0001628280-19-007972.txt : 20190613 0001628280-19-007972.hdr.sgml : 20190613 20190613191108 ACCESSION NUMBER: 0001628280-19-007972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190611 FILED AS OF DATE: 20190613 DATE AS OF CHANGE: 20190613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DePina Stuart CENTRAL INDEX KEY: 0001421867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 19897290 MAIL ADDRESS: STREET 1: 11755 WILSHIRE BLVD., 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_156046744862390.xml FORM 4 X0306 4 2019-06-11 0 0001337619 ENVESTNET, INC. ENV 0001421867 DePina Stuart 35 E. WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 1 0 0 Envestnet Data & Analytics* Common Stock 2019-06-11 4 A 0 31552 0 A 75605 D Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis. *Chief Executive of Envestnet Data and Analytics /s/ Shelly O'Brien, by Power-of-Attorney for Stuart DePina 2019-06-13