.A
084670702
CUSIP
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect Ronald James
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect Sanjay Khosla
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect George Mikan III
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect Matthew Paull
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect Richard Schulze
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Elect Hatim Tyabji
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Authorization of Board to Set Board Size
Mgmt
Against
Against
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Amendment to the 2004 Omnibus Stock and Incentive Plan
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Executive Short-term Incentive Plan
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Best Buy Co., Inc.
06/21/2011
BBY
086516101
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Caroline Dorsa
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Stelios Papadopoulos
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect George Scangos
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Lynn Schenk
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Alexander Denner
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Nancy Leaming
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Richard Mulligan
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Robert Pangia
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Brian Posner
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Eric Rowinsky
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect Stephen Sherwin
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Elect William Young
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Biogen Idec Inc.
06/02/2011
BIIB
09062X103
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Elect Robin Adams
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Elect David Brown
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Elect Jan Carlson
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Elect Dennis Cuneo
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
BorgWarner Inc.
04/27/2011
BWA
099724106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Elect Lawrence Bacow
Mgmt
For
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Elect Zoe Baird
Mgmt
For
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Elect Alan Patricof
Mgmt
For
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Elect Martin Turchin
Mgmt
For
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Boston Properties, Inc.
05/17/2011
BXP
101121101
CUSIP
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Nancy Handel
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Eddy Hartenstein
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Maria Klawe
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect John Major
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Scott McGregor
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect William Morrow
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Henry Samueli
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect John Swainson
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Elect Robert Switz
Mgmt
For
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Broadcom Corporation
05/05/2011
BRCM
111320107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Leslie Brun
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Richard Daly
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Robert Duelks
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Richard Haviland
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Sandra Jaffee
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Alexandra Lebenthal
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Stuart Levine
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Thomas Perna
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Alan Weber
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Elect Arthur Weinbach
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
BROADRIDGE FINANCIAL SOLUTIONS, INC.
11/17/2010
BR
11133T103
CUSIP
Amendment to the 2007 Omnibus Award Plan
Mgmt
Against
Against
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Elect Wesley Edens
Mgmt
For
For
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Elect Frank Bumstead
Mgmt
For
For
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Elect W. E. Sheriff
Mgmt
For
For
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Brookdale Senior Living Inc.
06/15/2011
BKD
112463104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Raymond Bromark
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Gary Fernandes
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Kay Koplovitz
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Christopher Lofgren
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect William McCracken
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Richard Sulpizio
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Laura Unger
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Arthur Weinbach
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Elect Ron Zambonini
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Adoption of Stockholder Protection Rights Agreement
Mgmt
Against
Against
Voted
CA, Inc.
07/27/2010
CA
12673P105
CUSIP
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Elect Patrick Gross
Mgmt
For
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Elect Ann Hackett
Mgmt
For
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Elect Pierre Leroy
Mgmt
For
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Capital One Financial Corporation
05/11/2011
COF
14040H105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Colleen Arnold
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect George Barrett
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Glenn Britt
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Carrie Cox
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Calvin Darden
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Bruce Downey
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect John Finn
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Gregory Kenny
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect James Mongan
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Richard Notebaert
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect David Raisbeck
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Elect Jean Spaulding
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Amendment to Code of Regulations
Mgmt
Against
Against
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Cardinal Health, Inc.
11/03/2010
CAH
14149Y108
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect David Calhoun
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Daniel Dickinson
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Eugene Fife
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Juan Gallardo
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect David Goode
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Jesse Greene, Jr.
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Peter Magowan
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Dennis Muilenburg
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Douglas Oberhelman
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect William Osborn
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Charles Powell
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Edward Rust, Jr.
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Susan Schwab
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Joshua Smith
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Elect Miles White
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Amendment to the Executive Short-Term Incentive Plan
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
For
Voted
Caterpillar Inc.
06/08/2011
CAT
149123101
CUSIP
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
For
Voted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Repeal Bylaw Amendments
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of J. Kevin Buschi
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of William P. Egan
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Martyn D. Greenacre
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Vaughn M. Kailian
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Charles J. Homcy
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Kevin E. Moley
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Gail R. Wilensky
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Dennis L. Winger
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Santo J. Costa
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Abe. M. Freidman
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Richard H. Koppes
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Lawrence N. Kugelman
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Andres Lonner
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of John H. McAurthur
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Thomas G. Plaskett
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Blair H. Sheppard
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Repeal Bylaw Amendments
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of J. Kevin Buschi
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of William P. Egan
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Martyn D. Greenacre
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Charles J. Homcy
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Vaughn M. Kailian
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Kevin E. Moley
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Gail R. Wilensky
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Removal of Dennis L. Winger
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Santo J. Costa
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Abe. M. Freidman
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Richard H. Koppes
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Lawrence N. Kugelman
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Andres Lonner
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of John H. McAurthur
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Thomas G. Plaskett
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/02/2011
CEPH
156708109
CUSIP
Election of Blair H. Sheppard
Mgmt
N/A
N/A
Unvoted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect J. Kevin Buchi
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect William Egan
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Martyn Greenacre
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Charles Homcy
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Vaughn Kailian
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Kevin Moley
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Charles Sanders
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Gail Wilensky
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Elect Dennis Winger
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Amendment to 2011 Equity Compensation Plan
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Cephalon, Inc.
05/10/2011
CEPH
156708109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Elect Stephen Wilson
Mgmt
For
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Elect Wallace Creek
Mgmt
For
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Elect William Davisson
Mgmt
For
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Elect Robert Kuhbach
Mgmt
For
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
CF Industries Holdings, Inc.
05/11/2011
CF
125269100
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Linnet Deily
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Robert Denham
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Robert Eaton
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Chuck Hagel
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Enrique Hernandez, Jr.
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect George Kirkland
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Donald Rice
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Kevin Sharer
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Charles Shoemate
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect John Stumpf
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Ronald Sugar
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect Carl Ware
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Elect John Watson
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Establishment of Human Rights Committee
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
For
Against
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
For
Voted
Chevron Corporation
05/25/2011
CVX
166764100
CUSIP
Shareholder Proposal Regarding Offshore Drilling Report
ShrHoldr
Against
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Elect Gary Neale
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Elect J. Charles Jennett
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Elect Larry McVay
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Elect Marsha Williams
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Accounts and Reports
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Ratification of Management Board Acts
Mgmt
Against
Against
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Ratification of Supervisory Board Acts
Mgmt
Against
Against
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Authority to Repurchase Shares
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Appointment of Auditor
Mgmt
For
For
Voted
Chicago Bridge & Iron Company N.V.
05/04/2011
CBI
167250109
CUSIP
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
Against
Against
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Elect John Charlesworth
Mgmt
For
For
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Elect Montgomery Moran
Mgmt
For
For
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
2011 Stock Incentive Plan
Mgmt
Against
Against
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Chipotle Mexican Grill, Inc.
05/25/2011
CMG
169656105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Elect Roman Martinez IV
Mgmt
For
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Elect Carol Wait
Mgmt
For
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Elect William Zollars
Mgmt
For
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
CIGNA Corporation
04/27/2011
CI
125509109
CUSIP
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Elect David Hentschel
Mgmt
For
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Elect F. H. Merelli
Mgmt
For
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Elect L. Paul Teague
Mgmt
For
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
2011 Equity Incentive Plan
Mgmt
For
For
Voted
Cimarex Energy Co.
05/18/2011
XEC
171798101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Carol Bartz
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect M. Michele Burns
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Michael Capellas
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Larry Carter
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect John Chambers
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Brian Halla
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect John Hennessy
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Richard Kovacevich
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Roderick McGeary
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Michael Powell
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Arun Sarin
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Steven West
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Elect Jerry Yang
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
For
Voted
Cisco Systems, Inc.
11/18/2010
CSCO
17275R102
CUSIP
Shareholder Proposal Regarding Restricting Sales to China
ShrHoldr
Against
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Alain Belda
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Timothy Collins
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Jerry Grundhofer
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Robert Joss
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Michael O'Neill
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Vikram Pandit
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Richard Parsons
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Lawrence Ricciardi
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Judith Rodin
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Robert Ryan
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Anthony Santomero
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Diana Taylor
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect William Thompson, Jr.
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Elect Ernesto Zedillo
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
2011 Executive Performance Plan
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Reverse Stock Split Extension
Mgmt
For
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Shareholder Proposal Regarding Risk Management Report
ShrHoldr
Against
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Citigroup Inc.
04/21/2011
C
172967101
CUSIP
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Jan Bennink
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect John Brock
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Calvin Darden
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect L. Phillip Humann
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Orrin Ingram II
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Donna James
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Thomas Johnson
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Suzanne Labarge
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Veronique Morali
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Garry Watts
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Curtis Welling
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Elect Phoebe Wood
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Coca-Cola Enterprises, Inc.
04/26/2011
CCE
19122T109
CUSIP
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect S. Decker Anstrom
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Kenneth Bacon
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Sheldon Bonovitz
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Edward Breen
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Joseph Collins
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect J. Michael Cook
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Gerald Hassell
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Jeffrey Honickman
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Eduardo Mestre
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Brian Roberts
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Ralph Roberts
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Elect Judith Rodin
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
2011 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Amendment to the 2003 Stock Option Plan
Mgmt
For
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
Comcast Corporation
05/11/2011
CMCSA
20030N101
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Elect W. Larry Cash
Mgmt
For
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Elect James Ely III
Mgmt
For
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Elect John Fry
Mgmt
For
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Elect William Jennings
Mgmt
For
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Elect H. Mitchell Watson, Jr.
Mgmt
For
For
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Amendment to the 2009 Stock Option and Award Plan
Mgmt
Against
Against
Voted
Community Health Systems, Inc.
05/17/2011
CYH
203668108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Mogens Bay
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Stephen Butler
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Steven Goldstone
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Joie Gregor
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Rajive Johri
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect W.G. Jurgensen
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Richard Lenny
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Ruth Ann Marshall
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Gary Rodkin
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Andrew Schindler
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Elect Kenneth Stinson
Mgmt
For
For
Voted
ConAgra Foods, Inc.
09/24/2010
CAG
205887102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Elect Timothy Leach
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Elect William Easter III
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Elect W. Howard Keenan, Jr.
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Concho Resources Inc.
06/02/2011
CXO
20605P101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Richard Armitage
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Richard Auchinleck
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect James Copeland, Jr.
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Kenneth Duberstein
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Ruth Harkin
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Harold McGraw III
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect James Mulva
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Robert Niblock
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Harald Norvik
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect William Reilly
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Victoria Tschinkel
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect Kathryn Turner
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Elect William Wade, Jr.
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
2011 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding the Financial Risks of Climate Change
ShrHoldr
Against
For
Voted
ConocoPhillips
05/11/2011
COP
20825C104
CUSIP
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
For
Voted
Continental Resources, Inc.
05/26/2011
CLR
212015101
CUSIP
Elect H. R. Sanders, Jr.
