0001628280-21-003769.txt : 20210302 0001628280-21-003769.hdr.sgml : 20210302 20210302200726 ACCESSION NUMBER: 0001628280-21-003769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Arrigo Peter CENTRAL INDEX KEY: 0001497436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 21706425 MAIL ADDRESS: STREET 1: 35 E. WACKER DRIVE STREET 2: SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_161473363068928.xml FORM 4 X0306 4 2021-02-26 0 0001337619 ENVESTNET, INC. ENV 0001497436 D'Arrigo Peter 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Chief Financial Officer Common Stock 2021-02-26 4 M 0 10000 12.55 A 68458 D Common Stock 2021-02-26 4 F 0 2414 64.02 D 66044 D Employee Stock Option (Right to Buy) 12.55 2021-02-26 4 M 0 10000 12.55 A 2012-02-28 2021-02-28 Common Stock 10000.0 0 D The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units. This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant. Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates. /s/ Shelly O'Brien, by Power-of-Attorney for Peter D'Arrigo 2021-03-02