0001628280-21-003769.txt : 20210302
0001628280-21-003769.hdr.sgml : 20210302
20210302200726
ACCESSION NUMBER: 0001628280-21-003769
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210226
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Arrigo Peter
CENTRAL INDEX KEY: 0001497436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 21706425
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
wf-form4_161473363068928.xml
FORM 4
X0306
4
2021-02-26
0
0001337619
ENVESTNET, INC.
ENV
0001497436
D'Arrigo Peter
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Financial Officer
Common Stock
2021-02-26
4
M
0
10000
12.55
A
68458
D
Common Stock
2021-02-26
4
F
0
2414
64.02
D
66044
D
Employee Stock Option (Right to Buy)
12.55
2021-02-26
4
M
0
10000
12.55
A
2012-02-28
2021-02-28
Common Stock
10000.0
0
D
The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.
/s/ Shelly O'Brien, by Power-of-Attorney for Peter D'Arrigo
2021-03-02