Mgmt
For
For
Voted
Continental Resources, Inc.
05/26/2011
CLR
212015101
CUSIP
Elect Robert Grant
Mgmt
For
For
Voted
Continental Resources, Inc.
05/26/2011
CLR
212015101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Continental Resources, Inc.
05/26/2011
CLR
212015101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Continental Resources, Inc.
05/26/2011
CLR
212015101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Elect Jeffrey Fox
Mgmt
For
For
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Elect Ronald Nelson
Mgmt
For
For
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Convergys Corporation
04/27/2011
CVG
212485106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Elect Richard Almeida
Mgmt
For
For
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Elect Gregory Kenny
Mgmt
For
For
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Elect James Ringler
Mgmt
For
For
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Corn Products International, Inc.
05/18/2011
CPO
219023108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Theodore Solso
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect N. Thomas Linebarger
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect William Miller
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Alexis Herman
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Georgia Nelson
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Carl Ware
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Robert Herdman
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Robert Bernhard
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Franklin Chang-Diaz
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Elect Stephen Dobbs
Mgmt
For
For
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Cummins Inc.
05/10/2011
CMI
231021106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Leonard Berry
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Odie Donald
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Christopher Fraleigh
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Victoria Harker
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect David Hughes
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Charles Ledsinger, Jr.
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect William Lewis, Jr.
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Connie Mack III
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Andrew Madsen
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Clarence Otis Jr.
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Michael Rose
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Elect Maria Sastre
Mgmt
For
For
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Amendment to the 2002 Stock incentive Plan
Mgmt
Against
Against
Voted
Darden Restaurants, Inc.
09/14/2010
DRI
237194105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Pamela Arway
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Charles Berg
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Willard Brittain, Jr.
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Carol Anthony Davidson
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Paul Diaz
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Peter Grauer
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect John Nehra
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect William Roper
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Kent Thiry
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Elect Roger Valine
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
2011 Incentive Award Plan
Mgmt
Against
Against
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Davita Inc.
06/06/2011
DVA
23918K108
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Elect Stephen Green
Mgmt
For
For
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Elect Joseph Hardin, Jr.
Mgmt
For
For
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Elect John Muse
Mgmt
For
For
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Amendment to the 2007 Stock Incentive Plan
Mgmt
Against
Against
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dean Foods Company
05/19/2011
DF
242370104
CUSIP
Shareholder Proposal Regarding Restricting Tax Gross-Up Payments
ShrHoldr
Against
For
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Elect Charles Holliday, Jr.
Mgmt
For
For
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Elect Dipak Jain
Mgmt
For
For
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Elect Joachim Milberg
Mgmt
For
For
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Elect Richard Myers
Mgmt
For
For
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Deere & Company
02/23/2011
DE
244199105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect James Breyer
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Donald Carty
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Michael Dell
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect William Gray, III
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Judy Lewent
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Thomas Luce, III
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Klaus Luft
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Alex Mandl
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Shantanu Narayen
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect Sam Nunn
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elect H. Ross Perot, Jr.
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Elimination of Supermajority Requirement
Mgmt
For
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Shareholder Proposal Regarding Reimbursement of Solicitation Expenses
ShrHoldr
Against
For
Voted
Dell Inc.
08/12/2010
DELL
24702R101
CUSIP
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect Robert Henry
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect John Hill
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect Michael Kanovsky
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect Robert Mosbacher, Jr.
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect J. Larry Nichols
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect Duane Radtke
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect Mary Ricciardello
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elect John Richels
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Elimination of Supermajority Requirement
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Technical Amendments to Certificate of Incorporation
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Devon Energy Corporation
06/08/2011
DVN
25179M103
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Richard Magnuson
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Michael Foust
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Laurence Chapman
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Kathleen Earley
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Ruann Ernst
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Dennis Singleton
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Elect Robert Zerbst
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Digital Realty Trust, Inc.
04/25/2011
DLR
253868103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Elect David Dillon
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Elect Samuel DiPiazza, Jr.
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Elect Lorrie Norrington
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Amendment to Dual Class Stock
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Limitation of Right to Call a Special Meeting
Mgmt
Against
Against
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
Against
Against
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
DIRECTV
04/28/2011
DTV
25490A101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Kevin Yeaman
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Peter Gotcher
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect David Dolby
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Nicholas Donatiello, Jr.
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Ted Hall
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Bill Jasper
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Sanford Robertson
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Roger Siboni
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Elect Avadis Tevanian, Jr.
Mgmt
For
For
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Amendment to the 2005 Stock Plan
Mgmt
Against
Against
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Dolby Laboratories, Inc.
02/02/2011
DLB
25659T107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Elect Macon Brock, Jr.
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Elect Mary Citrino
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Elect Thomas Whiddon
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Omnibus Incentive Plan
Mgmt
For
For
Voted
Dollar Tree, Inc.
06/16/2011
DLTR
256746108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Jack Bingleman
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Louis Gignac
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Brian Levitt
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Harold MacKay
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect David Maffucci
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect W. Henson Moore
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Michael Onustock
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Robert Steacy
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Pamela Strobel
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Richard Tan
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect Denis Turcotte
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Elect John Williams
Mgmt
For
For
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Domtar Corporation
05/04/2011
UFS
257559203
CUSIP
Appointment of Auditor
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect David Benson
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Robert Cremin
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Jean-Pierre Ergas
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Peter Francis
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Kristiane Graham
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Robert Livingston
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Richard Lochridge
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Bernard Rethore
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Michael Stubbs
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Stephen Todd
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Stephen Wagner
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Elect Mary Winston
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Dover Corporation
05/05/2011
DOV
260003108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Elect Joyce Roche
Mgmt
For
For
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Elect Wayne Sanders
Mgmt
For
For
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Elect Jack Stahl
Mgmt
For
For
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Elect Larry Young
Mgmt
For
For
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Dr Pepper Snapple Group, Inc.
05/19/2011
DPS
26138E109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Elect George Argyros
Mgmt
For
For
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Elect Lawrence Higby
Mgmt
For
For
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Elect Thomas McDonnell
Mgmt
For
For
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Elect M. Jeannine Strandjord
Mgmt
For
For
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
DST Systems, Inc.
05/10/2011
DST
233326107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Richard Brown
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Robert Brown
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Bertrand Collomb
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Curtis Crawford
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Alexander Cutler
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Eleuthere Du Pont
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Marillyn Hewson
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Lois Juliber
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect Ellen Kullman
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Elect William Reilly
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Amendment to the Equity and Incentive Plan
Mgmt
Against
Against
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Shareholder Proposal Regarding Genetically Engineered Organisms
ShrHoldr
Against
For
Voted
E. I. du Pont de Nemours and Company
04/27/2011
DD
263534109
CUSIP
Shareholder Proposal Regarding Comparison Between Executive and Employee Pay
ShrHoldr
Against
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Elect Humberto Alfonso
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Elect Michael Connors
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Elect Howard Lance
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Elect James Rogers
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Eastman Chemical Company
05/05/2011
EMN
277432100
CUSIP
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Elect Fred Anderson
Mgmt
For
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Elect Edward Barnholt
Mgmt
For
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Elect Scott Cook
Mgmt
For
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Elect John Donahoe
Mgmt
For
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
EBay Inc.
04/28/2011
EBAY
278642103
CUSIP
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Elect Michael Eskew
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Elect Alfred Gilman
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Elect Karen Horn
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Elect John Lechleiter
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Elimination of Supermajority Requirements
Mgmt
For
For
Voted
Eli Lilly and Company
04/18/2011
LLY
532457108
CUSIP
Executive Officer Incentive Plan
Mgmt
Against
Against
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Michael Brown
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Randolph Cowen
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Michael Cronin
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Gail Deegan
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect James DiStasio
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect John Egan
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Edmund Kelly
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Windle Priem
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Paul Sagan
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect David Strohm
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Elect Joseph Tucci
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Amendment to the 2003 Stock Plan
Mgmt
Against
Against
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Amendment to Right to Call a Special Meeting
Mgmt
For
For
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
EMC Corporation
05/04/2011
EMC
268648102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect John Delucca
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect David Holveck
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect Nancy Hutson
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect Michael Hyatt
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect Roger Kimmel
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect William P. Montague
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect David Nash
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect Joseph Scodari
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Elect William Spengler
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Endo Pharmaceuticals Holdings Inc.
05/25/2011
ENDP
29264F205
CUSIP
Employee Stock Purchase Plan
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect George Alcorn
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect Charles Crisp
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect James Day
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect Mark Papa
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect H. Leighton Steward
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect Donald Textor
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Elect Frank Wisner
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Voted
EOG Resources, Inc.
05/03/2011
EOG
26875P101
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Gary Benanav
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Maura Breen
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Nicholas LaHowchic
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Thomas Mac Mahon
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Frank Mergenthaler
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Woodrow Myers, Jr.
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect John Parker, Jr.
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect George Paz
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Samuel Skinner
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Elect Seymour Sternberg
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Amendment to Bylaws to Permit Shareholders to Call a Special Meeting
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
2011 Long-Term Incentive Plan
Mgmt
For
For
Voted
Express Scripts, Inc.
05/04/2011
ESRX
302182100
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Michael Boskin
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Peter Brabeck-Letmathe
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Larry Faulkner
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Jay Fishman
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Kenneth Frazier
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect William George
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Marilyn Nelson
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Samuel Palmisano
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Steven Reinemund
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Rex Tillerson
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Elect Edward Whitacre, Jr.
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable
ShrHoldr
Against
For
Voted
Exxon Mobil Corporation
05/25/2011
XOM
30231G102
CUSIP
Shareholder Proposal Regarding Greenhouse Gas Emission Goals
ShrHoldr
Against
For
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Elect John Chapple
Mgmt
For
For
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Elect A. Gary Ames
Mgmt
For
For
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Elect Scott Thompson
Mgmt
For
For
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
F5 Networks, Inc.
03/14/2011
FFIV
315616102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
FactSet Research Systems Inc.
12/14/2010
FDS
303075105
CUSIP
Elect Joseph Laird, Jr.
Mgmt
For
For
Voted
FactSet Research Systems Inc.
12/14/2010
FDS
303075105
CUSIP
Elect James McGonigle
Mgmt
For
For
Voted
FactSet Research Systems Inc.
12/14/2010
FDS
303075105
CUSIP
Elect Charles Snyder
Mgmt
For
For
Voted
FactSet Research Systems Inc.
12/14/2010
FDS
303075105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
FactSet Research Systems Inc.
12/14/2010
FDS
303075105
CUSIP
Amendment to the 2004 Stock Option Plan
Mgmt
Against
Against
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Charles Carinalli
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Randy Carson
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Anthony Lear
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Thomas Magnanti
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Kevin McGarity
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Bryan Roub
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Ronald Shelly
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Elect Mark Thompson
Mgmt
For
For
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Amendment to the 2007 Stock Plan
Mgmt
Against
Against
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Fairchild Semiconductor International, Inc.
