0001337848-15-000004.txt : 20151113 0001337848-15-000004.hdr.sgml : 20151113 20151113163606 ACCESSION NUMBER: 0001337848-15-000004 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Research Affiliates, LLC CENTRAL INDEX KEY: 0001337848 IRS NUMBER: 020570299 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11483 FILM NUMBER: 151229628 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9493258700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001337848 XXXXXXXX 09-30-2015 09-30-2015 Research Affiliates, LLC

620 NEWPORT CENETR DRIVE SUITE 900 NEWPORT BEACH CA 92660

13F NOTICE 028-11483 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC N Jeffrey A Smith 949-325-8747 Jeffrey A Smith Newport Beach CA 11-13-2015