0001337619-20-000013.txt : 20200605
0001337619-20-000013.hdr.sgml : 20200605
20200605162144
ACCESSION NUMBER: 0001337619-20-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200603
FILED AS OF DATE: 20200605
DATE AS OF CHANGE: 20200605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Brandon
CENTRAL INDEX KEY: 0001497437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 20946609
MAIL ADDRESS:
STREET 1: 35 E. WACKER DRIVE
STREET 2: SUITE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
4
1
wf-form4_159138848681065.xml
FORM 4
X0306
4
2020-06-03
0
0001337619
ENVESTNET, INC.
ENV
0001497437
Thomas Brandon
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
1
0
0
Chief Investment Officer
Common Stock
2020-06-03
4
M
0
3367
9
A
272532
D
Common Stock
2020-06-03
4
S
0
2080
75.41
D
270452
D
Common Stock
2020-06-03
4
S
0
1287
76.11
D
269165
D
Common Stock
13938
I
See footnote
Employee Stock Option (Right to Buy)
9.0
2020-06-03
4
M
0
3367
0
D
2011-07-28
2020-07-28
Common Stock
3367.0
0
D
Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
The Common Shares reported herein as being sold were sold at a range of between $74.78 and $75.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $75.83 and $76.35 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Represents shares held by a trust in which Mr. Thomas is the trustee.
Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.
/s/ Shelly O'Brien, by Power-of-Attorney for Brandon Thomas
2020-06-05