05/05/2011
FCS
303726103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Mark Bernstein
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Pamela Davies
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Sharon Decker
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Edward Dolby
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Glenn Eisenberg
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Howard Levine
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect George Mahoney, Jr.
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect James Martin
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Harvey Morgan
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Elect Dale Pond
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Approval of Performance Measures under the 2006 Incentive Plan
Mgmt
For
For
Voted
Family Dollar Stores, Inc.
01/20/2011
FDO
307000109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Carl Icahn
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Jose Maria Alapont
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect George Feldenkreis
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Vincent Intrieri
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect J. Michael Laisure
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Samuel Merksamer
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Daniel Ninivaggi
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect David Schechter
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect Neil Subin
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Elect James Vandenberghe
Mgmt
Withhold
Against
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Federal-Mogul Corporation
05/25/2011
FDML
313549404
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Paul Addison
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Anthony Alexander
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Michael Anderson
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Carol Cartwright
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect William Cottle
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Robert Heisler, Jr.
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Julia Johnson
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Ted Kleisner
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Ernest Novak, Jr.
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Catherine Rein
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect George Smart
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Wesley Taylor
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Elect Jesse Williams, Sr.
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Amendment to Right to Call a Special Meeting
Mgmt
For
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Shareholder Proposal Regarding Report on Coal Combustion Waste
ShrHoldr
Against
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Firstenergy Corp.
05/17/2011
FE
337932107
CUSIP
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
For
Voted
Firstenergy Corp.
09/14/2010
FE
337932107
CUSIP
Stock Issuance for Acquisition
Mgmt
For
For
Voted
Firstenergy Corp.
09/14/2010
FE
337932107
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Firstenergy Corp.
09/14/2010
FE
337932107
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Elect Donald Dillon
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Elect Denis O'Leary
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Elect Glenn Renwick
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Elect Carl Stern
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Fiserv, Inc.
05/25/2011
FISV
337738108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Elect Peter Fluor
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Elect Joseph Prueher
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Elect Suzanne Woolsey
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Elimination of Supermajority Requirement
Mgmt
For
For
Voted
Fluor Corporation
05/05/2011
FLR
343412102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Elect Nicholas DiPaolo
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Elect Matthew McKenna
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Elect Allen Questrom
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Elect Cheryl Turpin
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Elect Guillermo Marmol
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Amendment to the Long-Term Incentive Compensation Plan
Mgmt
For
For
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Foot Locker, Inc.
05/18/2011
FL
344849104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Stephen Butler
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Kimberly Casiano
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Anthony Earley, Jr.
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Edsel Ford II
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect William Ford, Jr.
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Richard Gephardt
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect James Hance, Jr.
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Irvine Hockaday, Jr.
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Richard Manoogian
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Ellen Marram
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Alan Mulally
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Homer Neal
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect Gerald Shaheen
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Elect John Thornton
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Shareholder Proposal Regarding Recapitalization Plan
ShrHoldr
Against
For
Voted
Ford Motor Company
05/12/2011
F
345370860
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Foster Wheeler AG
02/24/2011
FWLT
H27178104
CUSIP
Elect Umberto della Sala
Mgmt
For
For
Voted
Foster Wheeler AG
02/24/2011
FWLT
H27178104
CUSIP
Authority to Repurchase Shares
Mgmt
For
For
Voted
Foster Wheeler AG
02/24/2011
FWLT
H27178104
CUSIP
Transaction of Other Business
Mgmt
Abstain
Against
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Richard Adkerson
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Robert Allison, Jr.
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Robert Day
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Gerald Ford
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect H. Devon Graham, Jr.
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Charles Krulak
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Bobby Lackey
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Jon Madonna
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Dustan McCoy
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect James Moffett
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect B. M. Rankin, Jr.
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Elect Stephen Siegele
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Freeport-McMoRan Copper & Gold, Inc.
06/15/2011
FCX
35671D857
CUSIP
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Douglas Bech
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Michael Jennings
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Robert Kostelnik
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect James Lee
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Paul Loyd, Jr.
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Franklin Myers
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Elect Michael Rose
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Frontier Oil Corporation
04/27/2011
FTO
35914P105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect John Cody
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Craig Dubow
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Howard Elias
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Arthur Harper
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect John Louis
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Marjorie Magner
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Scott McCune
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Duncan McFarland
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Elect Neal Shapiro
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Gannett Co., Inc.
05/03/2011
GCI
364730101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Michael Bingle
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Richard Bressler
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Karen Dykstra
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Russell Fradin
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Anne Sutherland Fuchs
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect William Grabe
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Eugene Hall
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Stephen Pagliuca
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect James Smith
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Elect Jeffrey Ubben
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
2011 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Gartner, Inc.
06/02/2011
IT
366651107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Elect Gregory Kenny
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Elect Charles McClure, Jr.
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Elect Patrick Prevost
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Elect Robert Smialek
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Elect John Welsh, III
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
General Cable Corporation
05/12/2011
BGC
369300108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect W. Geoffrey Beattie
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect James Cash, Jr.
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Ann Fudge
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Susan Hockfield
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Jeffrey Immelt
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Andrea Jung
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Alan Lafley
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Robert Lane
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Ralph Larsen
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Rochelle Lazarus
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect James Mulva
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Sam Nunn
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Roger Penske
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Robert Swieringa
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect James Tisch
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Elect Douglas Warner III
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Shareholder Proposal Cumulative Voting
ShrHoldr
Against
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
For
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
ShrHoldr
For
Against
Voted
General Electric Company
04/27/2011
GE
369604103
CUSIP
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Bradbury Anderson
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect R. Kerry Clark
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Paul Danos
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect William Esrey
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Raymond Gilmartin
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Judith Richards Hope
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Heidi Miller
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Steve Odland
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Kendall Powell
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Lois Quam
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Michael Rose
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Robert Ryan
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Elect Dorothy Terrell
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Executive Incentive Plan
Mgmt
Against
Against
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
General Mills, Inc.
09/27/2010
GIS
370334104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect John Cogan
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Etienne Davignon
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect James Denny
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Carla Hills
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Kevin Lofton
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect John Madigan
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect John Martin
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Gordon Moore
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Nicholas Moore
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Richard Whitley
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Gayle Wilson
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elect Per Wold-Olsen
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Amendment to the 162(m) Bonus Plan
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Elimination of Supermajority Requirement
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Right to Call a Special Meeting
Mgmt
For
For
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Gilead Sciences, Inc.
05/12/2011
GILD
375558103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Larry Page
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Sergey Brin
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Eric Schmidt
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect L. John Doerr
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect John Hennessy
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Ann Mather
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Paul Otellini
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect K. Ram Shriram
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Elect Shirley Tilghman
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Amendment to the 2004 Stock Plan
Mgmt
Against
Against
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Voted
Google Inc.
06/02/2011
GOOG
38259P508
CUSIP
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect William Johnson
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Charles Bunch
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Leonard Coleman, Jr.
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect John Drosdick
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Edith Holiday
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Candace Kendle
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Dean O'Hare
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Nelson Peltz
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Dennis Reilley
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Lynn Swann
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Thomas Usher
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Elect Michael Weinstein
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
H.J. Heinz Company
08/31/2010
HNZ
423074103
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Alan Bennett
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect James Boyd
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Milton Carroll
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Nance Dicciani
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect S. Malcolm Gillis
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Abdallah Jum'ah
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect David Lesar
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Robert Malone
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect J. Landis Martin
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Elect Debra Reed
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
For
Voted
Halliburton Company
05/19/2011
HAL
406216101
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect James Flaherty III
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Christine Garvey
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect David Henry
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Lauralee Martin
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Michael McKee
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Peter Rhein
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Kenneth Roath
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Richard Rosenberg
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Elect Joseph Sullivan
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
HCP, Inc.
04/28/2011
HCP
40414L109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect William Schoen
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Gary Newsome
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Kent Dauten
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Donald Kiernan
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Robert Knox
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect William Mayberry
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Vicki O'Meara
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect William Steere, Jr.
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Elect Randolph Westerfield
Mgmt
For
For
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Health Management Associates, Inc.
05/17/2011
HMA
421933102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Marc Andreessen
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Leo Apotheker
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Lawrence Babbio Jr.
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Sari Baldauf
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Shumeet Banerji
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Rajiv Gupta
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect John Hammergren
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Raymond Lane
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Gary Reiner
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Patricia Russo
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Dominique Senequier
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect G. Kennedy Thompson
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Elect Margaret Whitman
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
2011 Employee Stock Purchase Plan
Mgmt
For
For
Voted
Hewlett-Packard Company
03/23/2011
HPQ
428236103
CUSIP
Amendment to the 2005 Pay-for-Results Plan
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Gordon Bethune
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Kevin Burke
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Jaime Chico Pardo
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect David Cote
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect D. Scott Davis
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Linnet Deily
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Judd Gregg
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Lord Clive Hollick
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect George Paz
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Elect Bradley Sheares
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
2011 Stock Incentive Plan
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Amendment to the Incentive Compensation Plan for Executive Employees
Mgmt
For
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Honeywell International Inc.
04/25/2011
HON
438516106
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Robert Baylis
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Willard Brittain, Jr.
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Terence Golden
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Ann McLaughlin Korologos
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Richard Marriott
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect John Morse, Jr.
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect Gordon Smith
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Elect W. Edward Walter
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Host Hotels & Resorts, Inc.
05/12/2011
HST
44107P104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect Frank D'Amelio
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect W. Roy Dunbar
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect Kurt Hilzinger
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect David Jones Jr.
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect Michael McCallister
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect William McDonald
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect William Mitchell
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect David Nash
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect James O'Brien
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Elect Marissa Peterson
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
2011 Stock Incentive Plan
Mgmt
Against
Against
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Humana Inc.
04/21/2011
HUM
444859102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Elect Daniel Bradbury
Mgmt
For
For
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Elect Roy Whitfield
Mgmt
For
For
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Elect Gerald Moller
Mgmt
For
For
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Illumina, Inc.
05/10/2011
ILMN
452327109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Charlene Barshefsky
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Susan Decker
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect John Donahoe
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Reed Hundt
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Paul Otellini
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect James Plummer
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect David Pottruck
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Jane Shaw
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect Frank Yeary
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Elect David Yoffie
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Amendment to the 2006 Equity Incentive Plan
Mgmt
Against
Against
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Amendment to the 2006 Stock Purchase Plan
Mgmt
Against
Against
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Against
Against
Voted
Intel Corporation
05/19/2011
INTC
458140100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Thomas Peterffy
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Earl Nemser
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Paul Brody
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Milan Galik
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Lawrence Harris
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Hans Stoll
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Ivers Riley
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Elect Robert Trudeau
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Amendment to the 2007 Stock Incentive Plan
Mgmt
Against
Against
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Interactive Brokers Group, Inc.
