0001337848-14-000002.txt : 20140212 0001337848-14-000002.hdr.sgml : 20140212 20140211211401 ACCESSION NUMBER: 0001337848-14-000002 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Research Affiliates, LLC CENTRAL INDEX KEY: 0001337848 IRS NUMBER: 020570299 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11483 FILM NUMBER: 14596253 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9493258700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENETR DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001337848 XXXXXXXX 12-31-2013 12-31-2013 Research Affiliates, LLC

620 NEWPORT CENETR DRIVE SUITE 900 NEWPORT BEACH CA 92660

13F NOTICE 028-11483 0000932859 028-04558 PARAMETRIC PORTFOLIO ASSOCIATES LLC N DANIEL M. HARKINS 949-325-8731 DANIEL M. HARKINS NEWPORT BEACH CA 02-11-2014