0001628280-21-004758.txt : 20210315 0001628280-21-004758.hdr.sgml : 20210315 20210315171041 ACCESSION NUMBER: 0001628280-21-004758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Barry D. CENTRAL INDEX KEY: 0001740264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 21742382 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE, STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_161584260858524.xml FORM 4 X0306 4 2021-03-11 0 0001337619 ENVESTNET, INC. ENV 0001740264 Cooper Barry D. 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 SVP, Head of Accounting Mgmt. Common Stock 2021-03-11 4 A 0 7825 0 A 22814 D Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis. /s/ Shelly O'Brien, by Power-of-Attorney for Barry D. Cooper 2021-03-15