04/28/2011
IBKR
45841N107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Alain Belda
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect William Brody
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Kenneth Chenault
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Michael Eskew
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Shirley Jackson
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Andrew Liveris
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect W. James McNerney, Jr.
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect James Owens
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Samuel Palmisano
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Joan Spero
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Sidney Taurel
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Elect Lorenzo Hector Zambrano Trevino
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
International Business Machines Corporation
04/26/2011
IBM
459200101
CUSIP
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect David Batchelder
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Christopher Brody
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect William Campbell
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Scott Cook
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Diane Greene
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Michael Hallman
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Edward Kangas
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Suzanne Nora Johnson
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Dennis Powell
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Elect Brad Smith
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Amendment to the 2005 Equity Incentive Plan
Mgmt
Against
Against
Voted
Intuit Inc.
01/19/2011
INTU
461202103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Elect John Dean
Mgmt
For
For
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Elect James Fowler Jr.
Mgmt
For
For
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Elect Vin Weber
Mgmt
For
For
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
ITT Educational Services, Inc.
05/03/2011
ESI
45068B109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Elect Natalie Black
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Elect Robert Cornog
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Elect William Lacy
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Elect Stephen Roell
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Amendment to the Annual Incentive Performance Plan
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Amendment to the Long-Term Incentive Performance Plan
Mgmt
For
For
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Johnson Controls, Inc.
01/26/2011
JCI
478366107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect Steven Gerard
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect John Hanson
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect Kenneth Johnsen
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect Gale Klappa
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect Richard Loynd
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect P. Eric Siegert
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect Michael Sutherlin
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Elect James Tate
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Joy Global Inc.
03/08/2011
JOYG
481165108
CUSIP
Employee Stock Purchase Plan
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect Crandall Bowles
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect Stephen Burke
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect David Cote
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect James Crown
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect James Dimon
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect Ellen Futter
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect William Gray, III
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect Laban Jackson, Jr.
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect David Novak
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect Lee Raymond
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Elect William Weldon
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Against
Against
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Amendment to the Long-Term Incentive Plan
Mgmt
Against
Against
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
For
Voted
JPMorgan Chase & Co.
05/17/2011
JPM
46625H100
CUSIP
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Elect Mary Cranston
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Elect Kevin Johnson
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Elect J. Michael Lawrie
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Elect David Schlotterbeck
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
2012 Performance Bonus Plan
Mgmt
For
For
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Amendment to the 2006 Equity Incentive Plan
Mgmt
Against
Against
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Juniper Networks, Inc.
05/18/2011
JNPR
48203R104
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
N/A
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Barbara Alexander
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Stephen Bollenbach
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Timothy Finchem
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Kenneth Jastrow II
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Robert Johnson
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Melissa Lora
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Michael McCaffery
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Jeffrey Mezger
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Leslie Moonves
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Elect Luis Nogales
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Amendment to the 2010 Equity Incentive Plan
Mgmt
For
For
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
KB Home
04/07/2011
KBH
48666K109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Peter Boneparth
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Steven Burd
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect John Herma
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Dale Jones
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect William Kellogg
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Kevin Mansell
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Frank Sica
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Peter Sommerhauser
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Stephanie Streeter
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Nina Vaca
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elect Stephen Watson
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elimination of Supermajority Requirement in Article V(f)
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Elimination of Supermajority Requirement in Article VI
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Annual Incentive Plan
Mgmt
For
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Kohl's Corporation
05/12/2011
KSS
500255104
CUSIP
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Thomas Capo
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Curtis Clawson
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Jonathan Foster
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Conrad Mallett, Jr.
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Robert Rossiter
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Donald Runkle
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Gregory Smith
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Elect Henry Wallace
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Lear Corporation
05/12/2011
LEA
521865204
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Irving Bolotin
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Steven Gerard
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Theron Gilliam
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Sherrill Hudson
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect R. Kirk Landon
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Sidney Lapidus
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Stuart Miller
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Donna Shalala
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Elect Jeffrey Sonnenfeld
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Amendments to Bylaws Concerning the Separation of President and CEO Roles
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Amendment to Bylaws Concerning Board's Authority to Amend Bylaws
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lennar Corporation
04/13/2011
LEN
526057104
CUSIP
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Elect Paul Rooke
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Elect Ralph Gomory
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Elect Jared Cohon
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Elect J. Edward Coleman
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Elect Sandra Helton
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Lexmark International, Inc.
04/28/2011
LXK
529771107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Liberty Media Corporation (Capital)
05/23/2011
LCAPA
53071M708
CUSIP
Spin-off
Mgmt
For
For
Voted
Liberty Media Corporation (Capital)
05/23/2011
LCAPA
53071M302
CUSIP
Spin-off
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect Balakrishnan Iyer
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect Gregory Lucier
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect Ronald Matricaria
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect David U'Prichard
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect William Longfield
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Elect Ora Pescovitz
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Amendments to Certificate of Incorporation
Mgmt
Against
Against
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Life Technologies Corporation
04/28/2011
LIFE
53217V109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Elect Dennis Glass
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Elect Gary Kelly
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Elect Michael Mee
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Amendment to the Restated Articles of Incorporation to Allow Shareholders to Amend the Bylaws
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Lincoln National Corporation
05/26/2011
LNC
534187109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect Robert Swanson, Jr.
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect Lothar Maier
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect Arthur Agnos
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect John Gordon
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect David Lee
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect Richard Moley
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Elect Thomas Volpe
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
2010 Equity Incentive Plan
Mgmt
For
For
Voted
Linear Technology Corporation
11/03/2010
LLTC
535678106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Nolan Archibald
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Rosalind Brewer
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect David Burritt
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect James Ellis, Jr.
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Thomas Falk
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Gwendolyn King
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect James Loy
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Douglas McCorkindale
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Joseph Ralston
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Anne Stevens
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Elect Robert Stevens
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
2011 Incentive Performance Award Plan
Mgmt
For
For
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Lockheed Martin Corporation
04/28/2011
LMT
539830109
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Lubrizol Corporation
06/09/2011
LZ
549271104
CUSIP
Acquisition
Mgmt
For
For
Voted
Lubrizol Corporation
06/09/2011
LZ
549271104
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Stephen Bollenbach
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Deirdre Connelly
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Meyer Feldberg
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Sara Levinson
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Terry Lundgren
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Joseph Neubauer
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Joseph Pichler
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Joyce Roche
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Craig Weatherup
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Elect Marna Whittington
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Macy's, Inc.
05/20/2011
M
55616P104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Elimination of Supermajority Requirement
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Revise Requirements to Board Composition
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Revise Stock Ownership Limitations
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Elect Nancy Karch
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Elect Jose Reyes Lagunes
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Elect Edward Tian
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Elect Silvio Barzi
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Amendment to the Senior Executive Annual Incentive Compensation Plan
Mgmt
For
For
Voted
MasterCard Incorporated
09/21/2010
MA
57636Q104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect John Bookout III
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect Roger Brown
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect Stephen Hanks
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect Stephen Johnson
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect D. Bradley McWilliams
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect Thomas Schievelbein
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect Mary Shafer-Malicki
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Elect David Trice
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Executive Incentive Compensation Plan
Mgmt
For
For
Voted
McDermott International, Inc.
05/06/2011
MDR
580037109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elect Susan Arnold
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elect Richard Lenny
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elect Cary McMillan
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elect Sheila Penrose
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elect James Skinner
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
Mgmt
For
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Shareholder Proposal Regarding Controlled Atmosphere Killing
ShrHoldr
Against
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
For
Voted
McDonald's Corporation
05/19/2011
MCD
580135101
CUSIP
Shareholder Proposal Regarding Beverage Containers
ShrHoldr
Against
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Andy Bryant
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Wayne Budd
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect John Hammergren
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Alton Irby III
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect M. Christine Jacobs
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Marie Knowles
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect David Lawrence
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Edward Mueller
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Elect Jane Shaw
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Reapproval of Performance Goals Under the 2005 Stock Plan
Mgmt
Against
Against
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Reapproval of Performance Goals Under the 2005 Management Incentive Plan
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
For
Voted
McKesson Corporation
07/28/2010
MCK
58155Q103
CUSIP
Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay
ShrHoldr
Against
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect Howard Barker, Jr.
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect John Cassis
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect Michael Goldstein
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect Charles Lillis
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect Myrtle Potter
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect William Roper
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect David Snow, Jr.
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect David Stevens
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elect Blenda Wilson
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Elimination of Supermajority Requirements
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Amendment to the 2002 Stock Incentive Plan
Mgmt
Against
Against
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Medco Health Solutions, Inc.
05/24/2011
MHS
58405U102
CUSIP
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Richard Anderson
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect David Calhoun
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Victor Dzau
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect William Hawkins
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Shirley Jackson
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect James Lenehan
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Denise O'Leary
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Kendall Powell
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Robert Pozen
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Jean-Pierre Rosso
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Elect Jack Schuler
Mgmt
For
For
Voted
Medtronic, Inc.
08/25/2010
MDT
585055106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Elect Steven Kandarian
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Elect Sylvia Mathews Burwell
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Elect Eduardo Castro-Wright
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Elect Cheryl Grise
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Elect Lulu Wang
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
MetLife, Inc.
04/26/2011
MET
59156R108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Steven Appleton
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Teruaki Aoki
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect James Bagley
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Robert Bailey
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Mercedes Johnson
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Lawrence Mondry
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Elect Robert Switz
Mgmt
For
For
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Amendment to the 2007 Equity Incentive Plan
Mgmt
Against
Against
Voted
Micron Technology, Inc.
12/16/2010
MU
595112103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Steven Ballmer
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Dina Dublon
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect William Gates III
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Raymond Gilmartin
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Reed Hastings
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Maria Klawe
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect David Marquardt
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Charles Noski
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Elect Helmut Panke
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Microsoft Corporation
11/16/2010
MSFT
594918104
CUSIP
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
For
Voted
Molson Coors Brewing Company
05/25/2011
TAP
60871R209
CUSIP
Elect John Cleghorn
Mgmt
For
For
Voted
Molson Coors Brewing Company
05/25/2011
TAP
60871R209
CUSIP
Elect Charles Herington
Mgmt
For
For
Voted
Molson Coors Brewing Company
05/25/2011
TAP
60871R209
CUSIP
Elect David O'Brien
Mgmt
For
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Elect Laura Ipsen
Mgmt
For
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Elect William Parfet
Mgmt
For
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Elect George Poste
Mgmt
For
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Monsanto Company
01/25/2011
MON
61166W101
CUSIP
Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives
Mgmt
For
For
Voted
Mosaic Company
05/11/2011
MOS
61945A107
CUSIP
Recapitalization and Spin-off
Mgmt
For
For
Voted
Mosaic Company
05/11/2011
MOS
61945A107
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect Frank Blue
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect Claiborne Deming
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect Robert Hermes
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect James Kelley
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect R. Madison Murphy
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect William Nolan, Jr.
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect Neal Schmale
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect David Smith
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect Caroline Theus
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Elect David Wood
Mgmt
For
For
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Murphy Oil Corporation
05/11/2011
MUR
626717102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Robert Coury
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Rodney Piatt
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Heather Bresch
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Wendy Cameron
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Robert Cindrich
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Neil Dimick
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Douglas Leech
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Joseph Maroon
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Mark Parrish
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect C. B. Todd
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Elect Randall Vanderveen
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Mylan Inc.
05/06/2011
MYL
628530107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Elect Reed Hastings
Mgmt
For
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Elect Jay Hoag
Mgmt
For
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Elect A. George Battle
Mgmt
For
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
2011 Stock Plan
Mgmt
Against
Against
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Netflix, Inc.
06/03/2011
NFLX
64110L106
CUSIP
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Lee Boothby
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Philip Burguieres
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Pamela Gardner
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect John Kemp III
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect J. Michael Lacey
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Joseph Netherland
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Howard Newman
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Thomas Ricks
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Juanita Romans
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect Charles Shultz
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Elect J. Terry Strange
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
2011 Omnibus Stock Plan
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Performance Goals for Performance Awards Under the 2011 Omnibus Stock Plan
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Newfield Exploration Company
05/05/2011
NFX
651290108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Elect Jill Conway
Mgmt
For
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Elect Alan Graf, Jr.
Mgmt
For
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Elect John Lechleiter
Mgmt
For
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Elect Phyllis Wise
Mgmt
For
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Amendment to the Executive Performance Sharing Plan
Mgmt
For
For
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Amendment to the 1990 Stock Incentive Plan
Mgmt
Against
Against
Voted
NIKE, Inc.
09/20/2010
NKE
654106103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Non-Voting Meeting Note
N/A
N/A
N/A
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Allocation of Profits/Dividends
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Satoru Iwata
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Yoshihiro Mori
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Shinji Hatano
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Genyoh Takeda
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Shigeru Miyamoto
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Nobuo Nagai
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Masaharu Matsumoto
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Eiichi Suzuki
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Tatsumi Kimishima
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Kaoru Takemura
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Ichiroh Nakaji
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Naoki Mizutani
Mgmt
For
For
Voted
Nintendo Co Ltd
06/29/2011
7974
J51699106
CINS
Elect Katashi Ozaki
Mgmt
For
For
Voted
Northeast Utilities
03/04/2011
NU
664397106
CUSIP
Merger
Mgmt
For
For
Voted
Northeast Utilities
03/04/2011
NU
664397106
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Northeast Utilities
03/04/2011
NU
664397106
CUSIP
Change in Board Size
Mgmt
For
For
Voted
Northeast Utilities
03/04/2011
NU
664397106
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Wesley Bush
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Lewis Coleman
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Victor Fazio
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Donald Felsinger
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Stephen Frank
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Bruce Gordon
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Madeleine Kleiner
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Karl Krapek
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Richard Myers
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Aulana Peters
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Elect Kevin Sharer
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
2011 Long-Term Incentive Stock Plan
Mgmt
Against
Against
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Northrop Grumman Corporation
05/18/2011
NOC
666807102
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Elect Lawrence Coben
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Elect Paul Hobby
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Elect Gerald Luterman
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Elect Herbert Tate
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Elect Walter Young
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
NRG Energy, Inc.
04/26/2011
NRG
629377508
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Elect Kirbyjon Caldwell
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Elect David Crane
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Elect Stephen  Cropper
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Elect Kathleen McGinty
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Elect Thomas Weidemeyer
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
Voted
NRG Energy, Inc.
07/28/2010
NRG
629377508
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Nstar
03/04/2011
NST
67019E107
CUSIP
Merger
Mgmt
For
For
Voted
Nstar
03/04/2011
NST
67019E107
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Elect Harvey Jones
Mgmt
For
For
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Elect William Miller
Mgmt
For
For
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
NVIDIA Corporation
05/18/2011
NVDA
67066G104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Charles Andrews
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Robert Butler
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Timothy Donahue
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Alfred Festa
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Manuel Johnson
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect William Moran
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect David Preiser
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect W. Grady Rosier
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Dwight Schar
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect John Toups
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Elect Paul Whetsell
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
NVR, Inc.
05/03/2011
NVR
62944T105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Spencer Abraham
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Howard Atkins
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Stephen Chazen
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Edward Djerejian
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect John Feick
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Margaret Foran
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Carlos Gutierrez
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Ray Irani
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Avedick Poladian
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Rodolfo Segovia
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Aziz Syriani
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Rosemary Tomich
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Elect Walter Weisman
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
N/A
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
Occidental Petroleum Corporation
05/06/2011
OXY
674599105
CUSIP
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
For
Voted
Oceaneering International, Inc.
05/06/2011
OII
675232102
CUSIP
Elect T. Jay Collins
Mgmt
For
For
Voted
Oceaneering International, Inc.
05/06/2011
OII
675232102
CUSIP
Elect D. Michael Hughes
Mgmt
For
For
Voted
Oceaneering International, Inc.
05/06/2011
OII
675232102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Oceaneering International, Inc.
05/06/2011
OII
675232102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Oceaneering International, Inc.
05/06/2011
OII
675232102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Elect Christopher Seaver
Mgmt
For
For
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Elect Douglas Swanson
Mgmt
For
For
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Elect Cindy Taylor
Mgmt
For
For
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Oil States International, Inc.
05/17/2011
OIS
678026105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Jeffrey Berg
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect H. Raymond Bingham
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Michael Boskin
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Safra Catz
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Bruce Chizen
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect George Conrades
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Lawrence Ellison
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Hector Garcia-Molina
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Jeffrey Henley
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Mark Hurd
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Donald Lucas
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Elect Naomi Seligman
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Executive Bonus Plan
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Amendment to the 2000 Long-Term Equity Incentive Plan
Mgmt
Against
Against
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Oracle Corporation
10/06/2010
ORCL
68389X105
CUSIP
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Richard Donnelly
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Michael Grebe
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect John Hamre
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Kathleen Hempel
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Leslie Kenne
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Harvey Medvin
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect J. Peter Mosling, Jr.
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Craig Omtvedt
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Richard Sim
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect Charles Szews
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Elect William Wallace
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Oshkosh Corporation
02/01/2011
OSK
688239201
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Robert Bohn
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Linda Harty
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect William Kassling
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Robert Kohlhepp
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Klaus-Peter Muller
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Candy Obourn
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Joseph Scaminace
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Wolfgang Schmitt
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Ake Svensson
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Markos Tambakeras
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect James Wainscott
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Elect Donald Washkewicz
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
2010 Performance Bonus Plan
Mgmt
For
For
Voted
Parker-Hannifin Corporation
10/27/2010
PH
701094104
CUSIP
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Gregory Boyce
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect William Coley
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect William James
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Robert Karn III
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect M. Frances Keeth
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Henry Lentz
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Robert Malone
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect William Rusnack
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect John Turner
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Sandra Van Trease
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Elect Alan Washkowitz
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Peabody Energy Corporation
05/03/2011
BTU
704549104
CUSIP
2011 Long-Term Equity Incentive Plan
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Shona Brown
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Ian Cook
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Dina Dublon
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Victor Dzau
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Ray Hunt
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Alberto Ibarguen
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Arthur Martinez
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Indra Nooyi
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Sharon Rockefeller
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect James Schiro
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Lloyd Trotter
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Elect Daniel Vasella
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
PepsiCo, Inc.
05/04/2011
PEP
713448108
CUSIP
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
ShrHoldr
Against
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Angel Cabrera
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Philip Francis
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Rakesh Gangwal
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Gregory Josefowicz
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Richard Lochridge
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Robert Moran
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Barbara Munder
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Elect Thomas Stemberg
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
2011 Equity Incentive Plan
Mgmt
Against
Against
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Petsmart, Inc.
06/15/2011
PETM
716768106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Dennis Ausiello
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Michael Brown
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect M. Anthony Burns
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect W. Don Cornwell
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Frances Fergusson
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect William Gray, III
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Constance Horner
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect James Kilts
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect George Lorch
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect John Mascotte
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Suzanne Nora Johnson
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Ian Read
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Elect Stephen Sanger
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Against
Against
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding Lobbying Priorities Report
ShrHoldr
Against
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding the Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Pfizer Inc.
04/28/2011
PFE
717081103
CUSIP
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Harold Brown
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Mathis Cabiallavetta
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Louis Camilleri
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect J. Dudley Fishburn
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Jennifer Li
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Graham Mackay
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Sergio Marchionne
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Lucio Noto
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Carlos Slim Helu
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Elect Stephen Wolf
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Shareholder proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
For
Voted
Philip Morris International Inc.
05/11/2011
PM
718172109
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Elect Edison Buchanan
Mgmt
For
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Elect R. Hartwell Gardner
Mgmt
For
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Elect Jim Watson
Mgmt
For
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Pioneer Natural Resources Company
05/17/2011
PXD
723787107
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Rick Holley
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Robin Josephs
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect John McDonald
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Robert McLeod
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect John Morgan, Sr.
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Marc Racicot
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect John Scully
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Stephen Tobias
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Elect Martin White
Mgmt
For
For
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Plum Creek Timber Company, Inc.
05/03/2011
PCL
729251108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Christopher Burley
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect William Doyle
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect John Estey
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Charles Hoffman
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Dallas Howe
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Alice Laberge
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Keith Martell
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Jeffrey McCaig
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Mary Mogford
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Paul Schoenhals
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect E. Robert Stromberg
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Elect Elena Viyella de Paliza
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Appointment of Auditor
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
2011 Performance Option Plan
Mgmt
For
For
Voted
Potash Corporation of Saskatchewan Inc.
05/12/2011
POT
73755L107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Elect Stephen Angel
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Elect Hugh Grant
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Elect Michele Hooper
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Elect Robert Mehrabian
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Amendment to the 2006  Omnibus Incentive Plan
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
PPG Industries, Inc.
04/21/2011
PPG
693506107
CUSIP
Shareholder Proposal Regarding Environmental Accountability Report
ShrHoldr
Against
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Elect Daniel Murphy
Mgmt
For
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Elect Steven Rothmeier
Mgmt
For
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Elect Richard Wambold
Mgmt
For
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Elect Timothy Wicks
Mgmt
For
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Precision Castparts Corp.
08/10/2010
PCP
740189105
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Elect Betsy Bernard
Mgmt
For
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Elect Jocelyn Carter-Miller
Mgmt
For
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Elect Gary Costley
Mgmt
For
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Elect Dennis Ferro
Mgmt
For
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
Against
Against
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Principal Financial Group, Inc.
05/17/2011
PFG
74251V102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Prologis
06/01/2011
PLD
743410102
CUSIP
Approval of the Merger
Mgmt
For
For
Voted
Prologis
06/01/2011
PLD
743410102
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Richard Burton
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Thomas Hamby
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect John Johns
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Vanessa Leonard
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Charles McCrary
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect John McMahon, Jr.
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Hans Miller
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Malcolm Portera
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect C. Dowd Ritter
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Jesse Spikes
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect William Terry
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect W. Michael Warren, Jr.
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Elect Vanessa Wilson
Mgmt
For
For
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Protective Life Corp.
05/09/2011
PL
743674103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Thomas Baltimore Jr.
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Gordon Bethune
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Gaston Caperton
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Gilbert Casellas
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect James Cullen
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect William Gray, III
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Mark Grier
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Constance Horner
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Martina Hund-Mejean
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Karl Krapek
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect Christine Poon
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect John Strangfeld
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Elect James Unruh
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
Against
Voted
Prudential Financial, Inc.
05/10/2011
PRU
744320102
CUSIP
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Elect Keith Rattie
Mgmt
For
For
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Elect David Trice
Mgmt
For
For
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
QEP Resources, Inc.
05/18/2011
QEP
74733V100
CUSIP
Transaction of Other Business
Mgmt
Against
Against
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Barbara Alexander
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Stephen Bennett
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Donald Cruickshank
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Raymond Dittamore
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Thomas Horton
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Irwin Jacobs
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Paul Jacobs
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Robert Kahn
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Sherry Lansing
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Duane Nelles
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Francisco Ros
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Brent Scowcroft
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Elect Marc Stern
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Amendment to the 2006 Long-term Incentive Plan
Mgmt
Against
Against
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Amendment to the 2001 Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
QUALCOMM Incorporated
03/08/2011
QCOM
747525103
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect Teresa Beck
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect R. D. Cash
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect Laurence Downes
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect Ronald Jibson
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect Gary Michael
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Elect Bruce Williamson
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Questar Corporation
05/10/2011
STR
748356102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Qwest Communications International Inc.
08/24/2010
Q
749121109
CUSIP
Merger
Mgmt
For
For
Voted
Qwest Communications International Inc.
08/24/2010
Q
749121109
CUSIP
Right to Adjourn Meeting
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Vernon Clark
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect John Deutch
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Stephen Hadley
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Frederic Poses
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Michael Ruettgers
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Ronald Skates
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect William Spivey
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect Linda Stuntz
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Elect William Swanson
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Voted
Raytheon Company
05/26/2011
RTN
755111507
CUSIP
Shareholder Proposal Regarding Supplemental Executive Retirement Plans
ShrHoldr
Against
For
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Elect John Danahy
Mgmt
For
For
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Elect Arnoud Boot
Mgmt
For
For
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Elect J. Cliff Eason
Mgmt
For
For
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Amendment to the Flexible Stock Plan
Mgmt
For
For
Voted
Reinsurance Group of America, Incorporated
05/18/2011
RGA
759351604
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Elect Luc Jobin
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Elect Nana Mensah
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Elect John Zillmer
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Elect John Daly
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Elect Daniel Delen
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
For
Voted
Reynolds American Inc.
05/06/2011
RAI
761713106
CUSIP
Shareholder Proposal Regarding Reporting on Company's Compliance with International Human Rights Standards
ShrHoldr
Against
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Elect George Orban
Mgmt
For
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Elect Donald Seiler
Mgmt
For
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Reapproval of the Incentive Compensation Plan
Mgmt
For
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Ross Stores, Inc.
05/18/2011
ROST
778296103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Michael Marks
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Kevin DeNuccio
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Irwin Federman
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Steve Gomo
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Eddy Hartenstein
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Chenming Hu
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Catherine Lego
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Elect Sanjay Mehrotra
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Amendment to the 2005 Incentive Plan
Mgmt
Against
Against
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Amendment to the 2005 Employee Stock Purchase Plans
Mgmt
Against
Against
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
SanDisk Corporation
06/07/2011
SNDK
80004C101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Christopher Begley
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Crandall Bowles
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Virgis Colbert
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect James Crown
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Laurette Koellner
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Cornelis van Lede
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect John McAdam
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Ian Prosser
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Norman Sorensen
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Jeffrey Ubben
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Elect Jonathan Ward
Mgmt
For
For
Voted
Sara Lee Corporation
10/28/2010
SLE
803111103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Philippe Camus
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Peter Currie
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Andrew Gould
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Tony Isaac
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect K.V. Kamath
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Nikolay Kudryavtsev
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Adrian Lajous
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Michael Marks
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Elizabeth Moler
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Leo Reif
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Tore Sandvold
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Henri Seydoux
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Paal Kibsgaard
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Elect Lubna Olayan
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Amendements to Articles
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Approval of Financial Statements and Dividends
Mgmt
For
For
Voted
Schlumberger Limited
04/06/2011
SLB
806857108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Schnitzer Steel Industries, Inc.
01/19/2011
SCHN
806882106
CUSIP
Elect Wayland Hicks
Mgmt
For
For
Voted
Schnitzer Steel Industries, Inc.
01/19/2011
SCHN
806882106
CUSIP
Elect Judith Johansen
Mgmt
For
For
Voted
Schnitzer Steel Industries, Inc.
01/19/2011
SCHN
806882106
CUSIP
Elect Tamara Lundgren
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Charles Fabrikant
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Pierre de Demandolx
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Richard Fairbanks
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Blaine Fogg
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect John Hadjipateras
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Oivind Lorentzen
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Andrew Morse
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Christopher Regan
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Steven Webster
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Elect Steven Wisch
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Seacor Holdings Inc.
05/24/2011
CKH
811904101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
SEI Investments Company
05/25/2011
SEIC
784117103
CUSIP
Elect Kathryn McCarthy
Mgmt
Against
Against
Voted
SEI Investments Company
05/25/2011
SEIC
784117103
CUSIP
Elect Sarah Blumenstein
Mgmt
Against
Against
Voted
SEI Investments Company
05/25/2011
SEIC
784117103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
SEI Investments Company
05/25/2011
SEIC
784117103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
SEI Investments Company
05/25/2011
SEIC
784117103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Elect Thomas Ryan
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Elect S. Malcolm Gillis
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Elect Clifton Morris, Jr.
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Elect W. Blair Waltrip
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Amendment to the Incentive Plan
Mgmt
Against
Against
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Amendment to the Director Fee Plan
Mgmt
For
For
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Service Corporation International
05/11/2011
SCI
817565104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Accounts and Reports
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Directors' Remuneration Report
Mgmt
Abstain
Against
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Matthew Emmens
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Angus Russell
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Graham Hetherington
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect David Kappler
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Patrick Langlois
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Jeffrey Leiden
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect David Ginsburg
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Elect Anne Minto
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Appointment of Auditor
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Authority to Set Auditor's Fees
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Authority to Issue Shares w/ Preemptive Rights
Mgmt
Against
Against
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Authority to Repurchase Shares
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Adoption of New Articles
Mgmt
For
For
Voted
SHIRE PLC
04/26/2011
SHP
82481R106
CUSIP
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect Rebecca Bergman
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect George Church
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect David Harvey
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect W. Lee McCollum
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect Avi Nash
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect Steven Paul
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect J. Pedro Reinhard
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect Rakesh Sachdev
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect D. Dean Spatz
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elect Barrett Toan
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Elimination of Supermajority Requirement for Business Combinations
Mgmt
For
For
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Sigma-Aldrich Corporation
05/03/2011
SIAL
826552101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Melvyn Bergstein
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Linda Bynoe
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Larry Glasscock
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Karen Horn
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Allan Hubbard
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Reuben Leibowitz
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect Daniel Smith
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Elect J. Albert Smith, Jr.
Mgmt
For
For
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Simon Property Group, Inc.
05/19/2011
SPG
828806109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Joan Amble
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Leon Black
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Lawrence Gilberti
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Eddy Hartenstein
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect James Holden
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Mel Karmazin
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect James Mooney
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Elect Jack Shaw
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Sirius XM Radio Inc.
05/25/2011
SIRI
82967N108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect David McLachlan
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect David Aldrich
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Kevin Beebe
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Moiz Beguwala
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Timothy Furey
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Balakrishnan Iyer
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Thomas Leonard
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect David McGlade
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Robert Schriesheim
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect David Aldrich
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect Moiz Beguwala
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Elect David McGlade
Mgmt
For
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
Against
Against
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Amendment to the 2008 Director Long-Term Incentive Plan
Mgmt
Against
Against
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Skyworks Solutions, Inc.
05/11/2011
SWKS
83088M102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Elect Charles Zhang
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Elect Charles Huang
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Elect Dave Qi
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Elect Shi Wang
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Sohu.com Inc.
06/17/2011
SOHU
83408W103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Elect William Monahan
Mgmt
For
For
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Elect Robert Peiser
Mgmt
For
For
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Elect Jeffry Quinn
Mgmt
For
For
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Solutia Inc.
04/18/2011
SOA
834376501
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Juanita Baranco
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Jon Boscia
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Henry Clark III
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Thomas Fanning
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect H. William Habermeyer, Jr.
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Veronica Hagen
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Warren Hood, Jr.
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Donald James
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Dale Klein
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect J. Neal Purcell
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect William Smith, Jr.
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Steven Specker
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Elect Larry Thompson
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
2011 Omnibus Incentive Compensation Plan
Mgmt
For
For
Voted
Southern Company
05/25/2011
SO
842587107
CUSIP
Shareholder Proposal Regarding Report on Coal Combustion Waste
ShrHoldr
Against
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect German Larrea Mota Velasco
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Oscar Gonzalez Rocha
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Emilio Carrillo Gamboa
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Alfredo Casar Perez
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Luis Castelazo Morales
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Enrique Castillo Sanchez Mejorada
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Alberto de la Parra Zavala
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Xavier Garcia de Quevedo Topete
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Genaro Larrea Mota Velasco
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Daniel Quintanilla
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Luis Miguel Palomino Bonilla
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Gilberto Perezalonso Cifuentes
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Juan Rebolledo Gout
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Elect Carlos Ruiz
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Southern Copper Corporation
04/28/2011
SCCO
84265V105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect Frank Nesvet
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect David Kelly
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect Bonny Eugenia
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect Dwight Churchill
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect Carl Verboncoeur
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elect James Ross
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of a Manager of Managers Structure
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding: Real Estate
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding: Senior Securities and Borrowing
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding Loans
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding Commodities
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding Industry Concentration
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Approval of Changes to Fundamental Investment Limitations Regarding Industry Concentration
Mgmt
For
For
Voted
SPDR S&P China ETF
09/08/2010
GXC
78463X400
CUSIP
Elimination of Outdated Fundamental Investment Policies
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Adam Aron
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Charlene Barshefsky
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Thomas Clarke
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Clayton Daley, Jr.
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Bruce Duncan
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Lizanne Galbreath
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Eric Hippeau
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Stephen Quazzo
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Thomas Ryder
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Frits van Paasschen
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Elect Kneeland Youngblood
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Starwood Hotels & Resorts Worldwide, Inc.
05/05/2011
HOT
85590A401
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Keith Busse
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Mark Millett
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Richard Teets, Jr.
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect John Bates
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Frank Byrne
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Paul Edgerley
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Richard Freeland
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Jurgen Kolb
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect James Marcuccilli
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Joseph Ruffolo
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Elect Gabriel Shaheen
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Steel Dynamics, Inc.
05/19/2011
STLD
858119100
CUSIP
Transaction of Other Business
Mgmt
Against
Against
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Craig Fuller
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Patrick James
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Steven Lucas
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Francis McAllister
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Michael Parrett
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Sheryl Pressler
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Elect Michael Schiavone
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Stillwater Mining Company
05/03/2011
SWC
86074Q102
CUSIP
Authorization of Preferred Stock
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect Chris Casciato
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect Gary Edwards
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect Lynn Elsenhans
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect Ursula Fairbairn
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect John Jones, III
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect James Kaiser
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect John Rowe
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Elect John Wulff
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Sunoco, Inc.
05/05/2011
SUN
86764P109
CUSIP
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Robert Beall II
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Alston Correll
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Jeffrey Crowe
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Blake Garrett, Jr.
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect David Hughes
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect M. Douglas Ivester
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect J. Hicks Lanier
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Kyle Legg
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect William Linnenbringer
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect G. Gilmer Minor III
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Frank Royal
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Thomas Watjen
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect James Wells III
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Elect Phail Wynn, Jr.
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Amendment to 2009 Stock Plan
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Suntrust Banks, Inc.
04/26/2011
STI
867914103
CUSIP
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Stephen Bennett
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Michael Brown
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect William Coleman, III
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Franck Dangeard
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Geraldine Laybourne
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect David Mahoney
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Robert Miller
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Enrique Salem
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect Daniel Schulman
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect John Thompson
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Elect V. Paul Unruh
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Amendment to the 2004 Equity Incentive Plan
Mgmt
Against
Against
Voted
Symantec Corporation
09/20/2010
SYMC
871503108
CUSIP
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Edward C. Bernard
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect James T. Brady
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect J. Alfred Broaddus, Jr.
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Donald B. Hebb, Jr.
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect James A.C. Kennedy
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Robert F. MacLellan
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Brian C. Rogers
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Dr. Alfred Sommer
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Dwight S. Taylor
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Elect Anne Marie Whittemore
Mgmt
For
For
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
T. Rowe Price Group, Inc.
04/14/2011
TROW
74144T108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Elect Robert Taubman
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Elect Lisa Payne
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Elect William Parfet
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Taubman Centers, Inc.
06/02/2011
TCO
876664103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Evelyn Dilsaver
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Francis Doyle
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect John Heil
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Peter Hoffman
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Sir Paul Judge
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Nancy Koehn
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Christopher Masto
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect P. Andrews McLane
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Mark Sarvary
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Elect Robert Trussell, Jr.
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Tempur-Pedic International Inc.
04/26/2011
TPX
88023U101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Elect Nancy E. Cooper
Mgmt
For
For
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Elect David E. Kepler
Mgmt
For
For
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Elect William S. Stavropoulos
Mgmt
For
For
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Teradata Corporation
04/26/2011
TDC
88076W103103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect James Bagley
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Michael Bradley
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Albert Carnesale
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Daniel Christman
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Edwin Gillis
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Timothy Guertin
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Paul Tufano
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Elect Roy Vallee
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan
Mgmt
For
For
Voted
Teradyne, Inc.
05/24/2011
TER
880770102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Ralph Babb, Jr.
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Daniel Carp
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Carrie Cox
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Stephen MacMillan
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Pamela Patsley
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Robert Sanchez
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Wayne Sanders
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Ruth Simmons
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Richard Templeton
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Elect Christine Whitman
Mgmt
For
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Texas Instruments Incorporated
04/21/2011
TXN
882508104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect John Bryson
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect David Calhoun
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Arthur Collins, Jr.
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Linda Cook
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Kenneth Duberstein
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Edmund Giambastiani, Jr.
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Edward Liddy
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect John McDonnell
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect W. James McNerney, Jr.
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Susan Schwab
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Ronald Williams
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Elect Mike Zafirovski
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards
ShrHoldr
Against
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
The Boeing Company
05/02/2011
BA
097023105
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Zoe Baird
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Sheila Burke
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect James Cash, Jr.
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect John Finnegan
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Lawrence Kellner
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Martin McGuinn
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Lawrence Small
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Jess Soderberg
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Daniel Somers
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect James Zimmerman
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Elect Alfred Zollar
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
2011 Annual Incentive Plan
Mgmt
For
For
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Ratification of Auditor
Mgmt
Against
Against
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Chubb Corporation
04/26/2011
CB
171232101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Herbert Allen
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Ronald Allen
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Howard Buffett
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Barry Diller
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Evan Greenberg
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Alexis Herman
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Muhtar Kent
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Donald Keough
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Maria Lagomasino
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Donald McHenry
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Sam Nunn
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect James Robinson III
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Peter Ueberroth
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect Jacob Wallenberg
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Elect James Williams
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Amendment to the Performance Incentive Plan
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Amendment to the 1989 Restricted Stock Award Plan
Mgmt
For
For
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
The Coca-Cola Company
04/27/2011
KO
191216100
CUSIP
Shareholder Proposal Regarding Report on Bisphenol-A
ShrHoldr
Against
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Lloyd Blankfein
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect John Bryan
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Gary Cohn
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Claes Dahlback
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Stephen Friedman
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect William George
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect James Johnson
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Lois Juliber
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect Lakshmi Mittal
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Elect James Schiro
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Report on Compensation
ShrHoldr
Against
For
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
For
Against
Voted
The Goldman Sachs Group, Inc.
05/06/2011
GS
38141G104
CUSIP
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Robert Allardice, III
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Trevor Fetter
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Paul Kirk, Jr.
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Liam McGee
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Kathryn Mikells
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Michael Morris
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Thomas Renyi
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect Charles Strauss
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Elect H. Patrick Swygert
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Hartford Financial Services Group, Inc.
05/18/2011
HIG
416515104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect F. Duane Ackerman
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Francis Blake
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Ari Bousbib
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Gregory Brenneman
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect J. Frank Brown
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Albert Carey
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Armando Codina
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Bonnie Hill
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Karen Katen
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Elect Ronald Sargent
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Restoration of Written Consent
Mgmt
For
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
ShrHoldr
Against
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
For
Voted
The Home Depot, Inc.
06/02/2011
HD
437076102
CUSIP
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Pedro Aspe
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Sir Winfried Bischoff
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Douglas Daft
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Willaim Green
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Linda Lorimer
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Harold McGraw III
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Robert McGraw
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Sir Michael Rake
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Edward Rust, Jr.
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Kurt Schmoke
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Elect Sidney Taurel
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Right to Call a Special Meeting
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The McGraw-Hill Companies, Inc.
04/27/2011
MHP
580645109
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
The Mosaic Company
10/07/2010
MOS
61945A107
CUSIP
Elect William Graber
Mgmt
For
For
Voted
The Mosaic Company
10/07/2010
MOS
61945A107
CUSIP
Elect Emery Koenig
Mgmt
For
For
Voted
The Mosaic Company
10/07/2010
MOS
61945A107
CUSIP
Elect Sergio Rial
Mgmt
For
For
Voted
The Mosaic Company
10/07/2010
MOS
61945A107
CUSIP
Elect David Seaton
Mgmt
For
For
Voted
The Mosaic Company
10/07/2010
MOS
61945A107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Urban Backstrom
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect H. Furlong Baldwin
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Michael Casey
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Borje Ekholm
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Lon Gorman
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Robert Greifeld
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Glenn Hutchins
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Birgitta Kantola
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Essa Kazim
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect John Markese
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Hans Nielsen
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Thomas O'Neill
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect James Riepe
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Michael Splinter
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Lars Wedenborn
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Elect Deborah Wince-Smith
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
The NASDAQ OMX Group, Inc.
05/26/2011
NDAQ
631103108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Angela Braly
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Kenneth Chenault
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Scott Cook
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Rajat Gupta
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Robert McDonald
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect W. James McNerney, Jr.
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Johnathan Rodgers
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Mary Wilderotter
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Patricia Woertz
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Elect Ernesto Zedillo
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Procter & Gamble Company
10/12/2010
PG
742718109
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Elect James Hagedorn
Mgmt
For
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Elect W.G. Jurgensen
Mgmt
For
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Elect Nancy Mistretta
Mgmt
For
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Elect Stephanie Shern
Mgmt
For
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Amendment to the 2006 Long-Term Incentive Plan
Mgmt
Against
Against
Voted
The Scotts Miracle-Gro Company
01/20/2011
SMG
810186106
CUSIP
Amendment to the Executive Incentive Plan
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Elect John Ballbach
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Elect Phillip Cox
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Elect Ward Timken, Jr.
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
2011 Long-Term Incentive Plan
Mgmt
For
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
The Timken Company
05/10/2011
TKR
887389104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Elect Ian Friendly
Mgmt
For
For
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Elect Janel Haugarth
Mgmt
For
For
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Elect William Mansfield
Mgmt
For
For
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
The Valspar Corporation
02/17/2011
VAL
920355104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Thor Industries, Inc.
12/07/2010
THO
885160101
CUSIP
Elect Peter Orthwein
Mgmt
For
For
Voted
Thor Industries, Inc.
12/07/2010
THO
885160101
CUSIP
2010 Equity and Incentive Plan
Mgmt
Against
Against
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Carole Black
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Glenn Britt
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Thomas Castro
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect David Chang
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect James Copeland, Jr.
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Peter Haje
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Donna James
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Don Logan
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect N.J. Nicholas, Jr.
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Wayne Pace
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect Edward Shirley
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Elect John Sununu
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
2011 Stock Incentive Plan
Mgmt
For
For
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Time Warner Cable Inc.
05/19/2011
TWC
88732J207
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect James Barksdale
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect William Barr
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Jeffrey Bewkes
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Stephen Bollenbach
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Frank Caufield
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Robert Clark
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Mathias Dopfner
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Jessica Einhorn
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Fred Hassan
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Michael Miles
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Kenneth Novack
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Paul Wachter
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elect Deborah Wright
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Elimination of Absolute Majority Voting Requirement
Mgmt
For
For
Voted
Time Warner Inc.
05/20/2011
TWX
887317303
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Jose Alvarez
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Alan Bennett
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Bernard Cammarata
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect David Ching
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Michael Hines
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Amy Lane
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Carol Meyrowitz
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect John O'Brien
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Elect Willow Shire
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
TJX Companies, Inc.
06/14/2011
TJX
872540109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Elect Robert Toll
Mgmt
For
For
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Elect Bruce Toll
Mgmt
For
For
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Elect Christine Garvey
Mgmt
For
For
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Repeal of Classified Board
Mgmt
For
For
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Toll Brothers, Inc.
03/16/2011
TOL
889478103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Elect Mark McAndrew
Mgmt
For
For
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Elect Sam Perry
Mgmt
For
For
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Elect Lamar Smith
Mgmt
For
For
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
2011 Incentive Plan
Mgmt
Against
Against
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Torchmark Corporation
04/28/2011
TMK
891027104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Elect Jeffrey Ettinger
Mgmt
For
For
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Elect Katherine Harless
Mgmt
For
For
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Elect Inge Thulin
Mgmt
For
For
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Elect Michael Hoffman
Mgmt
For
For
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Toro Company
03/15/2011
TTC
891092108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect James Wright
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Johnston Adams
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect William Bass
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Peter Bewley
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Jack Bingleman
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Richard Frost
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Cynthia Jamison
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect George MacKenzie
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Elect Edna Morris
Mgmt
For
For
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Increase of Authorized Common Stock
Mgmt
Against
Against
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Tractor Supply Company
04/28/2011
TSCO
892356106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Alan Beller
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect John Dasburg
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Janet Dolan
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Kenneth Duberstein
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Jay Fishman
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Lawrence Graev
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Patricia Higgins
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Thomas Hodgson
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Cleve Killingsworth, Jr.
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Donald Shepard
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Elect Laurie Thomsen
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Travelers Companies, Inc.
05/26/2011
TRV
89417E109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Elect Francois Castaing
Mgmt
For
For
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Elect Michael Gambrell
Mgmt
For
For
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Elect Paul O'Neill
Mgmt
For
For
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
TRW Automotive Holdings Corp.
05/18/2011
TRW
87264S106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Douglas Baker, Jr.
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Y. Marc Belton
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Victoria Buyniski Gluckman
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Arthur Collins, Jr.
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Richard Davis
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Joel Johnson
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Olivia Kirtley
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Jerry Levin
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect David O'Maley
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect O'Dell Owens
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Richard Reiten
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Craig Schnuck
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Elect Patrick Stokes
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
U.S. Bancorp
04/19/2011
USB
902973304
CUSIP
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Louis Chenevert
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect John Faraci
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Jean-Pierre Garnier
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Jamie Gorelick
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Edward Kangas
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Ellen Kullman
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Charles Lee
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Richard McCormick
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Harold McGraw III
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Richard Myers
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect H. Patrick Swygert
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Andre Villeneuve
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Elect Christine Whitman
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
N/A
Voted
United Technologies Corporation
04/13/2011
UTX
913017109
CUSIP
Shareholder Proposal Regarding Retention of Shares
ShrHoldr
Against
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Elect Raymond Dwek
Mgmt
For
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Elect Roger Jeffs
Mgmt
For
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Elect Christopher Patusky
Mgmt
For
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Elect Tommy Thompson
Mgmt
For
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
United Therapeutics Corporation
06/29/2011
UTHR
91307C102
CUSIP
Ratification of Auditor
Mgmt
Against
Against
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect William Ballard, Jr.
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Richard Burke
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Robert Darretta
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Stephen Hemsley
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Michele Hooper
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Rodger Lawson
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Douglas Leatherdale
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Glenn Renwick
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Kenneth Shine
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Elect Gail Wilensky
Mgmt
For
For
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
2011 Incentive Stock Plan
Mgmt
Against
Against
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Amendment to the 1993 Employee Stock Purchase Plan
Mgmt
Against
Against
Voted
UnitedHealth Group Incorporated
05/23/2011
UNH
91324P102
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Mickey Foret
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect William Frist
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Lydia Kennard
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Donald Knauss
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Martin Koffel
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Joseph Ralston
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect John Roach
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Sabrina Simmons
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect Douglas Stotlar
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Elect William Sullivan
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
URS Corporation
05/26/2011
URS
903236107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Elect Frank Coyne
Mgmt
For
For
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Elect Cristopher Foskett
Mgmt
For
For
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Elect David Wright
Mgmt
For
For
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Verisk Analytics, Inc.
05/18/2011
VRSK
92345Y106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Elect Juan de Bedout
Mgmt
For
For
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Elect Ursula Fairbairn
Mgmt
For
For
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Elect Eric Wiseman
Mgmt
For
For
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
Voted
VF Corporation
04/26/2011
VFC
918204108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Elect Eli Hurvitz
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Elect Abraham Ludomirski
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Elect Wayne Rogers
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Elect Ronald Ruzic
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Vishay Intertechnology, Inc.
06/01/2011
VSH
928298108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
VistaPrint N.V.
06/30/2011
VPRT
N93540107
CUSIP
2011 Equity Incentive Plan
Mgmt
For
For
Voted
VistaPrint N.V.
06/30/2011
VPRT
N93540107
CUSIP
Elect Katryn Blake
Mgmt
For
For
Voted
VistaPrint N.V.
06/30/2011
VPRT
N93540107
CUSIP
Elect Donald Nelson
Mgmt
For
For
Voted
VistaPrint N.V.
06/30/2011
VPRT
N93540107
CUSIP
Elect Nicholas Ruotolo
Mgmt
For
For
Voted
VistaPrint N.V.
06/30/2011
VPRT
N93540107
CUSIP
Elect Ernst Teunissen
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Brian Anderson
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Wilbur Gantz
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect V. Ann Hailey
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect William Hall
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Stuart Levenick
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect John McCarter, Jr.
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Neil Novich
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Michael Roberts
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect Gary Rogers
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect James Ryan
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect E. Scott Santi
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Elect James Slavik
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
W.W. Grainger, Inc.
04/27/2011
GWW
384802104
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Elect Sharilyn Gasaway
Mgmt
For
For
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Elect Alan Kosloff
Mgmt
For
For
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Elect Jerry Walton
Mgmt
For
For
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Waddell & Reed Financial, Inc.
04/06/2011
WDR
930059100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Waste Connections, Inc.
05/20/2011
WCN
941053100
CUSIP
Elect Robert Davis
Mgmt
For
For
Voted
Waste Connections, Inc.
05/20/2011
WCN
941053100
CUSIP
Increase of Authorized Common Stock
Mgmt
For
For
Voted
Waste Connections, Inc.
05/20/2011
WCN
941053100
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Waste Connections, Inc.
05/20/2011
WCN
941053100
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Waste Connections, Inc.
05/20/2011
WCN
941053100
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Joshua Bekenstein
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Michael Berendt
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Douglas Berthiaume
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Edward Conard
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Laurie Glimcher
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Christopher Kuebler
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect William Miller
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect JoAnn Reed
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Elect Thomas Salice
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Waters Corporation
05/10/2011
WAT
941848103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Approval of Financial Statements
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Ratification of Board and Management Acts
Mgmt
Against
Against
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Bernard Duroc-Danner
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Samuel Bodman III
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Nicholas Brady
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect David Butters
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect William Macaulay
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Robert Millard
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Robert Moses, Jr.
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Guillermo Ortiz Martinez
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Emyr Parry
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Elect Robert Rayne
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Weatherford International Ltd.
05/25/2011
WFT
H27013103
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect John Baker II
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect John Chen
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Lloyd Dean
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Susan Engel
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Enrique Hernandez, Jr.
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Donald James
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Mackey McDonald
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Cynthia Milligan
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Nicholas Moore
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Philip Quigley
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Judith Runstad
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Stephen Sanger
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect John Stumpf
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Elect Susan Swenson
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
For
Voted
Wells Fargo & Company
05/03/2011
WFC
949746101
CUSIP
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Peter Behrendt
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Kathleen Cote
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect John Coyne
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Henry DeNero
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect William Kimsey
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Michael Lambert
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Len Lauer
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Matthew Massengill
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Roger Moore
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Thomas Pardun
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Elect Arif Shakeel
Mgmt
For
For
Voted
Western Digital Corporation
11/11/2010
WDC
958102105
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect Samuel Allen
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect Jeff Fettig
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect Michael Johnston
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect William Kerr
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect John Liu
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect Miles Marsh
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect William Perez
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Elect Michael White
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Voted
Whirlpool Corporation
04/19/2011
WHR
963320106
CUSIP
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
For
Against
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Laura Alber
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Adrian Bellamy
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Patrick Connolly
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Adrian Dillon
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Sir Anthony Greener
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Ted Hall
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Michael Lynch
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Elect Sharon McCollam
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Reincorporation from California to Delaware
Mgmt
Against
Against
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Amendment to the 2001 Long-Term Incentive Plan
Mgmt
Against
Against
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Advisory Vote on Executive Compensation
Mgmt
For
For
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Williams-Sonoma, Inc.
05/25/2011
WSM
969904101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect John Bergstrom
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Barbara Bowles
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Patricia Chadwick
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Robert Cornog
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Curt Culver
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Thomas Fischer
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Gale Klappa
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Ulice Payne, Jr.
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Elect Frederick Stratton, Jr.
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Adoption of Majority Vote for Election of Directors in Uncontested Elections
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Amendment to the 1993 Omnibus Stock Incentive Plan
Mgmt
Against
Against
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Wisconsin Energy Corporation
05/05/2011
WEC
976657106
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
For
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Elect James Buckman
Mgmt
For
For
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Elect George Herrera
Mgmt
For
For
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Wyndham Worldwide Corporation
05/12/2011
WYN
98310W108
CUSIP
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Elect Russell Goldsmith
Mgmt
For
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Elect Robert Miller
Mgmt
For
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Elect Kazuo Okada
Mgmt
For
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Elect Allan Zeman
Mgmt
For
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Advisory Vote on Executive Compensation
Mgmt
Against
Against
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
Against
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Amendment to the 2002 Stock Incentive Plan
Mgmt
Against
Against
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted
Wynn Resorts, Limited
05/17/2011
WYNN
983134107
CUSIP
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Philip Gianos
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Moshe Gavrielov
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect John Doyle
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Jerald Fishman
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect William Howard, Jr.
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect J. Michael Patterson
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Albert Pimentel
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Marshall Turner
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Elect Elizabeth Vanderslice
Mgmt
For
For
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Amendment to the Employee Qualified Stock Purchase Plan
Mgmt
Against
Against
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Amendment to the 2007 Equity Incentive Plan
Mgmt
Against
Against
Voted
Xilinx, Inc.
08/11/2010
XLNX
983919101
CUSIP
Ratification of Auditor
Mgmt
For
For
Voted





SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)
Federated Asset Allocation Fund (fomerly, Federated Stock and Bond Fund)
   
By (Signature and Title)*
/s/ J. Christopher Donahue
 
J. Christopher Donahue
 
Principal Executive Officer
   
Date:
August 23, 2011

* Print the name and title of each signing officer under his or her signature.